Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 14, 2021. Long positions only.
- Positions
- 1,497
- No 13F data for Q4 2020
- Portfolio value
- $13.7B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Lexicon Pharmaceuticals, Inc.528872AB0 | NOTE 5.250%12/0 | – | $33.0K | <0.1% | – | – | – |
| GOROGoldgroup Mining Inc. | COM | 14,066 | $38.0K | <0.1% | – | – | History |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $41.0K | <0.1% | – | – | – |
| Vocera Communications, Inc.92857FAB3 | BOND | – | $41.0K | <0.1% | – | – | – |
| Liberty Media Corp Del531229AE2 | DEB 2.250% 9/3 | – | $54.0K | <0.1% | – | – | – |
| MFAMfa Financial, Inc. | COM | 14,100 | $58.0K | <0.1% | – | – | History |
| WRAPWrap Technologies, Inc. | COM | 12,333 | $69.0K | <0.1% | – | – | History |
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $70.0K | <0.1% | – | – | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $73.0K | <0.1% | – | – | – |
| Falcon Minerals Corp30607B109 | CL A COM | 16,400 | $74.0K | <0.1% | – | – | – |
| Tabula Rasa HealthCare, Inc.873379AA9 | NOTE 1.750% 2/1 | – | $76.0K | <0.1% | – | – | – |
| EXTNExterran Corp | COM | 23,200 | $78.0K | <0.1% | – | – | History |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $79.0K | <0.1% | – | – | – |
| FLNTFluent, Inc. | COM | 19,399 | $79.0K | <0.1% | – | – | History |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $80.0K | <0.1% | – | – | – |
| WTTRSelect Water Solutions, Inc. | CL A COM | 16,300 | $81.0K | <0.1% | – | – | History |
| ULBIUltralife Corp | COM | 10,100 | $84.0K | <0.1% | – | – | History |
| SCTLSocietal CDMO, Inc. | COM | 33,400 | $93.0K | <0.1% | – | – | History |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $93.0K | <0.1% | – | – | – |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $94.0K | <0.1% | – | – | – |
| Karyopharm Therapeutics Inc.48576UAA4 | NOTE 3.000%10/1 | – | $96.0K | <0.1% | – | – | – |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | – | $101.0K | <0.1% | – | – | – |
| Rapid7, Inc.753422AB0 | NOTE 1.250% 8/0 | – | $101.0K | <0.1% | – | – | – |
| Transocean Ltd.893830BJ7 | DEB 0.500% 1/3 | – | $102.0K | <0.1% | – | – | – |
| WNEBWestern New England Bancorp, Inc. | COM | 12,300 | $103.0K | <0.1% | – | – | History |
| Clovis Oncology, Inc.189464AB6 | NOTE 2.500% 9/1 | – | $104.0K | <0.1% | – | – | – |
| TRSTTrustco Bank Corp N Y | COM | 14,199 | $104.0K | <0.1% | – | – | History |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $104.0K | <0.1% | – | – | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $105.0K | <0.1% | – | – | – |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $106.0K | <0.1% | – | – | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $106.0K | <0.1% | – | – | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $107.0K | <0.1% | – | – | – |
| CPLGCorePoint Lodging Inc. | COM | 11,933 | $108.0K | <0.1% | – | – | History |
| ARQArq, Inc. | COM | 20,200 | $111.0K | <0.1% | – | – | History |
| Allegheny Technologies Inc01741RAG7 | NOTE 4.750% 7/0 | – | $112.0K | <0.1% | – | – | – |
| PFSWPfsweb Inc | COM NEW | 17,000 | $114.0K | <0.1% | – | – | History |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $117.0K | <0.1% | – | – | – |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $118.0K | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAD0 | DBCV 2.250% 6/1 | – | $119.0K | <0.1% | – | – | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $124.0K | <0.1% | – | – | – |
| Q2 Hldgs Inc74736LAB5 | NOTE 0.750% 2/1 | – | $124.0K | <0.1% | – | – | – |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $125.0K | <0.1% | – | – | – |
| PGREParamount Group, Inc. | COM | 12,369 | $125.0K | <0.1% | – | – | History |
| CNSLConsolidated Communications Holdings, Inc. | COM | 18,133 | $130.0K | <0.1% | – | – | History |
| EXPREXP OldCo Winddown, Inc. | COM | 32,908 | $132.0K | <0.1% | – | – | History |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $133.0K | <0.1% | – | – | – |
| Guidewire Software, Inc.40171VAA8 | NOTE 1.250% 3/1 | – | $136.0K | <0.1% | – | – | – |
| Alteryx, Inc.02156BAD5 | NOTE 0.500% 8/0 | – | $137.0K | <0.1% | – | – | – |
| PAEPAE Inc | COM CL A | 15,200 | $137.0K | <0.1% | – | – | History |
| MACMacerich Co | COM | 12,100 | $141.0K | <0.1% | – | – | History |
| MongoDB, Inc.60937PAB2 | NOTE 0.750% 6/1 | – | $141.0K | <0.1% | – | – | – |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $143.0K | <0.1% | – | – | – |
| Colony Starwood Homes19625XAB8 | NOTE 3.500% 1/1 | – | $143.0K | <0.1% | – | – | – |
| Evolent Health, Inc.30050BAD3 | NOTE 1.500%10/1 | – | $143.0K | <0.1% | – | – | – |
| AHRTAH Realty Trust, Inc. | COM | 11,533 | $145.0K | <0.1% | – | – | History |
| MGIMoneygram International Inc | COM NEW | 22,100 | $145.0K | <0.1% | – | – | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $147.0K | <0.1% | – | – | – |
| Pluralsight Inc72941BAB2 | NOTE 0.375% 3/0 | – | $148.0K | <0.1% | – | – | – |
| LFVNLifevantage Corp | COM NEW | 16,600 | $155.0K | <0.1% | – | – | History |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $155.0K | <0.1% | – | – | – |
| Realpage Inc75606NAB5 | NOTE 1.500%11/1 | – | $156.0K | <0.1% | – | – | – |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 15,406 | $157.0K | <0.1% | – | – | History |
| ESRTEmpire State Realty Trust, Inc. | CL A | 14,332 | $160.0K | <0.1% | – | – | History |
| II-VI Inc902104AB4 | NOTE 0.250% 9/0 | – | $160.0K | <0.1% | – | – | – |
| BRYBerry Corp (bry) | COM | 29,400 | $162.0K | <0.1% | – | – | History |
| RPAIRetail Properties of America, Inc. | CL A | 15,666 | $165.0K | <0.1% | – | – | History |
| BMTXBM Technologies, Inc. | CL A COM | 14,293 | $167.0K | <0.1% | – | – | History |
| OCULOcular Therapeutix, Inc | COM | 10,300 | $169.0K | <0.1% | – | – | History |
| Bluegreen Vacations Corp09629F108 | COM | 15,800 | $170.0K | <0.1% | – | – | – |
| DocuSign, Inc.256163AB2 | NOTE 0.500% 9/1 | – | $170.0K | <0.1% | – | – | – |
| SITCSITE Centers Corp. | COM | 12,732 | $173.0K | <0.1% | – | – | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 13,258 | $175.0K | <0.1% | – | – | History |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $177.0K | <0.1% | – | – | – |
| Invitae Corp46185LAB9 | NOTE 2.000% 9/0 | – | $181.0K | <0.1% | – | – | – |
| First BK Williamstown New Je31931U102 | COM | 15,100 | $184.0K | <0.1% | – | – | – |
| FRGIFiesta Restaurant Group, Inc. | COM | 14,600 | $184.0K | <0.1% | – | – | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $186.0K | <0.1% | – | – | – |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $188.0K | <0.1% | – | – | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $190.0K | <0.1% | – | – | – |
| HBNCHorizon Bancorp Inc | COM | 10,300 | $191.0K | <0.1% | – | – | History |
| RPTRithm Property Trust Inc. | COM | 17,700 | $193.0K | <0.1% | – | – | History |
| Cree Inc225447AB7 | NOTE 0.875% 9/0 | – | $194.0K | <0.1% | – | – | – |
| LBCLuther Burbank Corp | COM | 16,600 | $196.0K | <0.1% | – | – | History |
| INFNInfinera Corp | COM | 20,400 | $197.0K | <0.1% | – | – | History |
| CELHCelsius Holdings, Inc. | COM NEW | 4,200 | $202.0K | <0.1% | – | – | History |
| VMDViemed Healthcare, Inc. | COM | 19,933 | $202.0K | <0.1% | – | – | History |
| HOMBHome Bancshares Inc | COM | 7,500 | $203.0K | <0.1% | – | – | History |
| VVXV2X, Inc. | COM | 3,800 | $203.0K | <0.1% | – | – | History |
| AVNSAvanos Medical, Inc. | Stock | 4,700 | $205.0K | <0.1% | – | – | History |
| MSBIMidland States Bancorp, Inc. | COM | 7,400 | $205.0K | <0.1% | – | – | History |
| MYEMyers Industries Inc | COM | 10,500 | $207.0K | <0.1% | – | – | History |
| NEXNextier Oilfield Solutions Inc. | COM | 55,900 | $208.0K | <0.1% | – | – | History |
| AROWArrow Financial Corp | COM | 6,280 | $210.0K | <0.1% | – | – | History |
| Nic Inc62914B100 | COM | 6,200 | $210.0K | <0.1% | – | – | – |
| JLLJones Lang Lasalle Inc | COM | 1,177 | $211.0K | <0.1% | – | – | History |
| CVLGCovenant Logistics Group, Inc. | CL A | 10,300 | $212.0K | <0.1% | – | – | History |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $212.0K | <0.1% | – | – | – |
| XHRXenia Hotels & Resorts, Inc. | COM | 10,933 | $213.0K | <0.1% | – | – | History |
| LYTSLsi Industries Inc | COM | 25,100 | $214.0K | <0.1% | – | – | History |
| Spirit Rlty Cap Inc New84860WAB8 | NOTE 3.750% 5/1 | – | $214.0K | <0.1% | – | – | – |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Global X FDS37954Y483 | NASDAQ 100 COVER | – | $461.0K |