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Levine William S's Form 4 filing

Global Water Resources, Inc. (GWRS) · filed Mar 14, 2023

Accession no.
0001434728-23-000092
Filed
Mar 14, 2023
Trade date
Aug 1, 2022
Filing delay
225 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $7.30M. It was filed 225 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0001434728-24-000028 (Jan 4, 2024). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Levine William SCIK 0001041175Officer (Former Director), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 1, 2022Common StockPPurchaseAcquired+541,000$13.50F2+$7,303,50010,218,920Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The purchase of common stock pursuant to public offering on 08/01/2022, offered at the public offering price of $13.50 per share.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)