Friedman Gary G 的 Form 4/A 修正申報
修正RH（RH），2022/4/7 申報
- 申報編號
- 0001104659-22-043731
- 申報時間
- 2022/4/7
- 交易日
- 2022/3/31-4/1
- 申報延遲
- 7 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/4/5
這份申報列了 18 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $2.96 億。交易後 7 天申報。
這份修正申報取代了 0001104659-22-042531（2022/4/5 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Friedman Gary GCIK 0001137443 | 董事、高階主管（董事長、執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/31 | Common Stock | M行使選擇權取得 | +534,306 | $49.50 | +$26,448,147 | 2,387,638 | 直接 | |
| 2022/3/31 | Common Stock | S賣出處分 | −12,340 | $324.06F2 | −$3,998,900.4 | 2,375,298 | 直接 | |
| 2022/3/31 | Common Stock | S賣出處分 | −38,965 | $324.98F3 | −$12,662,845.7 | 2,336,333 | 直接 | |
| 2022/3/31 | Common Stock | S賣出處分 | −83,491 | $325.96F4 | −$27,214,726.36 | 2,252,842 | 直接 | |
| 2022/3/31 | Common Stock | S賣出處分 | −340,881 | $326.93F5 | −$111,444,225.33 | 1,911,961 | 直接 | |
| 2022/3/31 | Common Stock | S賣出處分 | −43,423 | $327.81F6 | −$14,234,493.63 | 1,868,538 | 直接 | |
| 2022/3/31 | Common Stock | S賣出處分 | −14,900 | $328.96F7 | −$4,901,504 | 1,853,638 | 直接 | |
| 2022/3/31 | Common Stock | S賣出處分 | −306 | $329.51F8 | −$100,830.06 | 1,853,332 | 直接 | |
| 2022/4/1 | Common Stock | M行使選擇權取得 | +378,481 | $49.50 | +$18,734,809.5 | 2,231,813 | 直接 | |
| 2022/4/1 | Common Stock | S賣出處分 | −1,400 | $318.72F9 | −$446,208 | 2,230,413 | 直接 | |
| 2022/4/1 | Common Stock | S賣出處分 | −75,037 | $319.95F10 | −$24,008,088.15 | 2,155,376 | 直接 | |
| 2022/4/1 | Common Stock | S賣出處分 | −61,003 | $320.62F11 | −$19,558,781.86 | 2,094,373 | 直接 | |
| 2022/4/1 | Common Stock | S賣出處分 | −98,328 | $321.79F12 | −$31,640,967.12 | 1,996,045 | 直接 | |
| 2022/4/1 | Common Stock | S賣出處分 | −100,613 | $322.58F13 | −$32,455,741.54 | 1,895,432 | 直接 | |
| 2022/4/1 | Common Stock | S賣出處分 | −35,696 | $323.47F14 | −$11,546,585.12 | 1,859,736 | 直接 | |
| 2022/4/1 | Common Stock | S賣出處分 | −2,504 | $324.38F15 | −$812,247.52 | 1,857,232 | 直接 | |
| 2022/4/1 | Common Stock | S賣出處分 | −1,314 | $325.80F16 | −$428,101.2 | 1,855,918 | 直接 | |
| 2022/4/1 | Common Stock | S賣出處分 | −2,586 | $327.18F17 | −$846,087.48 | 1,853,332 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/31 | Common Stock | M行使選擇權處分 | −534,306 | $0.00 | $0 | 2,342,520 | 直接 | |
| 2022/4/1 | Common Stock | M行使選擇權處分 | −378,481 | $0.00 | $0 | 1,964,039 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The sales reported in this Form 4 amendment have been previously reported by virtue of the original Form 4 filed on April 5, 2022. This amendment provides additional details concerning the range of sale prices for the shares of Common Stock previously reported as sold. The sale reported in this Form 4 pertains to shares sold by the Reporting Person to cover payment of the exercise price and tax withholding obligations in connection with the exercise of the IPO Options.
- F2
This transaction was executed in multiple trades ranging from $323.4 to $324.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades ranging from $324.445 to $325.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades ranging from $325.45 to $326.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades ranging from $326.455 to $327.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades ranging from $327.46 to $328.415. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades ranging from $328.48 to $329.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades ranging from $329.485 to $329.575. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades ranging from $318.11 to $319.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades ranging from $319.14 to $320.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades ranging from $320.145 to $321.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades ranging from $321.15 to $322.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades ranging from $322.155 to $323.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades ranging from $323.16 to $324.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades ranging from $324.17 to $324.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This transaction was executed in multiple trades ranging from $325.19 to $326.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F17
This transaction was executed in multiple trades ranging from $326.725 to $327.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F18
Fully vested.
備註
This Form 4/A is Part I of II.