Finestone Mark A.'s Form 4 filing
AutoZone Inc (AZO) · filed Dec 10, 2021
- Accession no.
- 0001225208-21-014798
- Filed
- Dec 10, 2021
- Trade date
- Dec 9, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 19 non-derivative transactions and 1 derivative transaction. Open-market sales total $20.8M. It was filed 1 day after the trade.
This filing was later replaced by the amendment 0001225208-22-000072 (Jan 3, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Finestone Mark A.CIK 0001421152 | Officer (Exec. Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | Common Stock | MOption exerciseAcquired | +11,000 | $744.62 | +$8,190,820 | 11,202.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −20 | $1,986.50 | −$39,730 | 11,182.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −50 | $1,987.87 | −$99,393.5 | 11,132.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −102 | $1,990.21F1 | −$203,001.42 | 11,030.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −200 | $2,006.89F2 | −$401,378 | 10,830.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −200 | $1,998.87F3 | −$399,774 | 10,630.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −200 | $1,995.29F4 | −$399,058 | 10,430.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −214 | $1,996.64F5 | −$427,280.96 | 10,216.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −220 | $1,984.81F6 | −$436,658.2 | 9,996.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −349 | $1,999.95F7 | −$697,982.55 | 9,647.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −351 | $2,000.88F8 | −$702,308.88 | 9,296.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −395 | $1,979.45F9 | −$781,882.75 | 8,901.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −431 | $1,982.58F10 | −$854,491.98 | 8,470.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −486 | $1,997.55F11 | −$970,809.3 | 7,984.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −510 | $1,988.65F12 | −$1,014,211.5 | 7,474.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −739 | $1,981.31F13 | −$1,464,188.09 | 6,735.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −1,004 | $1,983.33F14 | −$1,991,263.32 | 5,731.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −1,230 | $2,005.35F15 | −$2,466,580.5 | 4,501.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −3,751 | $1,980.35F16 | −$7,428,292.85 | 750.85 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | Common Stock | MOption exerciseDisposed | −11,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,990.08-$1,990.45 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,006.50-$2,007.47 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,998.60-$1,998.15 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,995.28-$1,995.34 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,996.25-$1,996.97 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,984.21-$1,985.13 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,999.70-$2,000.51 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,000.75-$2,001.52 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,979.00-$1,979.91 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,982.31-$1,982.91 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,997.20-$1,997.99 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,988.03-$1,988.99 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F13
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,981.01-$1,981.93 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F14
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,983.00-$1,983.95 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F15
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,005.24-$2,005.70 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F16
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,980.00-$1,980.97 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.