Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 14, 2021. Long positions only.
- Positions
- 1,497
- No 13F data for Q4 2020
- Portfolio value
- $13.7B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF922908363 | ETF | 2,762,653 | $885.7M | 6.5% | – | – | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 1,922,278 | $761.9M | 5.6% | – | – | History |
| AAPLApple Inc. | Stock | 3,652,184 | $446.1M | 3.3% | – | – | History |
| MSFTMicrosoft Corp | Stock | 1,742,031 | $410.7M | 3.0% | – | – | History |
| AMZNAmazon Com Inc | Stock | 99,766 | $308.7M | 2.3% | – | – | History |
| METAMeta Platforms, Inc. | Stock | 530,259 | $156.2M | 1.1% | – | – | History |
| GOOGAlphabet Inc. | Stock | 66,528 | $137.6M | 1.0% | – | – | History |
| GOOGLAlphabet Inc. | Stock | 66,494 | $137.1M | 1.0% | – | – | History |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $129.5M | 0.9% | – | – | – |
| TSLATesla, Inc. | Stock | 174,229 | $116.4M | 0.8% | – | – | History |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $109.3M | 0.8% | – | – | – |
| Lumentum Hldgs Inc55024UAB5 | NOTE 0.250% 3/1 | – | $99.4M | 0.7% | – | – | – |
| BRK.BBerkshire Hathaway Inc | Stock | 380,337 | $97.2M | 0.7% | – | – | History |
| Forum Energy Technologies IN34984VAC4 | NOTE 9.000% 8/0 | – | $91.4M | 0.7% | – | – | – |
| JNJJohnson & Johnson | Stock | 537,365 | $88.3M | 0.6% | – | – | History |
| JPMJPMorgan Chase & Co | Stock | 565,621 | $86.1M | 0.6% | – | – | History |
| BACBank of America Corp | Stock | 2,180,606 | $84.4M | 0.6% | – | – | History |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $82.6M | 0.6% | – | – | – |
| VVisa Inc. | Stock | 385,385 | $81.6M | 0.6% | – | – | History |
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | – | $76.0M | 0.6% | – | – | – |
| NVDANVIDIA Corp | Stock | 139,647 | $74.6M | 0.5% | – | – | History |
| UNHUnitedHealth Group Inc | Stock | 195,228 | $72.6M | 0.5% | – | – | History |
| MAMastercard Inc | Stock | 199,822 | $71.1M | 0.5% | – | – | History |
| PGProcter & Gamble Co | Stock | 521,899 | $70.7M | 0.5% | – | – | History |
| DISH Network CORP25470MAD1 | NOTE 2.375% 3/1 | – | $68.7M | 0.5% | – | – | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $67.7M | 0.5% | – | – | – |
| HDHome Depot, Inc. | Stock | 214,094 | $65.4M | 0.5% | – | – | History |
| PYPLPayPal Holdings, Inc. | Stock | 268,276 | $65.1M | 0.5% | – | – | History |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | – | $65.0M | 0.5% | – | – | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $63.7M | 0.5% | – | – | – |
| DISWalt Disney Co | Stock | 337,230 | $62.2M | 0.5% | – | – | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 525,239 | $62.1M | 0.5% | – | – | History |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | – | $61.4M | 0.4% | – | – | – |
| CONMED Corp207410AF8 | NOTE 2.625% 2/0 | – | $55.7M | 0.4% | – | – | – |
| Micron Technology Inc595112AX1 | NOTE 3.125% 5/0 | – | $52.5M | 0.4% | – | – | – |
| INTCIntel Corp | Stock | 809,525 | $51.8M | 0.4% | – | – | History |
| AVGOBroadcom Inc. | Stock | 105,410 | $48.9M | 0.4% | – | – | History |
| ADBEAdobe Inc. | Stock | 101,681 | $48.3M | 0.4% | – | – | History |
| On Semiconductor Corp682189AP0 | NOTE 1.625%10/1 | – | $48.0M | 0.4% | – | – | – |
| Nuance Communications, Inc.67020YAN0 | NOTE 1.250% 4/0 | – | $47.0M | 0.3% | – | – | – |
| Helix Energy Solutions Grp I42330PAK3 | NOTE 6.750% 2/1 | – | $46.4M | 0.3% | – | – | – |
| NFLXNetflix Inc | Stock | 88,561 | $46.2M | 0.3% | – | – | History |
| MRKMerck & Co., Inc. | Stock | 587,677 | $45.3M | 0.3% | – | – | History |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $45.1M | 0.3% | – | – | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $45.0M | 0.3% | – | – | – |
| Stanley Black & Decker, Inc.854502846 | UNIT 11/15/2022 | 373,400 | $44.5M | 0.3% | – | – | – |
| CMCSAComcast Corp | Stock | 819,469 | $44.3M | 0.3% | – | – | History |
| CRMSalesforce, Inc. | Stock | 209,162 | $44.3M | 0.3% | – | – | History |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | – | $43.7M | 0.3% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $43.7M | 0.3% | – | – | – |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 1,707,894 | $43.4M | 0.3% | – | – | History |
| VZVerizon Communications Inc | Stock | 745,700 | $43.4M | 0.3% | – | – | History |
| CSCOCisco Systems, Inc. | Stock | 817,252 | $42.3M | 0.3% | – | – | History |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | – | $42.2M | 0.3% | – | – | – |
| XOMExxonMobil Holdings Corp | COM | 755,178 | $42.2M | 0.3% | – | – | History |
| PG&E Corp69331C140 | UNIT 99/99/9999 | 366,848 | $42.0M | 0.3% | – | – | – |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $42.0M | 0.3% | – | – | – |
| ABBVAbbVie Inc. | Stock | 385,122 | $41.7M | 0.3% | – | – | History |
| ABTAbbott Laboratories | Stock | 346,903 | $41.6M | 0.3% | – | – | History |
| WMTWalmart Inc. | Stock | 303,509 | $41.2M | 0.3% | – | – | History |
| TALOTalos Energy Inc. | COM | 3,407,167 | $41.0M | 0.3% | – | – | History |
| CVXChevron Corp | Stock | 390,922 | $41.0M | 0.3% | – | – | History |
| Wix.com Ltd.92940WAB5 | NOTE 7/0 | – | $40.4M | 0.3% | – | – | – |
| QCOMQualcomm Inc | Stock | 298,876 | $39.6M | 0.3% | – | – | History |
| AMGNAmgen Inc | Stock | 158,475 | $39.4M | 0.3% | – | – | History |
| LOWLowes Companies Inc | Stock | 204,263 | $38.8M | 0.3% | – | – | History |
| PFEPfizer Inc | Stock | 1,066,659 | $38.6M | 0.3% | – | – | History |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $38.5M | 0.3% | – | – | – |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $38.5M | 0.3% | – | – | – |
| TAT&T Inc. | Stock | 1,267,079 | $38.4M | 0.3% | – | – | History |
| NKENIKE, Inc. | Stock | 287,657 | $38.2M | 0.3% | – | – | History |
| Envestnet, Inc.29404KAB2 | NOTE 1.750% 6/0 | – | $37.9M | 0.3% | – | – | – |
| Neurocrine Biosciences Inc64125CAD1 | NOTE 2.250% 5/1 | – | $37.6M | 0.3% | – | – | – |
| Shopify Inc.82509LAA5 | NOTE 0.125%11/0 | – | $37.6M | 0.3% | – | – | – |
| KOCoca Cola Co | Stock | 707,345 | $37.3M | 0.3% | – | – | History |
| Novellus Sys Inc670008AD3 | NOTE 2.625% 5/1 | – | $37.3M | 0.3% | – | – | – |
| COSTCostco Wholesale Corp | Stock | 104,453 | $36.8M | 0.3% | – | – | History |
| PEPPepsiCo Inc | Stock | 258,416 | $36.6M | 0.3% | – | – | History |
| Twilio Inc90138FAB8 | NOTE 0.250% 6/0 | – | $35.2M | 0.3% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $34.8M | 0.3% | – | – | – |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $34.5M | 0.3% | – | – | – |
| TMOThermo Fisher Scientific Inc. | Stock | 73,021 | $33.3M | 0.2% | – | – | History |
| CCitigroup Inc | Stock | 455,411 | $33.1M | 0.2% | – | – | History |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $32.3M | 0.2% | – | – | – |
| Microchip Technology Inc595017AF1 | NOTE 1.625% 2/1 | – | $31.7M | 0.2% | – | – | – |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 2,098,405 | $31.1M | 0.2% | – | – | History |
| MCDMcDonalds Corp | Stock | 137,906 | $30.9M | 0.2% | – | – | History |
| ORCLOracle Corp | Stock | 440,263 | $30.9M | 0.2% | – | – | History |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | – | $30.8M | 0.2% | – | – | – |
| LLYEli Lilly & Co | Stock | 163,520 | $30.5M | 0.2% | – | – | History |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 2,025,047 | $30.5M | 0.2% | – | – | History |
| IAUiShares Gold Trust | ISHARES | 1,859,000 | $30.2M | 0.2% | – | – | History |
| TXNTexas Instruments Inc | Stock | 158,416 | $29.9M | 0.2% | – | – | History |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $29.7M | 0.2% | – | – | – |
| PMPhilip Morris International Inc. | Stock | 327,414 | $29.1M | 0.2% | – | – | History |
| WFCWells Fargo & Company | Stock | 742,571 | $29.0M | 0.2% | – | – | History |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $28.7M | 0.2% | – | – | – |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 1,890,067 | $28.4M | 0.2% | – | – | History |
| DEDeere & Co | Stock | 75,235 | $28.1M | 0.2% | – | – | History |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $27.9M | 0.2% | – | – | – |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Global X FDS37954Y483 | NASDAQ 100 COVER | – | $461.0K |