Scott Jonathan R's Form 4/A amendment
AmendedFirst Interstate Bancsystem Inc (FIBK) · filed Mar 15, 2022
- Accession no.
- 0000860413-22-000085
- Filed
- Mar 15, 2022, 4:03 PM ET
- Trade date
- Mar 2-10, 2022
- Filing delay
- 13 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 10, 2022
This filing lists 2 non-derivative transactions. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $694.9K. It was filed 13 days after the trade.
This amendment restates part of 0000860413-22-000079 (filed Mar 10, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Scott Jonathan RCIK 0001361935 | Director, 10% Owner |
| Harrison William Scott TrustCIK 0001908873 | 10% Owner |
| Harper Grace Scott TrustCIK 0001908895 | 10% Owner |
| Holland Elizabeth Scott TrustCIK 0001908953 | 10% Owner |
| Jonathan Scott as Trustee of the Jonathan R Scott Trust Dated as of 4/21/04CIK 0001908962 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000860413-22-000079 (filed Mar 10, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2022 | Class A Common Stock | SSaleDisposed | −5,000 | $39.00 | −$195,000 | 19,160 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Class A Common Stock | CConversionDisposed | −25,700 | $0.00 | $0 | 767,559 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.
Referenced by the price of 1 transaction in Table I.
- F2
Composed of 94,863 shares held of record by Holland Elizabeth Scott Trust, 94,683 shares held of record by Harper Grace Scott Trust, 94,863 shares held of record by Harrison William Scott Trust, and 25,700 shares held of record by IXL Limited Liability Company.
- F3
As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with Jonathan R. Scott with the indication of direct or indirect ownership in Tables I and II being made from Jonathan R. Scott's perspective. The nature of beneficial ownership is described in detail by footnote for all reporting persons.
- F4
The price reported in Column 4 is a weighted average price of the shares disposed of by IXL, Limited Liability Company. These shares were sold in multiple transactions at prices ranging from $38.85 to $38.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
Composed of 94,863 shares held of record by Holland Elizabeth Scott Trust, 94,683 shares held of record by Harper Grace Scott Trust, 94,863 shares held of record by Harrison William Scott Trust, and 12,850 shares held of record by IXL Limited Liability Company.
Remarks
This amendment is being filed solely to reflect the actual number of shares of Class A common Stock acquired upon the reported conversion (the number reported in the original filing inadvertently included transposed numbers) and to update accordingly the corresponding end of period holdings reported.