Friedman Gary G's Form 4 filing
RH (RH) · filed Apr 5, 2022
- Accession no.
- 0001104659-22-042531
- Filed
- Apr 5, 2022
- Trade date
- Mar 31-Apr 4, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $569.1M. It was filed 5 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001104659-22-043731 (Apr 7, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Friedman Gary GCIK 0001137443 | Director, Officer (Chairman & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2022 | Common Stock | MOption exerciseAcquired | +534,306 | $49.50 | +$26,448,147 | 2,387,638 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −534,306 | $326.70F2 | −$174,557,770.2 | 1,853,332 | Direct | |
| Apr 1, 2022 | Common Stock | MOption exerciseAcquired | +378,481 | $49.50 | +$18,734,809.5 | 2,231,813 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −378,481 | $321.66F3 | −$121,742,198.46 | 1,853,332 | Direct | |
| Apr 4, 2022 | Common Stock | MOption exerciseAcquired | +1,964,039 | $49.50 | +$97,219,930.5 | 3,817,371 | Direct | |
| Apr 4, 2022 | Common Stock | SSaleDisposed | −837,213 | $325.79F4 | −$272,755,623.27 | 2,980,158 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2022 | Common Stock | MOption exerciseDisposed | −534,306 | $0.00 | $0 | 2,342,520 | Direct | |
| Apr 1, 2022 | Common Stock | MOption exerciseDisposed | −378,481 | $0.00 | $0 | 1,964,039 | Direct | |
| Apr 4, 2022 | Common Stock | MOption exerciseDisposed | −1,964,039 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades ranging from $323.40 to $329.575. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades ranging from $318.11 to $327.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades ranging from $317.23 to $330.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.