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Livermore
Livermore
ZHEN

Barings LLC

SEC CIK
0000009015
Latest filing
Aug 7, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
377
−6 vs. Q2 2021
Portfolio value
$4.39B
+$66.1M (+1.5%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Barings LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464288588MBS ETF8,100$876.0K<0.1%+4,200+107.7%Added–
TMOThermo Fisher Scientific Inc.Stock1,529$873.0K<0.1%−1,105−42.0%ReducedHistory
ATVIActivision Blizzard, Inc.COM11,154$863.0K<0.1%+11,154NewHistory
CRWDCrowdStrike Holdings, Inc.Stock3,405$837.0K<0.1%+3,405NewHistory
KBKB Financial Group Inc.SPONSORED ADR17,756$824.0K<0.1%+17,756NewHistory
LWLamb Weston Holdings, Inc.Stock13,165$808.0K<0.1%00.0%UnchangedHistory
AIGAmerican International Group, Inc.Stock14,430$792.0K<0.1%+6,226+75.9%AddedHistory
COFCapital One Financial CorpStock4,877$790.0K<0.1%−1,956−28.6%ReducedHistory
BRK.BBerkshire Hathaway IncStock2,887$788.0K<0.1%−638−18.1%ReducedHistory
HALHalliburton CoStock35,280$763.0K<0.1%+16,140+84.3%AddedHistory
WFCWells Fargo & CompanyStock15,531$721.0K<0.1%−6,021−27.9%ReducedHistory
ADIAnalog Devices IncStock4,246$711.0K<0.1%+468+12.4%AddedHistory
AMGNAmgen IncStock3,305$703.0K<0.1%−1,251−27.5%ReducedHistory
CCitigroup IncStock9,979$701.0K<0.1%−4,544−31.3%ReducedHistory
DOCUDocuSign, Inc.Stock2,717$699.0K<0.1%+2,717NewHistory
PRUPrudential Financial IncStock6,507$685.0K<0.1%−1,928−22.9%ReducedHistory
SYFSynchrony FinancialCOM13,963$682.0K<0.1%−2,151−13.3%ReducedHistory
METMetlife IncStock11,018$680.0K<0.1%−3,141−22.2%ReducedHistory
PFGPrincipal Financial Group IncCOM10,086$650.0K<0.1%+3,752+59.2%AddedHistory
LLYEli Lilly & CoStock2,779$642.0K<0.1%−1,748−38.6%ReducedHistory
WDAYWorkday, Inc.CL A2,559$639.0K<0.1%+1,162+83.2%AddedHistory
INFOIHS Markit Ltd.SHS5,377$627.0K<0.1%−2,024−27.3%ReducedHistory
ANSSAnsys IncCOM1,816$619.0K<0.1%+1,070+143.4%AddedHistory
ADPAutomatic Data Processing IncStock3,052$611.0K<0.1%−1,111−26.7%ReducedHistory
CSXCSX CorpStock20,391$606.0K<0.1%−99−0.5%ReducedHistory
BLKBlackRock, Inc.COM723$606.0K<0.1%−377−34.3%ReducedHistory
LNCLincoln National CorpCOM8,784$604.0K<0.1%−1,956−18.2%ReducedHistory
GSGoldman Sachs Group IncStock1,588$600.0K<0.1%−674−29.8%ReducedHistory
WMTWalmart Inc.Stock4,247$592.0K<0.1%−1,776−29.5%ReducedHistory
RTXRTX CorpStock6,817$586.0K<0.1%−3,756−35.5%ReducedHistory
WMWaste Management IncStock3,859$576.0K<0.1%+1,369+55.0%AddedHistory
PANWPalo Alto Networks IncStock1,170$560.0K<0.1%+1,170NewHistory
EAElectronic Arts Inc.COM3,895$554.0K<0.1%+3,895NewHistory
MSMorgan StanleyStock5,618$547.0K<0.1%−4,453−44.2%ReducedHistory
MOAltria Group, Inc.Stock11,994$546.0K<0.1%+11,994NewHistory
AXPAmerican Express CoStock3,211$538.0K<0.1%−2,160−40.2%ReducedHistory
DDOGDatadog, Inc.CL A COM3,762$532.0K<0.1%+3,762NewHistory
LOWLowes Companies IncStock2,619$531.0K<0.1%−2,277−46.5%ReducedHistory
AMCRAmcor plcORD44,649$517.0K<0.1%−7,711−14.7%ReducedHistory
DHRDanaher CorpStock1,684$512.0K<0.1%−2,726−61.8%ReducedHistory
SCHWSchwab Charles CorpStock6,908$503.0K<0.1%−1,388−16.7%ReducedHistory
CVSCVS Health CorpStock5,916$502.0K<0.1%−832−12.3%ReducedHistory
SPLKSplunk IncCOM3,343$483.0K<0.1%+3,343NewHistory
AMATApplied Materials IncStock3,688$475.0K<0.1%−3,382−47.8%ReducedHistory
SPGIS&P Global Inc.Stock1,114$474.0K<0.1%+1,114NewHistory
RFRegions Financial CorpCOM22,244$474.0K<0.1%00.0%UnchangedHistory
HDBHDFC Bank LtdSPONSORED ADS6,237$456.0K<0.1%00.0%UnchangedHistory
BMTXBM Technologies, Inc.CL A COM51,263$456.0K<0.1%00.0%UnchangedHistory
MELIMercadolibre IncCOM269$452.0K<0.1%+269NewHistory
SLBSLB LimitedStock15,018$445.0K<0.1%+15,018NewHistory
MRVLMarvell Technology, Inc.COM7,256$437.0K<0.1%+718+11.0%AddedHistory
TTDTrade Desk, Inc.Stock6,172$434.0K<0.1%+6,172NewHistory
XYZBlock, Inc.CL A1,791$430.0K<0.1%−1,319−42.4%ReducedHistory
BNYBank of New York Mellon CorpStock8,222$427.0K<0.1%−3,014−26.8%ReducedHistory
TFCTruist Financial CorpCOM7,109$417.0K<0.1%−3,686−34.1%ReducedHistory
CHDChurch & Dwight Co IncCOM5,005$413.0K<0.1%−939−15.8%ReducedHistory
TGTTarget CorpStock1,756$402.0K<0.1%−727−29.3%ReducedHistory
GDGeneral Dynamics CorpStock2,039$400.0K<0.1%−149−6.8%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF929$399.0K<0.1%00.0%UnchangedHistory
BSXBoston Scientific CorpStock9,138$396.0K<0.1%+9,138NewHistory
AMDAdvanced Micro Devices IncStock3,791$390.0K<0.1%−2,655−41.2%ReducedHistory
STTState Street CorpCOM4,518$383.0K<0.1%−743−14.1%ReducedHistory
HUBSHubSpot IncCOM566$383.0K<0.1%+566NewHistory
AAgilent Technologies, Inc.COM2,418$381.0K<0.1%+2,418NewHistory
GEGeneral Electric CoStock3,692$380.0K<0.1%+3,692NewHistory
MCKMcKesson CorpStock1,884$376.0K<0.1%−2,125−53.0%ReducedHistory
BMYBristol Myers Squibb CoStock6,336$375.0K<0.1%−3,842−37.7%ReducedHistory
LRCXLam Research CorpCOM655$373.0K<0.1%−823−55.7%ReducedHistory
KRKroger CoStock9,148$370.0K<0.1%−13,385−59.4%ReducedHistory
OCOwens CorningStock4,315$369.0K<0.1%−536−11.0%ReducedHistory
RHIRobert Half Inc.COM3,660$367.0K<0.1%−734−16.7%ReducedHistory
EPAMEPAM Systems, Inc.COM643$367.0K<0.1%+643NewHistory
CMGChipotle Mexican Grill IncCOM201$366.0K<0.1%−101−33.4%ReducedHistory
WRKWestRock CoCOM7,347$366.0K<0.1%−531−6.7%ReducedHistory
NXPINXP Semiconductors N.V.COM1,861$364.0K<0.1%+579+45.2%AddedHistory
DGDollar General CorpCOM1,689$359.0K<0.1%−1,101−39.5%ReducedHistory
FICOFair Isaac CorpCOM903$359.0K<0.1%+402+80.2%AddedHistory
USBUS Bancorp DECOM NEW6,047$359.0K<0.1%−5,689−48.5%ReducedHistory
NSCNorfolk Southern CorpStock1,493$358.0K<0.1%−1,044−41.2%ReducedHistory
STXSeagate Technology Holdings plcORD SHS4,317$356.0K<0.1%00.0%UnchangedHistory
DDDuPont de Nemours, Inc.COM5,193$354.0K<0.1%+876+20.3%AddedHistory
UHALU-Haul Holding CoCOM546$353.0K<0.1%00.0%UnchangedHistory
AVYAvery Dennison CorpCOM1,694$351.0K<0.1%+495+41.3%AddedHistory
DFSDiscover Financial ServicesCOM2,859$351.0K<0.1%+2,859NewHistory
KLACKLA CorpCOM NEW1,048$350.0K<0.1%+1,048NewHistory
ALLYAlly Financial Inc.Stock6,812$348.0K<0.1%00.0%UnchangedHistory
CHTRCharter Communications, Inc.CL A479$348.0K<0.1%−242−33.6%ReducedHistory
TAPMolson Coors Beverage CoCL B7,496$348.0K<0.1%−473−5.9%ReducedHistory
BABoeing CoStock1,567$344.0K<0.1%−1,340−46.1%ReducedHistory
LMTLockheed Martin CorpStock994$343.0K<0.1%−341−25.5%ReducedHistory
BKNGBooking Holdings Inc.Stock144$342.0K<0.1%−96−40.0%ReducedHistory
AMEAmetek IncCOM2,742$340.0K<0.1%+2,742NewHistory
MTDMettler Toledo International IncCOM247$340.0K<0.1%+247NewHistory
NUENucor CorpCOM3,438$339.0K<0.1%−2,088−37.8%ReducedHistory
EQHEquitable Holdings, Inc.COM11,377$337.0K<0.1%−11,530−50.3%ReducedHistory
ONCBeOne Medicines Ltd.ADR924$335.0K<0.1%+924NewHistory
CAHCardinal Health IncStock6,757$334.0K<0.1%−8,120−54.6%ReducedHistory
Athene Holding Ltd.G0684D107CL A4,827$332.0K<0.1%−6,100−55.8%Reduced–
CICigna GroupStock1,654$331.0K<0.1%+16+1.0%AddedHistory
ELVElevance Health, Inc.Stock878$328.0K<0.1%−441−33.4%ReducedHistory

Sold out since Q2 2021 (73)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Barings LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
DQDaqo New Energy Corp.SPNSRD ADS NEW488,371$31.8M0.7%History
iShares Tr46432F388MSCI USA VALUE287,627$30.2M0.7%–
TUYATuya Inc.SPONSERED ADS999,403$24.5M0.6%History
iShares Tr464287796U.S. ENERGY ETF653,518$19.0M0.4%–
iShares Tr464288695GLOBAL MATER ETF168,651$15.3M0.4%–
Vanguard Consumer Discretionary ETF92204A108ETF44,426$13.9M0.3%–
iShares Inc46434G772MSCI TAIWAN ETF213,728$13.7M0.3%–
iShares Tr464287341GLOBAL ENERG ETF498,978$13.3M0.3%–
iShares Tr46429B291A RATE CP BD ETF157,880$8.97M0.2%–
EDUNew Oriental Education & Technology Group Inc.SPON ADR1,094,142$8.96M0.2%History
Iclick Interactive Asia Grou45113Y104SPONSORED ADR770,839$8.51M0.2%–
YSGYatsen Holding LtdADS908,021$8.51M0.2%History
TALTAL Education GroupSPONSORED ADS335,660$8.47M0.2%History
SICSelect Interior Concepts, Inc.CL A657,433$6.18M0.1%History
LYBLyondellBasell Industries N.V.SHS - A -56,876$5.85M0.1%History
iShares Inc464286350MSCI AGR PRO ETF133,124$5.26M0.1%–
iShares Tr464288729GLOB INDSTRL ETF38,445$4.59M0.1%–
VNETVNET Group, Inc.SPONSORED ADS A197,323$4.53M0.1%History
First Trust Dow Jones Internet Index Fund33733E302ETF13,194$3.23M0.1%–
iShares Tr464287838U.S. BAS MTL ETF24,077$3.14M0.1%–
PAGSPagSeguro Digital Ltd.COM CL A54,256$3.03M0.1%History
WTTRSelect Water Solutions, Inc.CL A COM415,500$2.51M0.1%History
DIDIYDiDi Global Inc.SPONSORED ADS120,000$1.70M<0.1%History
HBMDHoward Bancorp IncCOM103,900$1.68M<0.1%History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF9,336$1.67M<0.1%–
BYNDBeyond Meat, Inc.COM10,460$1.65M<0.1%History
CLPRClipper Realty Inc.COM212,025$1.56M<0.1%History
VRTXVertex Pharmaceuticals IncStock5,671$1.14M<0.1%History
LEGHLegacy Housing CorpCOM58,804$994.0K<0.1%History
iShares Tr464288513IBOXX HI YD ETF10,032$883.0K<0.1%–
EMREmerson Electric CoStock6,956$670.0K<0.1%History
ARWArrow Electronics, Inc.COM5,221$594.0K<0.1%History
CARRCarrier Global CorpStock11,489$558.0K<0.1%History
EBAYeBay IncCOM7,653$537.0K<0.1%History
KMBKimberly Clark CorpStock3,980$532.0K<0.1%History
KEYSKeysight Technologies, Inc.Stock3,413$527.0K<0.1%History
CBChubb LtdStock3,302$525.0K<0.1%History
EMNEastman Chemical CoStock4,283$500.0K<0.1%History
HCAHCA Healthcare, Inc.COM2,310$477.0K<0.1%History
RGAReinsurance Group of America IncCOM NEW4,096$467.0K<0.1%History
BBYBest Buy Co IncStock4,023$462.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A6,490$449.0K<0.1%History
LBTYKLiberty Global Ltd.SHS CL C16,381$443.0K<0.1%History
LHXL3HARRIS Technologies, Inc.Stock2,033$439.0K<0.1%History
ELEstee Lauder Companies IncCL A1,370$436.0K<0.1%History
HUMHumana IncStock977$433.0K<0.1%History
WCNWaste Connections, Inc.COM3,535$423.0K<0.1%History
NOCNorthrop Grumman CorpStock1,139$414.0K<0.1%History
NTAPNetApp, Inc.Stock5,037$412.0K<0.1%History
CECelanese CorpStock2,714$411.0K<0.1%History
CNCCentene CorpStock5,369$391.0K<0.1%History
APTVAptiv PLCSHS2,475$389.0K<0.1%History
VRSKVerisk Analytics, Inc.COM2,207$385.0K<0.1%History
AXTAAxalta Coating Systems Ltd.COM12,448$380.0K<0.1%History
PKGPackaging Corp of AmericaStock2,762$374.0K<0.1%History
TDGTransDigm Group INCCOM570$369.0K<0.1%History
GILDGilead Sciences, Inc.Stock5,313$365.0K<0.1%History
MNSTMonster Beverage CorpCOM3,949$361.0K<0.1%History
CLXClorox CoStock1,978$356.0K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM629$351.0K<0.1%History
AKAMAkamai Technologies IncCOM2,935$342.0K<0.1%History
MARMarriott International IncStock2,487$340.0K<0.1%History
OMCOmnicom Group Inc.COM4,016$321.0K<0.1%History
MLMMartin Marietta Materials IncCOM911$321.0K<0.1%History
TWLOTwilio IncCL A787$310.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW3,258$306.0K<0.1%History
MPCMarathon Petroleum CorpStock5,057$305.0K<0.1%History
TMUST-Mobile US, Inc.Stock1,875$271.0K<0.1%History
GLGlobe Life Inc.COM2,697$257.0K<0.1%History
SYYSysco CorpStock2,797$217.0K<0.1%History
HBANHuntington Bancshares IncCOM14,383$206.0K<0.1%History
FLLFull House Resorts IncCOM19,069$190.0K<0.1%History
VVNTVivint Smart Home, Inc.COM CL A10,809$143.0K<0.1%History