Saratoga Investment Corp.
SAZ- 交易所
- NYSE
- SEC CIK
- 0001377936
近 90 天，Saratoga Investment Corp. 內部人申報 1 筆公開市場買進、0 筆賣出；2026 年第 2 季末沒有機構在 13F 申報持有；沒有大師持有。
四種放空資料，量的東西都不一樣：
- 空單餘額：某個結算日還沒回補的放空股數。FINRA 每月公布兩次，在結算日後約 8 個工作天。
- 每日放空量：每天在場外成交、申報給 FINRA 的放空股數。算的是成交，不是未平倉的部位；隔天公布。
- 交割失敗：到了交割日還沒交付的股數。SEC 每月公布兩次，晚約 2 週。
- 暗池（ATS）成交量：每週在另類交易系統與其他場外市場的成交量。FINRA 在那一週之後 2～4 週公布。
更多說明見術語頁。
空單餘額
還沒回補的放空股數，取自 FINRA，近兩年的每一個結算日。
- 空單餘額
- 8,037
- 股，結算日 2026/10/30
- 變化
- +5,472
- 較 2026/10/15 +213.3%
- 回補天數
- 1.37
- 空單餘額 ÷ 平均日成交量
- 平均日成交量
- 5,856
- 股，FINRA 公布的
| 結算日 | 空單餘額 | 變化 | 變化 % | 平均日成交量 | 回補天數 |
|---|---|---|---|---|---|
| 2026/10/30 | 8,037 | +5,472 | +213.3% | 5,856 | 1.37 |
| 2026/10/15 | 2,565 | +1,653 | +181.3% | 9,648 | 1.00 |
| 2026/9/30 | 912 | −4,500 | −83.2% | 9,079 | 1.00 |
| 2026/9/15 | 5,412 | +3,058 | +129.9% | 4,718 | 1.15 |
| 2026/8/31 | 2,354 | −783 | −25.0% | 1.13 萬 | 1.00 |
| 2026/8/14 | 3,137 | +1,808 | +136.0% | 3,929 | 1.00 |
| 2026/7/31 | 1,329 | +802 | +152.2% | 4,060 | 1.00 |
| 2026/7/15 | 527 | −2,739 | −83.9% | 6,869 | 1.00 |
| 2026/6/30 | 3,266 | −2,236 | −40.6% | 9,485 | 1.00 |
| 2026/6/15 | 5,502 | +4,454 | +425.0% | 6,091 | 1.00 |
| 2026/5/29 | 1,048 | +937 | +844.1% | 8,059 | 1.00 |
| 2026/5/15 | 111 | −3,061 | −96.5% | 4,693 | 1.00 |
| 2026/4/30 | 3,172 | +2,617 | +471.5% | 5,353 | 1.00 |
| 2026/4/15 | 555 | −1,635 | −74.7% | 5,412 | 1.00 |
| 2026/3/31 | 2,190 | +1,760 | +409.3% | 5,737 | 1.00 |
| 2026/3/13 | 430 | −969 | −69.3% | 8,560 | 1.00 |
| 2026/2/27 | 1,399 | −1,583 | −53.1% | 1.15 萬 | 1.00 |
| 2026/2/13 | 2,982 | −6,429 | −68.3% | 1.63 萬 | 1.00 |
| 2026/1/30 | 9,411 | +4,304 | +84.3% | 7,054 | 1.33 |
| 2026/1/15 | 5,107 | +3,233 | +172.5% | 1.01 萬 | 1.00 |
| 2025/12/31 | 1,874 | +241 | +14.8% | 4,860 | 1.00 |
| 2025/12/15 | 1,633 | −65 | −3.8% | 2,441 | 1.00 |
| 2025/11/28 | 1,698 | −1,350 | −44.3% | 2,772 | 1.00 |
| 2025/11/14 | 3,048 | +314 | +11.5% | 6,060 | 1.00 |
| 2025/10/31 | 2,734 | +619 | +29.3% | 5,150 | 1.00 |
| 2025/10/15 | 2,115 | +1,994 | +1,647.9% | 5,623 | 1.00 |
| 2025/9/30 | 121 | −19 | −13.6% | 4,308 | 1.00 |
| 2025/9/15 | 140 | −3,496 | −96.2% | 2,508 | 1.00 |
| 2025/8/29 | 3,636 | −6,020 | −62.3% | 2,720 | 1.34 |
| 2025/8/15 | 9,656 | +7,327 | +314.6% | 9,468 | 1.02 |
| 2025/7/31 | 2,329 | +51 | +2.2% | 2,416 | 1.00 |
| 2025/7/15 | 2,278 | −201 | −8.1% | 2,495 | 1.00 |
| 2025/6/30 | 2,479 | +232 | +10.3% | 2,306 | 1.08 |
| 2025/6/13 | 2,247 | +446 | +24.8% | 3,955 | 1.00 |
| 2025/5/30 | 1,801 | −601 | −25.0% | 8,780 | 1.00 |
| 2025/5/15 | 2,402 | −2,467 | −50.7% | 4,927 | 1.00 |
| 2025/4/30 | 4,869 | −6,691 | −57.9% | 5,613 | 1.00 |
| 2025/4/15 | 1.16 萬 | +3,825 | +49.5% | 1.22 萬 | 1.00 |
| 2025/3/31 | 7,735 | +4,771 | +161.0% | 7,807 | 1.00 |
| 2025/3/14 | 2,964 | +1,625 | +121.4% | 4,805 | 1.00 |
| 2025/2/28 | 1,339 | −1,344 | −50.1% | 3,378 | 1.00 |
| 2025/2/14 | 2,683 | +2 | +0.1% | 3,598 | 1.00 |
| 2025/1/31 | 2,681 | +685 | +34.3% | 3,439 | 1.00 |
| 2025/1/15 | 1,996 | +957 | +92.1% | 4,425 | 1.00 |
| 2024/12/31 | 1,039 | −1,514 | −59.3% | 3,877 | 1.00 |
| 2024/12/13 | 2,553 | +1,079 | +73.2% | 4,016 | 1.00 |
| 2024/11/29 | 1,474 | +201 | +15.8% | 1,041 | 1.42 |
| 2024/11/15 | 1,273 | +992 | +353.0% | 1,604 | 1.00 |
| 2024/10/31 | 281 | −1,873 | −87.0% | 2,216 | 1.00 |
交割失敗
到了交割日還沒交付的股數，取自 SEC，最近 30 個有交割失敗的日子。價格是 SEC 公布的前一天收盤價。
| 交割日 | 股數 | 價格 | 金額 |
|---|---|---|---|
| 2026/8/14 | 341 | $25.63 | $8,739.83 |
| 2026/8/6 | 8 | $25.50 | $204 |
| 2026/8/5 | 72 | $25.53 | $1,838.16 |
| 2026/8/4 | 335 | $25.43 | $8,519.05 |
| 2026/7/1 | 361 | $25.67 | $9,266.87 |
| 2026/6/25 | 120 | $25.66 | $3,079.2 |
| 2026/6/18 | 972 | $25.51 | $2.48 萬 |
| 2026/6/16 | 2,450 | $25.47 | $6.24 萬 |
| 2026/6/15 | 89 | $25.46 | $2,265.94 |
| 2026/6/11 | 2,775 | $25.40 | $7.05 萬 |
| 2026/6/10 | 3,075 | $25.51 | $7.84 萬 |
| 2026/6/5 | 458 | $25.30 | $1.16 萬 |
| 2026/6/4 | 303 | $25.27 | $7,656.81 |
| 2026/5/15 | 6 | $25.56 | $153.36 |
| 2026/5/14 | 132 | $25.64 | $3,384.48 |
| 2026/4/28 | 1,725 | $25.55 | $4.41 萬 |
| 2026/4/27 | 384 | $25.53 | $9,803.52 |
| 2026/4/24 | 179 | $25.50 | $4,564.5 |
| 2026/3/5 | 5 | $25.23 | $126.15 |
| 2026/2/27 | 38 | $25.25 | $959.5 |
| 2026/2/23 | 319 | $25.30 | $8,070.7 |
| 2026/2/20 | 9 | $25.28 | $227.52 |
| 2026/2/17 | 26 | $25.23 | $655.98 |
| 2026/2/13 | 1,133 | $25.66 | $2.91 萬 |
| 2026/2/10 | 407 | $25.68 | $1.05 萬 |
| 2026/2/9 | 807 | $25.68 | $2.07 萬 |
| 2026/2/2 | 101 | $25.46 | $2,571.46 |
| 2026/1/30 | 122 | $25.53 | $3,114.66 |
| 2026/1/29 | 122 | $25.55 | $3,117.1 |
| 2026/1/28 | 300 | $25.55 | $7,665 |
每日放空量
場外成交裡的放空量，不是空單餘額：每天申報給 FINRA 的場外成交中放空的股數，最近 30 個交易日。
放空量比例不能當成市場情緒：造市商為了接買單、避險本來就會放空，放空通常就佔場外成交量的一半上下。
| 交易日 | 放空量 | 豁免放空量 | 場外總成交量 | 放空量比例 |
|---|---|---|---|---|
| 2026/11/10 | 971 | 0 | 1,426 | 68.1% |
| 2026/11/9 | 1,495 | 0 | 3,059 | 48.9% |
| 2026/11/6 | 1,223 | 0 | 5,170 | 23.7% |
| 2026/11/5 | 501 | 0 | 1,778 | 28.2% |
| 2026/11/4 | 789 | 0 | 1,001 | 78.8% |
| 2026/11/3 | 1,055 | 0 | 2,950 | 35.8% |
| 2026/11/2 | 1,689 | 0 | 2,039 | 82.8% |
| 2026/10/30 | 1,190 | 200 | 4,677 | 25.4% |
| 2026/10/29 | 1,755 | 0 | 2,614 | 67.1% |
| 2026/10/28 | 708 | 0 | 4,709 | 15.0% |
| 2026/10/27 | 782 | 0 | 1,076 | 72.7% |
| 2026/10/26 | 8,914 | 0 | 9,660 | 92.3% |
| 2026/10/23 | 900 | 770 | 1,804 | 49.9% |
| 2026/10/21 | 99 | 0 | 101 | 98.0% |
| 2026/10/20 | 2,124 | 0 | 2,325 | 91.4% |
| 2026/10/19 | 9,098 | 0 | 10,761 | 84.5% |
| 2026/10/16 | 1,488 | 0 | 3,395 | 43.8% |
| 2026/10/15 | 1,861 | 20 | 4,277 | 43.5% |
| 2026/10/14 | 4,566 | 0 | 6,478 | 70.5% |
| 2026/10/13 | 673 | 0 | 5,375 | 12.5% |
| 2026/10/12 | 1,044 | 500 | 2,361 | 44.2% |
| 2026/10/9 | 3,857 | 0 | 8,557 | 45.1% |
| 2026/10/8 | 47 | 0 | 684 | 6.9% |
| 2026/10/7 | 336 | 0 | 2,527 | 13.3% |
| 2026/10/6 | 1,014 | 0 | 3,465 | 29.3% |
| 2026/10/5 | 1,914 | 0 | 3,641 | 52.6% |
| 2026/10/2 | 385 | 0 | 4,060 | 9.5% |
| 2026/10/1 | 103 | 0 | 206 | 50.0% |
| 2026/9/30 | 3,172 | 0 | 7,928 | 40.0% |
| 2026/9/29 | 1,019 | 0 | 6,708 | 15.2% |
暗池（ATS）成交量
每週在另類交易系統（ATS）與其他場外市場（OTC）的成交量，取自 FINRA，最近 12 週。ATS 佔比 ＝ ATS 成交量 ÷（ATS ＋ OTC 成交量），不是佔全市場成交量。
| 週（起日） | 層級 | ATS 股數 | ATS 筆數 | 其他場外股數 | 其他場外筆數 | ATS 佔比 |
|---|---|---|---|---|---|---|
| 2026/10/5 | T2 | 447 | 46 | 18,447 | 119 | 2.4% |
| 2026/9/28 | T2 | 923 | 21 | 24,080 | 178 | 3.7% |
| 2026/9/21 | T2 | 930 | 5 | 26,070 | 173 | 3.4% |
| 2026/9/14 | T2 | 200 | 1 | 12,047 | 109 | 1.6% |
| 2026/9/7 | T2 | – | – | 10,968 | 96 | – |
| 2026/8/31 | T2 | 214 | 11 | 23,216 | 118 | 0.9% |
| 2026/8/24 | T2 | 708 | 6 | 21,607 | 205 | 3.2% |
| 2026/8/17 | T2 | 142 | 8 | 23,700 | 193 | 0.6% |
| 2026/8/10 | T2 | 248 | 13 | 11,076 | 125 | 2.2% |
| 2026/8/3 | T2 | 446 | 5 | 10,278 | 97 | 4.2% |
| 2026/7/27 | T2 | 209 | 9 | 9,569 | 82 | 2.1% |
| 2026/7/20 | T2 | – | – | 6,681 | 64 | – |