Finestone Mark A.'s Form 4/A amendment
AmendedAutoZone Inc (AZO) · filed Jan 3, 2022
- Accession no.
- 0001225208-22-000072
- Filed
- Jan 3, 2022
- Trade date
- Dec 9, 2021
- Filing delay
- 25 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 10, 2021
This filing lists 1 non-derivative transaction. It carries over 19 transactions from the original filing that it did not restate. Open-market sales total $21.8M. It was filed 25 days after the trade.
This amendment restates part of 0001225208-21-014798 (filed Dec 10, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Finestone Mark A.CIK 0001421152 | Officer (Exec. Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | Common Stock | SSaleDisposed | −548 | $1,989.53F1 | −$1,090,262.44 | 6,926.85 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001225208-21-014798 (filed Dec 10, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | Common Stock | MOption exerciseAcquired | +11,000 | $744.62 | +$8,190,820 | 11,202.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −50 | $1,987.87 | −$99,393.5 | 11,132.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −102 | $1,990.21F1 | −$203,001.42 | 11,030.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −200 | $2,006.89F2 | −$401,378 | 10,830.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −200 | $1,998.87F3 | −$399,774 | 10,630.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −200 | $1,995.29F4 | −$399,058 | 10,430.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −214 | $1,996.64F5 | −$427,280.96 | 10,216.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −220 | $1,984.81F6 | −$436,658.2 | 9,996.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −349 | $1,999.95F7 | −$697,982.55 | 9,647.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −351 | $2,000.88F8 | −$702,308.88 | 9,296.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −395 | $1,979.45F9 | −$781,882.75 | 8,901.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −431 | $1,982.58F10 | −$854,491.98 | 8,470.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −486 | $1,997.55F11 | −$970,809.3 | 7,984.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −510 | $1,988.65F12 | −$1,014,211.5 | 7,474.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −739 | $1,981.31F13 | −$1,464,188.09 | 6,735.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −1,004 | $1,983.33F14 | −$1,991,263.32 | 5,731.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −1,230 | $2,005.35F15 | −$2,466,580.5 | 4,501.85 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −3,751 | $1,980.35F16 | −$7,428,292.85 | 750.85 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | Common Stock | MOption exerciseDisposed | −11,000 | $0.00 | $0 | 0 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,990.08-$1,990.45 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,006.50-$2,007.47 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,998.60-$1,998.15 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,995.28-$1,995.34 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,996.25-$1,996.97 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,984.21-$1,985.13 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,999.70-$2,000.51 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,000.75-$2,001.52 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,979.00-$1,979.91 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,982.31-$1,982.91 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,997.20-$1,997.99 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,988.03-$1,988.99 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F13
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,981.01-$1,981.93 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F14
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,983.00-$1,983.95 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F15
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,005.24-$2,005.70 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F16
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,980.00-$1,980.97 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,989.00-$1,989.93 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
The Reporting Person's Form 4, originally filed on December 9, 2021, is hereby amended to include the referenced transaction, which was inadvertently omitted from the original filing.