Dearen Danny L. 的 Form 4 申報
Axonics, Inc.（AXNX），2022/2/3 申報
- 申報編號
- 0001562180-22-001105
- 申報時間
- 2022/2/3
- 交易日
- 2022/1/31-2/3
- 申報延遲
- 3 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $187.6 萬。交易後 3 天才申報，超過 2 個營業日的期限。
這份申報後來被修正申報 0001562180-23-007189（2023/10/3）取代，網站的交易表改用修正後的版本。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Dearen Danny L.CIK 0001756438 | 高階主管（見申報備註） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/2/1 | Common Stock | M行使選擇權取得 | +20,000 | $14.19 | +$283,800 | 30,000 | 直接 | |
| 2022/2/1 | Common Stock | S賣出處分 | −2,017 | $46.83F2 | −$94,456.11 | 27,983 | 直接 | |
| 2022/2/1 | Common Stock | S賣出處分 | −3,730 | $48.26F3 | −$180,009.8 | 24,253 | 直接 | |
| 2022/2/1 | Common Stock | S賣出處分 | −13,853 | $49.07F4 | −$679,766.71 | 10,400 | 直接 | |
| 2022/2/1 | Common Stock | S賣出處分 | −400 | $49.70F5 | −$19,880 | 10,000 | 直接 | |
| 2022/1/31 | Common Stock | A公司授予取得 | +11,000 | $0.00 | $0 | 21,000 | 直接 | |
| 2022/2/3 | Common Stock | M行使選擇權取得 | +36,919 | $0.00 | $0 | 46,919 | 直接 | |
| 2022/2/3 | Common Stock | S賣出處分 | −17,737 | $48.21F7 | −$855,100.77 | 29,182 | 直接 | |
| 2022/2/3 | Common Stock | S賣出處分 | −947 | $49.03F8 | −$46,431.41 | 28,235 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/2/1 | Common Stock | M行使選擇權處分 | −20,000 | $0.00 | $0 | 32,468 | 直接 | |
| 2022/1/31 | Common Stock | A公司授予取得 | +5,250 | $0.00 | $0 | 5,250 | 直接 | |
| 2022/1/31 | Common Stock | A公司授予取得 | +5,250 | $0.00 | $0 | 5,250 | 直接 | |
| 2022/2/3 | Common Stock | M行使選擇權處分 | −10,833 | $0.00 | $0 | 0 | 直接 | |
| 2022/2/3 | Common Stock | M行使選擇權處分 | −26,086 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $46.475 to $47.41. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $47.66 to $48.56. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $48.66 to $49.61. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $49.66 to $49.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $47.76 to $48.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $48.78 to $49.14. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。