UBS Group AG's Form 4/A amendment
AmendedWestern Asset Managed Municipals Fund Inc. (MMU) · filed Feb 28, 2023
- Accession no.
- 0000899243-23-006361
- Filed
- Feb 28, 2023
- Trade date
- Feb 24, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 11, 2016
This filing lists 3 non-derivative transactions and 0 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| UBS Group AGCIK 0001610520 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2023 | Auction Preferred Stock | PPurchaseAcquired | +234 | $25,008.57 | +$5,852,005.38 | 402 | Indirect | Price outlier |
| Feb 24, 2023 | Auction Preferred Stock | PPurchaseAcquired | +180 | $25,004.28 | +$4,500,770.4 | 582 | Indirect | Price outlier |
| Feb 24, 2023 | Auction Preferred Stock | PPurchaseAcquired | +397 | $25,000.00 | +$9,925,000 | 979 | Indirect | Price outlier |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.