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UBS Group AG's Form 4 filing

Empery Digital Inc. (EMPD) · filed Jul 10, 2024

Accession no.
0001610520-24-000134
Filed
Jul 10, 2024
Trade date
Jul 5-8, 2024
Filing delay
5 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 23 non-derivative transactions. Open-market purchases total $488.81. Open-market sales total $5.47K. It was filed 5 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
UBS Group AGCIK 000161052010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 5, 2024Common StockPPurchaseAcquired+1$4.42+$4.4226,131Indirect
Jul 5, 2024Common StockPPurchaseAcquired+1$4.39+$4.3926,132Indirect
Jul 5, 2024Common StockPPurchaseAcquired+1$4.40+$4.426,133Indirect
Jul 5, 2024Common StockSSaleDisposed−100$4.44−$44426,033Indirect
Jul 5, 2024Common StockSSaleDisposed−200$4.43−$88625,833Indirect
Jul 5, 2024Common StockSSaleDisposed−14$4.43−$62.0225,819Indirect
Jul 5, 2024Common StockSSaleDisposed−49$4.43−$217.0725,770Indirect
Jul 5, 2024Common StockSSaleDisposed−13$4.39−$57.0725,757Indirect
Jul 5, 2024Common StockSSaleDisposed−100$4.39−$43925,657Indirect
Jul 5, 2024Common StockSSaleDisposed−100$4.42−$44225,557Indirect
Jul 5, 2024Common StockSSaleDisposed−200$4.42−$88425,357Indirect
Jul 5, 2024Common StockSSaleDisposed−83$4.42−$366.8625,274Indirect
Jul 8, 2024Common StockPPurchaseAcquired+100$4.53+$45325,374Indirect
Jul 8, 2024Common StockPPurchaseAcquired+5$4.52+$22.625,379Indirect
Jul 8, 2024Common StockSSaleDisposed−25$4.39−$109.7525,354Indirect
Jul 8, 2024Common StockSSaleDisposed−1$4.29−$4.2925,353Indirect
Jul 8, 2024Common StockSSaleDisposed−3$4.24−$12.7225,350Indirect
Jul 8, 2024Common StockSSaleDisposed−3$4.21−$12.6325,347Indirect
Jul 8, 2024Common StockSSaleDisposed−3$4.15−$12.4525,344Indirect
Jul 8, 2024Common StockSSaleDisposed−200$4.10−$82025,144Indirect
Jul 8, 2024Common StockSSaleDisposed−16$4.10−$65.625,128Indirect
Jul 8, 2024Common StockSSaleDisposed−50$4.10−$20525,078Indirect
Jul 8, 2024Common StockSSaleDisposed−105$4.10−$430.524,973Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)