Viking Global Investors LP 的 Form 4 申報
Amylyx Pharmaceuticals, Inc.（AMLX），2022/9/9 申報
- 申報編號
- 0001140361-22-032970
- 申報時間
- 2022/9/9 21:48 ET
- 交易日
- 2022/9/8-9/9
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 16 筆非衍生性交易。公開市場賣出合計 $4,172 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Viking Global Investors LPCIK 0001103804 | 持股 10% 以上大股東 |
| Halvorsen Ole AndreasCIK 0001133006 | 持股 10% 以上大股東 |
| Ott David C.CIK 0001621842 | 持股 10% 以上大股東 |
| Viking Global Opportunities Portfolio GP LLCCIK 0001629472 | 持股 10% 以上大股東 |
| Viking Global Opportunities GP LLCCIK 0001629476 | 持股 10% 以上大股東 |
| Viking Global Opportunities Illiquid Investments Sub-Master LPCIK 0001629482 | 持股 10% 以上大股東 |
| Shabet Rose SharonCIK 0001711393 | 持股 10% 以上大股東 |
| Viking Global Opportunities Parent GP LLCCIK 0001886738 | 持股 10% 以上大股東 |
| Dragsa 96 LLCCIK 0001904854 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/8 | Common Stock | S賣出處分 | −80,715 | $27.28F7 | −$2,202,090.84 | 4,789,821 | 間接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −108,631 | $28.16F8 | −$3,058,581.85 | 4,681,190 | 間接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −159,026 | $29.14F9 | −$4,634,431.11 | 4,522,164 | 間接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −15,996 | $30.59F10 | −$489,277.65 | 4,506,168 | 間接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −111,102 | $32.23F11 | −$3,580,773.02 | 4,395,066 | 間接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −38,116 | $27.28F7 | −$1,039,892.15 | 2,261,884 | 間接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −51,298 | $28.16F8 | −$1,444,331.1 | 2,210,586 | 間接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −75,096 | $29.14F9 | −$2,188,492.69 | 2,135,490 | 間接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −7,554 | $30.59F10 | −$231,057.98 | 2,127,936 | 間接 | |
| 2022/9/8 | Common Stock | S賣出處分 | −52,466 | $32.23F11 | −$1,690,958.19 | 2,075,470 | 間接 | |
| 2022/9/9 | Common Stock | S賣出處分 | −312,353 | $29.87F12 | −$9,329,265.7 | 4,082,713 | 間接 | |
| 2022/9/9 | Common Stock | S賣出處分 | −156,463 | $30.90F13 | −$4,834,127.79 | 3,926,250 | 間接 | |
| 2022/9/9 | Common Stock | S賣出處分 | −6,654 | $31.44F14 | −$209,217.73 | 3,919,596 | 間接 | |
| 2022/9/9 | Common Stock | S賣出處分 | −147,502 | $29.87F12 | −$4,405,545.49 | 1,927,968 | 間接 | |
| 2022/9/9 | Common Stock | S賣出處分 | −73,886 | $30.90F13 | −$2,282,804.02 | 1,854,082 | 間接 | |
| 2022/9/9 | Common Stock | S賣出處分 | −3,142 | $31.44F14 | −$98,792.02 | 1,850,940 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.00 to $27.85. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (7) through (14) of this Form 4.
表 I 有 2 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.00 to $28.465.
表 I 有 2 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.00 to $29.52.
表 I 有 2 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.00 to $30.785.
表 I 有 2 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.71.
表 I 有 2 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.25 to $30.245.
表 I 有 2 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.25 to $31.2475.
表 I 有 2 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.25 to $31.61.
表 I 有 2 筆交易的價格引用這則附註。
備註
(15) The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. (16) Scott M. Hendler is signing on behalf of Mr. Halvorsen, Mr. Ott and Ms. Shabet, each individually and as an Executive Committee Member of VIKING GLOBAL PARTNERS LLC, on behalf of VIKING GLOBAL INVESTORS LP, as manager of DRAGSA 96 LLC and as an Executive Committee Member of VIKING GLOBAL OPPORTUNITIES PARENT GP LLC, on behalf of itself and VIKING GLOBAL OPPORTUNITIES GP LLC, VIKING GLOBAL OPPORTUNITIES PORTFOLIO GP LLC, and VIKING GLOBAL OPPORTUNITIES ILLIQUID INVESTMENTS SUB-MASTER LP, pursuant to authorization and designation letters dated February 9, 2021, which were filed with the Securities and Exchange Commission on June 7, 2021.