Dearen Danny L.'s Form 4 filing
Axonics, Inc. (AXNX) · filed Feb 3, 2022
- Accession no.
- 0001562180-22-001105
- Filed
- Feb 3, 2022
- Trade date
- Jan 31-Feb 3, 2022
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.88M. It was filed 3 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001562180-23-007189 (Oct 3, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dearen Danny L.CIK 0001756438 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | MOption exerciseAcquired | +20,000 | $14.19 | +$283,800 | 30,000 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −2,017 | $46.83F2 | −$94,456.11 | 27,983 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −3,730 | $48.26F3 | −$180,009.8 | 24,253 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −13,853 | $49.07F4 | −$679,766.71 | 10,400 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −400 | $49.70F5 | −$19,880 | 10,000 | Direct | |
| Jan 31, 2022 | Common Stock | AGrant or awardAcquired | +11,000 | $0.00 | $0 | 21,000 | Direct | |
| Feb 3, 2022 | Common Stock | MOption exerciseAcquired | +36,919 | $0.00 | $0 | 46,919 | Direct | |
| Feb 3, 2022 | Common Stock | SSaleDisposed | −17,737 | $48.21F7 | −$855,100.77 | 29,182 | Direct | |
| Feb 3, 2022 | Common Stock | SSaleDisposed | −947 | $49.03F8 | −$46,431.41 | 28,235 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 32,468 | Direct | |
| Jan 31, 2022 | Common Stock | AGrant or awardAcquired | +5,250 | $0.00 | $0 | 5,250 | Direct | |
| Jan 31, 2022 | Common Stock | AGrant or awardAcquired | +5,250 | $0.00 | $0 | 5,250 | Direct | |
| Feb 3, 2022 | Common Stock | MOption exerciseDisposed | −10,833 | $0.00 | $0 | 0 | Direct | |
| Feb 3, 2022 | Common Stock | MOption exerciseDisposed | −26,086 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $46.475 to $47.41. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $47.66 to $48.56. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $48.66 to $49.61. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $49.66 to $49.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $47.76 to $48.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $48.78 to $49.14. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.