Dakos Andrew's Form 4 filing
Total Return Securities Fund (SWZ) · filed Feb 5, 2026
- Accession no.
- 0001398344-26-002336
- Filed
- Feb 5, 2026
- Trade date
- Feb 3-4, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market purchases total $95.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dakos AndrewCIK 0001341021 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2026 | Common Stock | PPurchaseAcquired | +7,000 | $5.97 | +$41,790 | 30,453 | Direct | |
| Feb 3, 2026 | Common Stock | PPurchaseAcquired | +3,000 | $5.96 | +$17,880 | 33,453 | Direct | |
| Feb 4, 2026 | Common Stock | PPurchaseAcquired | +2,000 | $6.04 | +$12,080 | 35,453 | Direct | |
| Feb 4, 2026 | Common Stock | PPurchaseAcquired | +2,000 | $6.03 | +$12,060 | 37,453 | Direct | |
| Feb 4, 2026 | Common Stock | PPurchaseAcquired | +2,000 | $6.02 | +$12,040 | 39,453 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.