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Scott Jonathan R's Form 4 filing

First Interstate Bancsystem Inc (FIBK) · filed Mar 10, 2022

Accession no.
0000860413-22-000079
Filed
Mar 10, 2022, 8:15 PM ET
Trade date
Mar 2-10, 2022
Filing delay
8 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $694.9K. It was filed 8 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0000860413-22-000085 (Mar 15, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Scott Jonathan RCIK 0001361935Director, 10% Owner
Harrison William Scott TrustCIK 000190887310% Owner
Harper Grace Scott TrustCIK 000190889510% Owner
Holland Elizabeth Scott TrustCIK 000190895310% Owner
Jonathan Scott as Trustee of the Jonathan R Scott Trust Dated as of 4/21/04CIK 000190896210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 2, 2022Class A Common StockCConversionAcquired+27,500$0.00F1$0312,089Indirect
Mar 8, 2022Class A Common StockSSaleDisposed−5,000$39.00−$195,00019,160Direct
Mar 10, 2022Class A Common StockSSaleDisposed−12,850$38.90F5−$499,865299,239Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 2, 2022Class A Common StockCConversionDisposed−25,700$0.00$0767,559Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price of the shares disposed of by IXL, Limited Liability Company. These shares were sold in multiple transactions at prices ranging from $38.85 to $38.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)