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Opaleye Management Inc.'s Form 4/A amendment

Amended

Codexis, Inc. (CDXS) · filed Dec 15, 2025

Accession no.
0001493152-25-027632
Filed
Dec 15, 2025
Trade date
Nov 7-11, 2025
Filing delay
38 days
Rule 10b5-1 plan
Not checked
Original filed
Nov 12, 2025

This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market sales total $1.87M. It was filed 38 days after the trade.

This amendment replaces 0001493152-25-021897 (filed Nov 12, 2025).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Opaleye Management Inc.CIK 000159585510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 7, 2025Common Stock, par value $0.001 per shareSSaleDisposed−296,682$1.70−$504,359.412,248,318Indirect
Nov 7, 2025Common Stock, par value $0.001 per shareSSaleDisposed−10,000$1.70−$17,000240,000Indirect
Nov 10, 2025Common Stock, par value $0.001 per shareSSaleDisposed−205,000$1.73−$354,65012,043,318Indirect
Nov 10, 2025Common Stock, par value $0.001 per shareSSaleDisposed−3,318$1.73−$5,740.14236,682Indirect
Nov 11, 2025Common Stock, par value $0.001 per shareSSaleDisposed−535,000$1.80−$963,00011,508,318Indirect
Nov 11, 2025Common Stock, par value $0.001 per shareSSaleDisposed−13,211$1.80−$23,779.8223,461Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)