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Levine William S 的 Form 4/A 修正申報

修正

Global Water Resources, Inc.(GWRS),2024/1/4 申報

申報編號
0001434728-24-000028
申報時間
2024/1/4
10b5-1 計畫
沒有勾選
原始申報日
2023/3/13

這份申報沒有列出任何交易。沿用原件裡沒有重述的 1 筆交易。公開市場買進合計 $730.4 萬。

這份修正申報重述了 0001434728-23-000092(2023/3/14 申報)的一部分,沒有重述的交易仍然有效,列在下面。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Levine William SCIK 0001041175持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

這份申報沒有這一類的交易。

沿用原件的交易

這份修正申報只重述了原件的一部分。原件其他的交易仍然有效,網站的交易表把它們算在這份修正申報底下。

來自 0001434728-23-000092(2023/3/14 申報)。

非衍生性證券(表 I)

沿用 0001434728-23-000092 的非衍生性證券交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/8/1Common StockP買進取得+541,000$13.50F2+$7,303,50010,218,920間接重複申報

原件的附註

這幾筆交易的價格在原件上引用的附註。

F2

The purchase of common stock pursuant to public offering on 08/01/2022, offered at the public offering price of $13.50 per share.

表 I 有 1 筆交易的價格引用這則附註。

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

This Form 4 amendment is being filed to correct an error in the amount reported in Table I, Column 5, which overstated the reporting person's beneficial ownership held through Levine Investments Limited Partnership by 10,000 shares of common stock. The error was initially made in Table I, Column 5 of the reporting person's Form 4 filed on October 20, 2016 and affected the reported amount in the subsequent Form 4s. See the Form 4 amendment filed by the reporting person on January 16, 2018 for additional information.

F2

Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3

This Form 4 amendment is being filed to correct the omission of the holding balance owned indirectly through the Levine Family Trust "A".

F4

Shares are held by the Levine Family Trust "A" for which the reporting person serves as a trustee.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)