Opaleye Management Inc.'s Form 4 filing
Codexis, Inc. (CDXS) · filed Nov 12, 2025
- Accession no.
- 0001493152-25-021897
- Filed
- Nov 12, 2025
- Trade date
- Nov 7-11, 2025
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions. Open-market sales total $1.87M. It was filed 5 days after the trade.
This filing was later replaced by the amendment 0001493152-25-027632 (Dec 15, 2025). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Opaleye Management Inc.CIK 0001595855 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2025 | Common Stock, par value $0.001 per share | SSaleAcquired | +296,682 | $1.70 | +$504,359.4 | 12,248,318 | Indirect | |
| Nov 7, 2025 | Common Stock, par value $0.001 per share | SSaleDisposed | −10,000 | $1.70 | −$17,000 | 240,000 | Indirect | |
| Nov 10, 2025 | Common Stock, par value $0.001 per share | SSaleDisposed | −205,000 | $1.73 | −$354,650 | 12,043,318 | Indirect | |
| Nov 10, 2025 | Common Stock, par value $0.001 per share | SSaleDisposed | −3,318 | $1.73 | −$5,740.14 | 236,682 | Indirect | |
| Nov 11, 2025 | Common Stock, par value $0.001 per share | SSaleDisposed | −535,000 | $1.80 | −$963,000 | 11,508,318 | Indirect | |
| Nov 11, 2025 | Common Stock, par value $0.001 per share | SSaleDisposed | −13,211 | $1.80 | −$23,779.8 | 223,461 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.