Levine William S's Form 4/A amendment
AmendedGlobal Water Resources, Inc. (GWRS) · filed Jan 4, 2024
- Accession no.
- 0001434728-24-000028
- Filed
- Jan 4, 2024
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 13, 2023
This filing lists no transactions. It carries over 1 transaction from the original filing that it did not restate. Open-market purchases total $7.30M.
This amendment restates part of 0001434728-23-000092 (filed Mar 14, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Levine William SCIK 0001041175 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001434728-23-000092 (filed Mar 14, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2022 | Common Stock | PPurchaseAcquired | +541,000 | $13.50F2 | +$7,303,500 | 10,218,920 | Indirect | Duplicate filing |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F2
The purchase of common stock pursuant to public offering on 08/01/2022, offered at the public offering price of $13.50 per share.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4 amendment is being filed to correct an error in the amount reported in Table I, Column 5, which overstated the reporting person's beneficial ownership held through Levine Investments Limited Partnership by 10,000 shares of common stock. The error was initially made in Table I, Column 5 of the reporting person's Form 4 filed on October 20, 2016 and affected the reported amount in the subsequent Form 4s. See the Form 4 amendment filed by the reporting person on January 16, 2018 for additional information.
- F2
Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F3
This Form 4 amendment is being filed to correct the omission of the holding balance owned indirectly through the Levine Family Trust "A".
- F4
Shares are held by the Levine Family Trust "A" for which the reporting person serves as a trustee.