Opaleye Management Inc.'s Form 4/A amendment
AmendedCodexis, Inc.CDXS · filed Dec 15, 2025
- Accession no.
- 0001493152-25-027632
- Filed
- Dec 15, 2025
- Trade date
- Nov 7-11, 2025
- Filing delay
- 38 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Nov 12, 2025
This filing lists 6 non-derivative transactions. Open-market sales total $1.87M. It was filed 38 days after the trade.
This amendment replaces 0001493152-25-021897 (filed Nov 12, 2025).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Opaleye Management Inc.CIK 0001595855 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2025 | Common Stock, par value $0.001 per share | SSaleDisposed | −296,682 | $1.70 | −$504,359.4 | 12,248,318 | Indirect | |
| Nov 7, 2025 | Common Stock, par value $0.001 per share | SSaleDisposed | −10,000 | $1.70 | −$17,000 | 240,000 | Indirect | |
| Nov 10, 2025 | Common Stock, par value $0.001 per share | SSaleDisposed | −205,000 | $1.73 | −$354,650 | 12,043,318 | Indirect | |
| Nov 10, 2025 | Common Stock, par value $0.001 per share | SSaleDisposed | −3,318 | $1.73 | −$5,740.14 | 236,682 | Indirect | |
| Nov 11, 2025 | Common Stock, par value $0.001 per share | SSaleDisposed | −535,000 | $1.80 | −$963,000 | 11,508,318 | Indirect | |
| Nov 11, 2025 | Common Stock, par value $0.001 per share | SSaleDisposed | −13,211 | $1.80 | −$23,779.8 | 223,461 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
- F2
Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.
- F3
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.68 - $1.71 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F4
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.70 - $1.75 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F5
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.7696 - $1.81 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F6
Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Remarks
This Form 4/A is being filed to correct a clerical error in Column 4 of Table I for the transaction on 11/07/2025, which was originally reported as an acquisition ('A') and has been corrected to a disposition ('D'). No other changes have been made.