UBS Group AG

SEC CIK: 0001610520

SEC filings (opens in a new tab)

No open-market purchases or sales filed in the past year.

Current role at each company

EVF Eaton Vance Senior Income Trust10% Owneras of May 29, 2026
EVV Eaton Vance Ltd Duration Income Fund10% Owneras of May 29, 2026
EFR Eaton Vance Senior Floating-Rate Trust10% Owneras of May 29, 2026
GLST Global Star Acquisition Inc.10% Owneras of Feb 25, 2025
NDRA ENDRA Life Sciences Inc.Other: Market maker/broker-dealeras of Sep 5, 2024

Show 27 more companies

EMPD Empery Digital Inc.10% Owneras of Jul 10, 2024
GAB Gabelli Equity Trust Inc10% Owneras of Jun 28, 2024
GDV Gabelli Dividend & Income Trust10% Owneras of Jun 28, 2024
GGT Gabelli Multimedia Trust Inc.10% Owneras of Jun 26, 2024
EDBL Edible Garden AG Inc10% Owneras of May 3, 2024
PMF PIMCO Municipal Income Fund10% Owneras of Apr 18, 2024
PNF PIMCO New York Municipal Income Fund10% Owneras of Apr 18, 2024
PCQ PIMCO California Municipal Income Fund10% Owneras of Apr 18, 2024
PCN PIMCO Corporate & Income Strategy Fund10% Owneras of Apr 18, 2024
PML PIMCO Municipal Income Fund II10% Owneras of Apr 18, 2024
PCK PIMCO California Municipal Income Fund II10% Owneras of Apr 18, 2024
PNI PIMCO New York Municipal Income Fund II10% Owneras of Apr 18, 2024
PZC PIMCO California Municipal Income Fund III10% Owneras of Apr 18, 2024
PYN PIMCO New York Municipal Income Fund III10% Owneras of Apr 18, 2024
PMX PIMCO Municipal Income Fund III10% Owneras of Apr 18, 2024
PTY PIMCO Corporate & Income Opportunity Fund10% Owneras of Apr 18, 2024
PHK PIMCO High Income Fund10% Owneras of Apr 18, 2024
PFL PIMCO Income Strategy Fund10% Owneras of Apr 18, 2024
PFN PIMCO Income Strategy Fund II10% Owneras of Apr 18, 2024
LEO BNY Mellon Strategic Municipals, Inc.10% Owneras of Jul 17, 2023
DMF BNY Mellon Municipal Income, Inc.10% Owneras of Jul 17, 2023
DSM BNY Mellon Strategic Municipal Bond Fund, Inc.10% Owneras of Jul 17, 2023
SBI Western Asset Intermediate Muni Fund Inc.10% Owneras of Mar 3, 2023
MMU Western Asset Managed Municipals Fund Inc.10% Owneras of Mar 3, 2023
MNP Western Asset Municipal Partners Fund Inc.10% Owneras of Mar 3, 2023
NCV Virtus Convertible & Income Fund10% Owneras of Nov 8, 2022
NCZ Virtus Convertible & Income Fund II10% Owneras of Nov 8, 2022

Open-market trades in the past year

Open-market purchases (P) and sales (S) filed in the last 365 days, not counting derivative securities or duplicate filings. Values leave out price outliers.

Bought: –; 0 filings
Sold: –; 0 filings
Net: –; Bought minus sold
Companies: 0; With open-market trades

Trades

Every Form 4 that lists UBS Group AG as a reporting owner, including filings made jointly with others, grouped by company. Each row adds up one type of transaction in one filing. Only open-market purchases (P) and sales (S) are shown by default.

Transaction type

Role

Minimum value (USD)

Filed from

Filed to

Filing delay at least (days)

Filing delay at most (days)

GLST Global Star Acquisition Inc.

10% Owner1 trade

Insider trades
Filed (ET)	Trade date	Filing delay	Insider	Transaction	Shares	Avg price	Value	Holding change	Flags
Feb 25, 2025 (view filing)	Feb 21	4 days	UBS Group AG10% Owner	SSale	−100	$7.68	−$768	−1.0%9.50K after

NDRA ENDRA Life Sciences Inc.

Other: Market maker/broker-dealer1 trade

Insider trades
Filed (ET)	Trade date	Filing delay	Insider	Transaction	Shares	Avg price	Value	Holding change	Flags
Sep 5, 2024 (view filing)	Aug 27	9 days	UBS Group AGOther: Market maker/broker-dealer	PPurchase	0	–	$0	0.0%146.0K after	Amended

EMPD Empery Digital Inc.

10% Owner2 trades

Insider trades
Filed (ET)	Trade date	Filing delay	Insider	Transaction	Shares	Avg price	Value	Holding change	Flags
Jul 10, 2024 (view filing)	Jul 5-8	5 daysLate	UBS Group AG10% Owner	PPurchase	+108	$4.53	+$488.81	+0.4%25.4K after	5 lots
Jul 10, 2024 (view filing)	Jul 5-8	5 daysLate	UBS Group AG10% Owner	SSale	−1.26K	$4.32	−$5.47K	−4.8%25.0K after	18 lots

EDBL Edible Garden AG Inc