Barnes Randall C
- SEC CIK
- 0001298064
In the past year, 4 open-market purchase filings worth $76.5K and 1 sale filing worth $47.5K.
Current role at each company
- GOF Guggenheim Strategic Opportunities FundDirector, Other: TRUSTEEas of Mar 19, 2026
- GUG Guggenheim Active Allocation FundDirector, Other: TRUSTEEas of Mar 9, 2026
- AVK Advent Convertible & Income FundDirector, Other: TRUSTEEas of Oct 21, 2024
Open-market trades in the past year
Open-market purchases (P) and sales (S) filed in the last 365 days, not counting derivative securities or duplicate filings. Values leave out price outliers.
- Bought
- $76.5K
- 4 filings
- Sold
- $47.5K
- 1 filing
- Net
- +$28.9K
- Bought minus sold
- Companies
- 2
- With open-market trades
Trades
Every Form 4 that lists Barnes Randall C as a reporting owner, including filings made jointly with others, grouped by company. Each row adds up one type of transaction in one filing. Only open-market purchases (P) and sales (S) are shown by default.
GOF Guggenheim Strategic Opportunities Fund
Director, Other: TRUSTEE23 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 3, 2021 (view filing) | Nov 2 | 1 day | Barnes Randall CDirector, Other: Trustee | SSale | −33.0K | $19.08 | −$629.6K | −100.0%0 after | |
| Jun 8, 2022 (view filing) | Jun 2 | 6 days | Barnes Randall CDirector, Other: TRUSTEE | SSale | −13.0K | $17.61 | −$228.9K | −31.8%27.9K after | Amended |
| Jun 15, 2022 (view filing) | Jun 14-15 | 1 day | Barnes Randall CDirector, Other: TRUSTEE | SSale | −20.0K | $0.0009 | −$18.6 | −98.3%356 after | 3 lots |
| Jun 16, 2022 (view filing) | Jun 16 | Same day | Barnes Randall CDirector, Other: TRUSTEE | SSale | −356 | $0.00 | $0 | −100.0%0 after | |
| Nov 6, 2023 (view filing) | Nov 3 | 3 days | Barnes Randall CDirector, Other: TRUSTEE | SSale | −9.93K | $13.46 | −$133.6K | −100.0%0 after | |
| Nov 28, 2023 (view filing) | Nov 28 | Same day | Barnes Randall CDirector, Other: TRUSTEE | SSale | −1.00K | $13.30 | −$13.3K | −0.9%108.1K after | |
| Nov 30, 2023 (view filing) | Nov 29 | 1 day | Barnes Randall CDirector, Other: TRUSTEE | SSale | −1.00K | $13.25 | −$13.3K | −0.9%107.1K after | |
| Nov 30, 2023 (view filing) | Nov 30 | Same day | Barnes Randall CDirector, Other: TRUSTEE | SSale | −10.0K | $13.30 | −$133.0K | −9.3%97.1K after | |
| Dec 4, 2023 (view filing) | Dec 1 | 3 days | Barnes Randall CDirector, Other: TRUSTEE | SSale | −6.21K | $13.36 | −$83.0K | −6.4%90.8K after | |
| Dec 4, 2023 (view filing) | Dec 4 | Same day | Barnes Randall CDirector, Other: TRUSTEE | SSale | −3.00K | $13.36 | −$40.1K | −3.3%87.8K after |
GUG Guggenheim Active Allocation Fund
Director, Other: TRUSTEE32 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Apr 12, 2022 (view filing) | Apr 12 | Same day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +725 | $16.93 | +$12.3K | New position725 after | |
| Jun 21, 2022 (view filing) | Jun 21 | Same day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +275 | $13.92 | +$3.83K | +37.9%1.00K after | |
| Jul 13, 2022 (view filing) | Jul 13 | Same day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +170 | $14.18 | +$2.41K | +17.0%1.17K after | |
| Sep 9, 2022 (view filing) | Sep 8 | 1 day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +240 | $14.60 | +$3.50K | +20.5%1.41K after | |
| Oct 26, 2022 (view filing) | Oct 25 | 1 day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +270 | $13.05 | +$3.52K | +19.1%1.68K after | |
| Nov 1, 2022 (view filing) | Nov 1 | Same day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +1.56K | $13.60 | +$21.3K | +93.2%3.25K after | |
| Nov 28, 2022 (view filing) | Nov 28 | Same day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +2.86K | $14.01 | +$40.1K | +88.1%6.11K after | |
| Nov 30, 2022 (view filing) | Nov 30 | Same day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +1.56K | $13.80 | +$21.5K | +25.6%7.67K after | |
| Dec 20, 2022 (view filing) | Dec 20 | Same day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +2.03K | $13.87 | +$28.2K | +26.5%9.70K after | |
| Dec 22, 2022 (view filing) | Dec 21 | 1 day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +2.40K | $13.73 | +$33.0K | +24.8%12.1K after |
AVK Advent Convertible & Income Fund
Director, Other: TRUSTEE6 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jul 20, 2021 (view filing) | Jul 19 | 1 day | Barnes Randall CDirector, Other: Trustee | PPurchase | +640 | $18.17 | +$11.6K | +10.1%6.99K after | |
| Dec 30, 2021 (view filing) | Dec 30 | Same day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +1.00K | $17.75 | +$17.8K | +14.3%7.99K after | |
| Jan 5, 2022 (view filing) | Jan 4 | 1 day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +1.00K | $18.25 | +$18.3K | +12.5%8.98K after | |
| Jan 11, 2022 (view filing) | Jan 10 | 1 day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +1.00K | $18.20 | +$18.2K | +11.1%9.98K after | |
| Jan 13, 2022 (view filing) | Jan 13 | Same day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +1.37K | $17.87 | +$24.5K | +13.7%11.4K after | |
| Oct 21, 2024 (view filing) | Oct 17 | 4 days | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +3.79K | $11.28 | +$42.7K | +33.3%15.1K after |