Barnes Randall C's Form 4/A amendment
AmendedGuggenheim Strategic Opportunities Fund (GOF) · filed Jun 8, 2022
- Accession no.
- 0001415889-22-006303
- Filed
- Jun 8, 2022
- Trade date
- Jun 2, 2022
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jun 3, 2022
This filing lists 1 non-derivative transaction. Open-market sales total $228.9K. It was filed 6 days after the trade.
This amendment replaces 0001415889-22-006057 (filed Jun 3, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barnes Randall CCIK 0001298064 | Director, Other: TRUSTEE |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2022 | Common Stock | SSaleDisposed | −13,000 | $17.61 | −$228,930 | 27,881 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Direct share ownership of 104,104 which is directly held in Randall Barnes Roth IRA was inadvertently excluded from the June 3, 2022 Form 4 transaction.