Scott Jonathan R 的 Form 4/A 修正申報
修正First Interstate Bancsystem Inc（FIBK），2022/3/15 申報
- 申報編號
- 0000860413-22-000085
- 申報時間
- 2022/3/15 16:03 ET
- 交易日
- 2022/3/2-3/10
- 申報延遲
- 13 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/3/10
這份申報列了 2 筆非衍生性交易。沿用原件裡沒有重述的 2 筆交易。公開市場賣出合計 $69.5 萬。交易後 13 天申報。
這份修正申報重述了 0000860413-22-000079（2022/3/10 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Scott Jonathan RCIK 0001361935 | 董事、持股 10% 以上大股東 |
| Harrison William Scott TrustCIK 0001908873 | 持股 10% 以上大股東 |
| Harper Grace Scott TrustCIK 0001908895 | 持股 10% 以上大股東 |
| Holland Elizabeth Scott TrustCIK 0001908953 | 持股 10% 以上大股東 |
| Jonathan Scott as Trustee of the Jonathan R Scott Trust Dated as of 4/21/04CIK 0001908962 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0000860413-22-000079（2022/3/10 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/8 | Class A Common Stock | S賣出處分 | −5,000 | $39.00 | −$195,000 | 19,160 | 直接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/2 | Class A Common Stock | C轉換處分 | −25,700 | $0.00 | $0 | 767,559 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis at the discretion of the holder. The conversion feature of the Class B Common Stock does not expire.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Composed of 94,863 shares held of record by Holland Elizabeth Scott Trust, 94,683 shares held of record by Harper Grace Scott Trust, 94,863 shares held of record by Harrison William Scott Trust, and 25,700 shares held of record by IXL Limited Liability Company.
- F3
As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with Jonathan R. Scott with the indication of direct or indirect ownership in Tables I and II being made from Jonathan R. Scott's perspective. The nature of beneficial ownership is described in detail by footnote for all reporting persons.
- F4
The price reported in Column 4 is a weighted average price of the shares disposed of by IXL, Limited Liability Company. These shares were sold in multiple transactions at prices ranging from $38.85 to $38.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Composed of 94,863 shares held of record by Holland Elizabeth Scott Trust, 94,683 shares held of record by Harper Grace Scott Trust, 94,863 shares held of record by Harrison William Scott Trust, and 12,850 shares held of record by IXL Limited Liability Company.
備註
This amendment is being filed solely to reflect the actual number of shares of Class A common Stock acquired upon the reported conversion (the number reported in the original filing inadvertently included transposed numbers) and to update accordingly the corresponding end of period holdings reported.