Finestone Mark A. 的 Form 4 申報

AutoZone Inc（AZO），2021/12/10 申報

申報編號: 0001225208-21-014798
申報時間: 2021/12/10
交易日: 2021/12/9
申報延遲: 1 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 19 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $2,078 萬。交易後 1 天申報。

這份申報後來被修正申報 0001225208-22-000072（2022/1/3）取代，網站的交易表改用修正後的版本。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Finestone Mark A.CIK 0001421152	高階主管（執行副總裁）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2021/12/9	Common Stock	M行使選擇權取得	+11,000	$744.62	+$8,190,820	11,202.85	直接
2021/12/9	Common Stock	S賣出處分	−20	$1,986.50	−$39,730	11,182.85	直接
2021/12/9	Common Stock	S賣出處分	−50	$1,987.87	−$99,393.5	11,132.85	直接
2021/12/9	Common Stock	S賣出處分	−102	$1,990.21^F1	−$203,001.42	11,030.85	直接
2021/12/9	Common Stock	S賣出處分	−200	$2,006.89^F2	−$401,378	10,830.85	直接
2021/12/9	Common Stock	S賣出處分	−200	$1,998.87^F3	−$399,774	10,630.85	直接
2021/12/9	Common Stock	S賣出處分	−200	$1,995.29^F4	−$399,058	10,430.85	直接
2021/12/9	Common Stock	S賣出處分	−214	$1,996.64^F5	−$427,280.96	10,216.85	直接
2021/12/9	Common Stock	S賣出處分	−220	$1,984.81^F6	−$436,658.2	9,996.85	直接
2021/12/9	Common Stock	S賣出處分	−349	$1,999.95^F7	−$697,982.55	9,647.85	直接
2021/12/9	Common Stock	S賣出處分	−351	$2,000.88^F8	−$702,308.88	9,296.85	直接
2021/12/9	Common Stock	S賣出處分	−395	$1,979.45^F9	−$781,882.75	8,901.85	直接
2021/12/9	Common Stock	S賣出處分	−431	$1,982.58^F10	−$854,491.98	8,470.85	直接
2021/12/9	Common Stock	S賣出處分	−486	$1,997.55^F11	−$970,809.3	7,984.85	直接
2021/12/9	Common Stock	S賣出處分	−510	$1,988.65^F12	−$1,014,211.5	7,474.85	直接
2021/12/9	Common Stock	S賣出處分	−739	$1,981.31^F13	−$1,464,188.09	6,735.85	直接
2021/12/9	Common Stock	S賣出處分	−1,004	$1,983.33^F14	−$1,991,263.32	5,731.85	直接
2021/12/9	Common Stock	S賣出處分	−1,230	$2,005.35^F15	−$2,466,580.5	4,501.85	直接
2021/12/9	Common Stock	S賣出處分	−3,751	$1,980.35^F16	−$7,428,292.85	750.85	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2021/12/9	Common Stock	M行使選擇權處分	−11,000	$0.00	$0	0	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,990.08-$1,990.45 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,006.50-$2,007.47 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,998.60-$1,998.15 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,995.28-$1,995.34 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,996.25-$1,996.97 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,984.21-$1,985.13 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,999.70-$2,000.51 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,000.75-$2,001.52 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,979.00-$1,979.91 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F10

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,982.31-$1,982.91 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F11

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,997.20-$1,997.99 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F12

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,988.03-$1,988.99 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F13

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,981.01-$1,981.93 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F14

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,983.00-$1,983.95 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F15

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,005.24-$2,005.70 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

F16

This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,980.00-$1,980.97 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）