Opaleye Management Inc.'s Form 4/A amendment
AmendedTELA Bio, Inc. (TELA) · filed Aug 12, 2022
- Accession no.
- 0001493152-22-022214
- Filed
- Aug 12, 2022
- Trade date
- Aug 1, 2022
- Filing delay
- 11 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 2, 2022
This filing lists 2 non-derivative transactions. Open-market purchases total $39.6K. It was filed 11 days after the trade.
This amendment replaces 0001493152-22-021074 (filed Aug 2, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Opaleye Management Inc.CIK 0001595855 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2022 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +4,500 | $7.96F3 | +$35,820 | 1,568,500 | Indirect | |
| Aug 1, 2022 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +479 | $7.96F3 | +$3,812.84 | 100,679 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
- F2
Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.
- F3
The common stock was purchased by the reporting person in open market transactions on the transaction date, with an average purchase price of $7.9598, and a range of $7.90 to $8.00. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased.
Referenced by the price of 2 transactions in Table I.