Dearen Danny L.'s Form 4/A amendment
AmendedAxonics, Inc. (AXNX) · filed Oct 3, 2023
- Accession no.
- 0001562180-23-007189
- Filed
- Oct 3, 2023
- Trade date
- Jan 31-Feb 3, 2022
- Filing delay
- 610 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Feb 3, 2022
This filing lists 9 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.88M. It was filed 610 days after the trade.
This amendment replaces 0001562180-22-001105 (filed Feb 3, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dearen Danny L.CIK 0001756438 | Officer (President & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | MOption exerciseAcquired | +20,000 | $14.19 | +$283,800 | 30,000 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −2,017 | $46.83 | −$94,456.11 | 27,983 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −3,730 | $48.26 | −$180,009.8 | 24,253 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −13,853 | $49.07 | −$679,766.71 | 10,400 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −400 | $49.70 | −$19,880 | 10,000 | Direct | |
| Jan 31, 2022 | Common Stock | AGrant or awardAcquired | +11,000 | $0.00 | $0 | 21,000 | Direct | |
| Feb 3, 2022 | Common Stock | MOption exerciseAcquired | +36,919 | $0.00 | $0 | 57,919 | Direct | |
| Feb 3, 2022 | Common Stock | SSaleDisposed | −17,737 | $48.21 | −$855,100.77 | 40,182 | Direct | |
| Feb 3, 2022 | Common Stock | SSaleDisposed | −947 | $49.03 | −$46,431.41 | 39,235 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 32,468 | Direct | |
| Jan 31, 2022 | Common Stock | AGrant or awardAcquired | +5,250 | $0.00 | $0 | 5,250 | Direct | |
| Jan 31, 2022 | Common Stock | AGrant or awardAcquired | +5,250 | $0.00 | $0 | 5,250 | Direct | |
| Feb 3, 2022 | Common Stock | MOption exerciseDisposed | −10,833 | $0.00 | $0 | 0 | Direct | |
| Feb 3, 2022 | Common Stock | MOption exerciseDisposed | −26,086 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.