Viking Global Investors LP's Form 4 filing
Amylyx Pharmaceuticals, Inc. (AMLX) · filed Sep 9, 2022
- Accession no.
- 0001140361-22-032970
- Filed
- Sep 9, 2022, 9:48 PM ET
- Trade date
- Sep 8-9, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 16 non-derivative transactions. Open-market sales total $41.7M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Viking Global Investors LPCIK 0001103804 | 10% Owner |
| Halvorsen Ole AndreasCIK 0001133006 | 10% Owner |
| Ott David C.CIK 0001621842 | 10% Owner |
| Viking Global Opportunities Portfolio GP LLCCIK 0001629472 | 10% Owner |
| Viking Global Opportunities GP LLCCIK 0001629476 | 10% Owner |
| Viking Global Opportunities Illiquid Investments Sub-Master LPCIK 0001629482 | 10% Owner |
| Shabet Rose SharonCIK 0001711393 | 10% Owner |
| Viking Global Opportunities Parent GP LLCCIK 0001886738 | 10% Owner |
| Dragsa 96 LLCCIK 0001904854 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2022 | Common Stock | SSaleDisposed | −80,715 | $27.28F7 | −$2,202,090.84 | 4,789,821 | Indirect | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −108,631 | $28.16F8 | −$3,058,581.85 | 4,681,190 | Indirect | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −159,026 | $29.14F9 | −$4,634,431.11 | 4,522,164 | Indirect | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −15,996 | $30.59F10 | −$489,277.65 | 4,506,168 | Indirect | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −111,102 | $32.23F11 | −$3,580,773.02 | 4,395,066 | Indirect | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −38,116 | $27.28F7 | −$1,039,892.15 | 2,261,884 | Indirect | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −51,298 | $28.16F8 | −$1,444,331.1 | 2,210,586 | Indirect | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −75,096 | $29.14F9 | −$2,188,492.69 | 2,135,490 | Indirect | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −7,554 | $30.59F10 | −$231,057.98 | 2,127,936 | Indirect | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −52,466 | $32.23F11 | −$1,690,958.19 | 2,075,470 | Indirect | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −312,353 | $29.87F12 | −$9,329,265.7 | 4,082,713 | Indirect | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −156,463 | $30.90F13 | −$4,834,127.79 | 3,926,250 | Indirect | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −6,654 | $31.44F14 | −$209,217.73 | 3,919,596 | Indirect | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −147,502 | $29.87F12 | −$4,405,545.49 | 1,927,968 | Indirect | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −73,886 | $30.90F13 | −$2,282,804.02 | 1,854,082 | Indirect | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −3,142 | $31.44F14 | −$98,792.02 | 1,850,940 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.00 to $27.85. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (7) through (14) of this Form 4.
Referenced by the price of 2 transactions in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.00 to $28.465.
Referenced by the price of 2 transactions in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.00 to $29.52.
Referenced by the price of 2 transactions in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.00 to $30.785.
Referenced by the price of 2 transactions in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.71.
Referenced by the price of 2 transactions in Table I.
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.25 to $30.245.
Referenced by the price of 2 transactions in Table I.
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.25 to $31.2475.
Referenced by the price of 2 transactions in Table I.
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.25 to $31.61.
Referenced by the price of 2 transactions in Table I.
Remarks
(15) The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. (16) Scott M. Hendler is signing on behalf of Mr. Halvorsen, Mr. Ott and Ms. Shabet, each individually and as an Executive Committee Member of VIKING GLOBAL PARTNERS LLC, on behalf of VIKING GLOBAL INVESTORS LP, as manager of DRAGSA 96 LLC and as an Executive Committee Member of VIKING GLOBAL OPPORTUNITIES PARENT GP LLC, on behalf of itself and VIKING GLOBAL OPPORTUNITIES GP LLC, VIKING GLOBAL OPPORTUNITIES PORTFOLIO GP LLC, and VIKING GLOBAL OPPORTUNITIES ILLIQUID INVESTMENTS SUB-MASTER LP, pursuant to authorization and designation letters dated February 9, 2021, which were filed with the Securities and Exchange Commission on June 7, 2021.