Opaleye Management Inc. 的 Form 4 申報
Harrow, Inc.（HROW），2021/7/22 申報
- 申報編號
- 0001493152-21-017502
- 申報時間
- 2021/7/22
- 交易日
- 2021/7/19-7/21
- 申報延遲
- 3 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易。公開市場買進合計 $14.6 萬。交易後 3 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Opaleye Management Inc.CIK 0001595855 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/19 | Common Stock, par value $0.0001 per share | P買進取得 | +5,700 | $6.97F1 | +$39,729 | 3,005,700 | 間接 | |
| 2021/7/19 | Common Stock, par value $0.0001 per share | P買進取得 | +169 | $6.97F1 | +$1,177.93 | 140,169 | 間接 | |
| 2021/7/20 | Common Stock, par value $0.0001 per share | P買進取得 | +4,800 | $7.20F4 | +$34,560 | 3,010,500 | 間接 | |
| 2021/7/20 | Common Stock, par value $0.0001 per share | P買進取得 | +125 | $7.20F4 | +$900 | 140,294 | 間接 | |
| 2021/7/21 | Common Stock, par value $0.0001 per share | P買進取得 | +4,500 | $7.60F5 | +$34,200 | 3,015,000 | 間接 | |
| 2021/7/21 | Common Stock, par value $0.0001 per share | P買進取得 | +4,706 | $7.60F5 | +$35,765.6 | 145,000 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.9683. The range of purchase prices on the transaction date was $6.95 to $6.9884 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
表 I 有 2 筆交易的價格引用這則附註。
- F4
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $ 7.1999. The range of purchase prices on the transaction date was $7.1998 to $7.20 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
表 I 有 2 筆交易的價格引用這則附註。
- F5
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $ 7.5965. The range of purchase prices on the transaction date was $7.47 to $7.70 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
表 I 有 2 筆交易的價格引用這則附註。