Morrison Briggs's Form 4/A amendment
AmendedSyndax Pharmaceuticals Inc (SNDX) · filed Apr 13, 2022
- Accession no.
- 0001562180-22-003383
- Filed
- Apr 13, 2022
- Trade date
- Apr 1-4, 2022
- Filing delay
- 12 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Apr 5, 2022
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.82M. It was filed 12 days after the trade.
This amendment replaces 0001562180-22-003223 (filed Apr 5, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Morrison BriggsCIK 0001654430 | Director, Officer (President, Head of R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2022 | Common Stock | SSaleDisposed | −6,000 | $17.44 | −$104,640 | 42,336 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −24,500 | $17.44 | −$427,280 | 17,836 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −70,545 | $17.46 | −$1,231,715.7 | 17,836 | Direct | |
| Apr 4, 2022 | Common Stock | SSaleDisposed | −3,128 | $18.29 | −$57,211.12 | 17,836 | Direct | |
| Apr 1, 2022 | Common Stock | MOption exerciseAcquired | +70,545 | $7.20 | +$507,924 | 88,381 | Direct | |
| Apr 4, 2022 | Common Stock | MOption exerciseAcquired | +3,128 | $7.20 | +$22,521.6 | 20,964 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2022 | Common Stock | MOption exerciseDisposed | −70,545 | $0.00 | $0 | 0 | Direct | |
| Apr 4, 2022 | Common Stock | MOption exerciseDisposed | −3,128 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.