Barnes Randall C's Form 4 filing
Guggenheim Strategic Opportunities Fund (GOF) · filed Jun 15, 2022
- Accession no.
- 0001415889-22-006607
- Filed
- Jun 15, 2022
- Trade date
- Jun 14-15, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $18.6. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barnes Randall CCIK 0001298064 | Director, Other: TRUSTEE |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 14, 2022 | Common Stock | SSaleDisposed | −20,000 | $0.00 | $0 | 8,318.67 | Indirect | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −0.67 | $16.75 | −$11.22 | 8,318 | Indirect | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −0.44 | $16.77 | −$7.38 | 356 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.