Opaleye Management Inc.'s Form 4 filing
Harrow, Inc. (HROW) · filed Jul 22, 2021
- Accession no.
- 0001493152-21-017502
- Filed
- Jul 22, 2021
- Trade date
- Jul 19-21, 2021
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $146.3K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Opaleye Management Inc.CIK 0001595855 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +5,700 | $6.97 | +$39,729 | 3,005,700 | Indirect | |
| Jul 19, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +169 | $6.97 | +$1,177.93 | 140,169 | Indirect | |
| Jul 20, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +4,800 | $7.20 | +$34,560 | 3,010,500 | Indirect | |
| Jul 20, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +125 | $7.20 | +$900 | 140,294 | Indirect | |
| Jul 21, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +4,500 | $7.60 | +$34,200 | 3,015,000 | Indirect | |
| Jul 21, 2021 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +4,706 | $7.60 | +$35,765.6 | 145,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.