Friedman Gary G's Form 4/A amendment
AmendedRH (RH) · filed Apr 7, 2022
- Accession no.
- 0001104659-22-043731
- Filed
- Apr 7, 2022
- Trade date
- Mar 31-Apr 1, 2022
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Apr 5, 2022
This filing lists 18 non-derivative transactions and 2 derivative transactions. Open-market sales total $296.3M. It was filed 7 days after the trade.
This amendment replaces 0001104659-22-042531 (filed Apr 5, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Friedman Gary GCIK 0001137443 | Director, Officer (Chairman & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2022 | Common Stock | MOption exerciseAcquired | +534,306 | $49.50 | +$26,448,147 | 2,387,638 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −12,340 | $324.06F2 | −$3,998,900.4 | 2,375,298 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −38,965 | $324.98F3 | −$12,662,845.7 | 2,336,333 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −83,491 | $325.96F4 | −$27,214,726.36 | 2,252,842 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −340,881 | $326.93F5 | −$111,444,225.33 | 1,911,961 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −43,423 | $327.81F6 | −$14,234,493.63 | 1,868,538 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −14,900 | $328.96F7 | −$4,901,504 | 1,853,638 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −306 | $329.51F8 | −$100,830.06 | 1,853,332 | Direct | |
| Apr 1, 2022 | Common Stock | MOption exerciseAcquired | +378,481 | $49.50 | +$18,734,809.5 | 2,231,813 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −1,400 | $318.72F9 | −$446,208 | 2,230,413 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −75,037 | $319.95F10 | −$24,008,088.15 | 2,155,376 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −61,003 | $320.62F11 | −$19,558,781.86 | 2,094,373 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −98,328 | $321.79F12 | −$31,640,967.12 | 1,996,045 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −100,613 | $322.58F13 | −$32,455,741.54 | 1,895,432 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −35,696 | $323.47F14 | −$11,546,585.12 | 1,859,736 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −2,504 | $324.38F15 | −$812,247.52 | 1,857,232 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −1,314 | $325.80F16 | −$428,101.2 | 1,855,918 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −2,586 | $327.18F17 | −$846,087.48 | 1,853,332 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2022 | Common Stock | MOption exerciseDisposed | −534,306 | $0.00 | $0 | 2,342,520 | Direct | |
| Apr 1, 2022 | Common Stock | MOption exerciseDisposed | −378,481 | $0.00 | $0 | 1,964,039 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 amendment have been previously reported by virtue of the original Form 4 filed on April 5, 2022. This amendment provides additional details concerning the range of sale prices for the shares of Common Stock previously reported as sold. The sale reported in this Form 4 pertains to shares sold by the Reporting Person to cover payment of the exercise price and tax withholding obligations in connection with the exercise of the IPO Options.
- F2
This transaction was executed in multiple trades ranging from $323.4 to $324.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades ranging from $324.445 to $325.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades ranging from $325.45 to $326.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades ranging from $326.455 to $327.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades ranging from $327.46 to $328.415. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades ranging from $328.48 to $329.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades ranging from $329.485 to $329.575. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades ranging from $318.11 to $319.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades ranging from $319.14 to $320.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades ranging from $320.145 to $321.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades ranging from $321.15 to $322.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades ranging from $322.155 to $323.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades ranging from $323.16 to $324.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades ranging from $324.17 to $324.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F16
This transaction was executed in multiple trades ranging from $325.19 to $326.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F17
This transaction was executed in multiple trades ranging from $326.725 to $327.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F18
Fully vested.
Remarks
This Form 4/A is Part I of II.