Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Jan 18, 2022. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 711
- +3 vs. Q2 2021
- Portfolio value
- $10.6B
- −$29.0M (−0.3%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| VSTVistra Corp. | Stock | 319,975 | $14.0K | <0.1% | +306,057+2,199.0% | Added | History |
| Lexicon Pharmaceuticals, Inc.528872AB0 | NOTE 5.250%12/0 | – | $29.0K | <0.1% | – | – | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $40.0K | <0.1% | – | – | – |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $42.0K | <0.1% | – | – | – |
| Vocera Communications, Inc.92857FAB3 | BOND | – | $45.0K | <0.1% | – | – | – |
| Liberty Media Corp Del531229AE2 | DEB 2.250% 9/3 | – | $52.0K | <0.1% | – | – | – |
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $56.0K | <0.1% | – | – | – |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | – | $60.0K | <0.1% | – | – | – |
| Tabula Rasa HealthCare, Inc.873379AA9 | NOTE 1.750% 2/1 | – | $63.0K | <0.1% | – | – | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $69.0K | <0.1% | – | – | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $70.0K | <0.1% | – | – | – |
| Karyopharm Therapeutics Inc.48576UAA4 | NOTE 3.000%10/1 | – | $70.0K | <0.1% | – | – | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $82.0K | <0.1% | – | – | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $89.0K | <0.1% | – | – | – |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $90.0K | <0.1% | – | – | – |
| Allegheny Technologies Inc01741RAG7 | NOTE 4.750% 7/0 | – | $94.0K | <0.1% | – | – | – |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $94.0K | <0.1% | – | – | – |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $99.0K | <0.1% | – | – | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $100.0K | <0.1% | – | – | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $102.0K | <0.1% | – | – | – |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $102.0K | <0.1% | – | – | – |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | – | $103.0K | <0.1% | – | – | – |
| Q2 Hldgs Inc74736LAB5 | NOTE 0.750% 2/1 | – | $104.0K | <0.1% | – | – | – |
| Bloomin' Brands, Inc.094235AB4 | NOTE 5.000% 5/0 | – | $115.0K | <0.1% | – | – | – |
| Transocean Ltd.893830BJ7 | DEB 0.500% 1/3 | – | $117.0K | <0.1% | – | – | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $119.0K | <0.1% | – | – | – |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $119.0K | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAD0 | DBCV 2.250% 6/1 | – | $120.0K | <0.1% | – | – | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $122.0K | <0.1% | – | – | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $128.0K | <0.1% | – | – | – |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 28,978 | $132.0K | <0.1% | −27,216−48.4% | Reduced | History |
| Alteryx, Inc.02156BAD5 | NOTE 0.500% 8/0 | – | $138.0K | <0.1% | – | – | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $139.0K | <0.1% | – | – | – |
| II-VI Inc902104AB4 | NOTE 0.250% 9/0 | – | $140.0K | <0.1% | – | – | – |
| NTRANatera, Inc. | CONV BD US | – | $141.0K | <0.1% | – | – | History |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $142.0K | <0.1% | – | – | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $144.0K | <0.1% | – | – | – |
| Guidewire Software, Inc.40171VAA8 | NOTE 1.250% 3/1 | – | $145.0K | <0.1% | – | – | – |
| Cree Inc225447AB7 | NOTE 0.875% 9/0 | – | $148.0K | <0.1% | – | – | – |
| Invitae Corp46185LAB9 | NOTE 2.000% 9/0 | – | $148.0K | <0.1% | – | – | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $149.0K | <0.1% | – | – | – |
| Rapid7, Inc.753422AB0 | NOTE 1.250% 8/0 | – | $150.0K | <0.1% | – | – | – |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $151.0K | <0.1% | – | – | – |
| Colony Starwood Homes19625XAB8 | NOTE 3.500% 1/1 | – | $170.0K | <0.1% | – | – | – |
| Evolent Health, Inc.30050BAD3 | NOTE 1.500%10/1 | – | $174.0K | <0.1% | – | – | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $182.0K | <0.1% | – | – | – |
| Repligen Corp759916AB5 | NOTE 0.375% 7/1 | – | $185.0K | <0.1% | – | New | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $190.0K | <0.1% | – | – | – |
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | – | $195.0K | <0.1% | – | – | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $200.0K | <0.1% | – | – | – |
| ELSEquity Lifestyle Properties Inc | COM | 2,606 | $204.0K | <0.1% | +2,606 | New | History |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $204.0K | <0.1% | – | – | – |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $214.0K | <0.1% | – | – | – |
| DocuSign, Inc.256163AB2 | NOTE 0.500% 9/1 | – | $215.0K | <0.1% | – | – | – |
| JILLJ.Jill, Inc. | COM | 12,465 | $217.0K | <0.1% | 00.0% | Unchanged | History |
| BXBlackstone Inc. | COM | 1,900 | $221.0K | <0.1% | +1,900 | New | History |
| BIDUBaidu, Inc. | ADR | 1,447 | $222.0K | <0.1% | +347+31.5% | Added | History |
| Cheniere Energy, Inc.16411RAG4 | NOTE 4.250% 3/1 | – | $226.0K | <0.1% | – | – | – |
| XYZBlock, Inc. | CL A | 1,000 | $240.0K | <0.1% | 00.0% | Unchanged | History |
| MongoDB, Inc.60937PAB2 | NOTE 0.750% 6/1 | – | $242.0K | <0.1% | – | – | – |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $253.0K | <0.1% | – | – | – |
| JDJD.com, Inc. | SPON ADS CL A | 3,699 | $267.0K | <0.1% | +499+15.6% | Added | History |
| MELIMercadolibre Inc | COM | 163 | $274.0K | <0.1% | −37−18.5% | Reduced | History |
| Envista Holdings Corp29415FAB0 | NOTE 2.375% 6/0 | – | $275.0K | <0.1% | – | New | – |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $281.0K | <0.1% | – | New | – |
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $282.0K | <0.1% | – | – | – |
| iShares Tr464288588 | MBS ETF | 2,737 | $296.0K | <0.1% | +2,737 | New | – |
| iShares Tr464288257 | MSCI ACWI ETF | 3,154 | $315.0K | <0.1% | −11,846−79.0% | Reduced | – |
| TPBTurning Point Brands, Inc. | COM | 6,802 | $325.0K | <0.1% | 00.0% | Unchanged | History |
| BYMBlackRock Municipal Income Quality Trust | COM | 21,958 | $335.0K | <0.1% | −1,347−5.8% | Reduced | History |
| NBONeuberger Berman New York Municipal Fund Inc. | COM | 25,745 | $338.0K | <0.1% | 00.0% | Unchanged | History |
| CNX Res Corp12653CAG3 | NOTE 2.250% 5/0 | – | $341.0K | <0.1% | – | – | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $347.0K | <0.1% | – | – | – |
| RH74967XAD5 | NOTE 9/1 | – | $378.0K | <0.1% | – | – | – |
| Dick's Sporting Goods, Inc.253393AD4 | NOTE 3.250% 4/1 | – | $393.0K | <0.1% | – | New | – |
| NWSNews Corp | CL B | 18,258 | $425.0K | <0.1% | −538−2.9% | Reduced | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 27,018 | $437.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,300 | $439.0K | <0.1% | −682−17.1% | Reduced | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 20,422 | $451.0K | <0.1% | 00.0% | Unchanged | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $474.0K | <0.1% | – | – | – |
| HubSpot Inc443573AD2 | NOTE 0.375% 6/0 | – | $485.0K | <0.1% | – | – | – |
| Golar LNG Ltd38046YAB7 | NOTE 2.750% 2/1 | – | $497.0K | <0.1% | – | – | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $501.0K | <0.1% | – | – | – |
| UAUnder Armour, Inc. | CL C | 29,219 | $511.0K | <0.1% | −861−2.9% | Reduced | History |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $529.0K | <0.1% | – | – | – |
| UAAUnder Armour, Inc. | Stock | 28,281 | $571.0K | <0.1% | −834−2.9% | Reduced | History |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $574.0K | <0.1% | – | – | – |
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $574.0K | <0.1% | – | – | – |
| Newpark Res Inc651718AE8 | CONVERTIBLE BOND | – | $597.0K | <0.1% | – | – | – |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | – | $609.0K | <0.1% | – | New | – |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 25,328 | $643.0K | <0.1% | −747−2.9% | Reduced | History |
| Granite PT Mtg Tr Inc38741LAC1 | NOTE 6.375%10/0 | – | $697.0K | <0.1% | – | – | – |
| GAPGap Inc | COM | 31,192 | $708.0K | <0.1% | −919−2.9% | Reduced | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 63,317 | $772.0K | <0.1% | 00.0% | Unchanged | History |
| RLRalph Lauren Corp | CL A | 7,234 | $803.0K | <0.1% | −212−2.8% | Reduced | History |
| EIMEaton Vance Municipal Bond Fund | COM | 60,261 | $806.0K | <0.1% | −192,440−76.2% | Reduced | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 67,463 | $828.0K | <0.1% | 00.0% | Unchanged | History |
| IPGPIpg Photonics Corp | COM | 5,377 | $852.0K | <0.1% | −159−2.9% | Reduced | History |
| LEGLeggett & Platt Inc | Stock | 19,940 | $894.0K | <0.1% | −587−2.9% | Reduced | History |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 60,663 | $895.0K | <0.1% | +60,663 | New | History |
Sold out since Q2 2021 (24)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | – | $72.3M | 0.7% | – |
| Microchip Technology Inc595017AF1 | NOTE 1.625% 2/1 | – | $40.0M | 0.4% | – |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $38.6M | 0.4% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $27.6M | 0.3% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $16.4M | 0.2% | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $15.5M | 0.1% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 34,871 | $6.41M | 0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 42,291 | $4.46M | <0.1% | History |
| PMOFranklin Municipal Opportunities Trust | SH BEN INT | 134,024 | $1.90M | <0.1% | History |
| VKIInvesco Advantage Municipal Income Trust II | SH BEN INT | 112,398 | $1.37M | <0.1% | History |
| VGMInvesco Trust for Investment Grade Municipals | COM | 77,998 | $1.09M | <0.1% | History |
| NOVNOV Inc. | COM | 60,397 | $925.0K | <0.1% | History |
| UNMUnum Group | Stock | 31,447 | $893.0K | <0.1% | History |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $809.0K | <0.1% | – |
| DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc. | COM SHS | 50,575 | $743.0K | <0.1% | History |
| VKQInvesco Municipal Trust | COM | 38,647 | $530.0K | <0.1% | History |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $260.0K | <0.1% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $242.0K | <0.1% | – |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $220.0K | <0.1% | – |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $216.0K | <0.1% | – |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $213.0K | <0.1% | – |
| WIWWestern Asset Inflation-Linked Opportunities & Income Fund | CEF | 14,400 | $189.0K | <0.1% | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 13,258 | $186.0K | <0.1% | History |
| Clovis Oncology, Inc.189464AB6 | NOTE 2.500% 9/1 | – | $110.0K | <0.1% | – |