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Morrison Briggs's Form 4 filing

Syndax Pharmaceuticals Inc (SNDX) · filed Apr 5, 2022

Accession no.
0001562180-22-003223
Filed
Apr 5, 2022
Trade date
Apr 1-4, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.82M. It was filed 4 days after the trade.

This filing was later replaced by the amendment 0001562180-22-003383 (Apr 13, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Morrison BriggsCIK 0001654430Director, Officer (President, Head of R&D)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 1, 2022Common StockSSaleDisposed−6,000$17.44−$104,64042,336Direct
Apr 1, 2022Common StockSSaleDisposed−24,500$17.44−$427,28017,836Direct
Apr 1, 2022Common StockMOption exerciseAcquired+70,545$10.90+$768,940.588,381Direct
Apr 1, 2022Common StockSSaleDisposed−70,545$17.46−$1,231,715.717,836Direct
Apr 4, 2022Common StockMOption exerciseAcquired+3,128$10.90+$34,095.220,964Direct
Apr 4, 2022Common StockSSaleDisposed−3,128$18.29−$57,211.1217,836Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 1, 2022Common StockMOption exerciseDisposed−70,545$0.00$00Direct
Apr 4, 2022Common StockMOption exerciseDisposed−3,128$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)