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Saratoga Investment Corp.

SAZ
Exchange
NYSE
SEC CIK
0001377936

In the last 90 days, Saratoga Investment Corp. insiders filed 1 open-market purchase and 0 sales; no institution reported holding it in 13F filings for Q2 2026; no superinvestor holds it.

Other share classesSAJSARSAVSAXSAY

Four kinds of short-selling data, each measuring something different:

  • Short interest: shares sold short and not yet bought back, as of a settlement date. FINRA publishes it twice a month, about eight business days after the settlement date.
  • Daily short volume: shares sold short each day in off-exchange trades reported to FINRA. It counts trades, not open positions, and is published the next day.
  • Fails-to-deliver: shares not delivered by the settlement date. The SEC publishes them twice a month, about two weeks late.
  • ATS (dark pool) volume: weekly volume on alternative trading systems and other off-exchange venues. FINRA publishes it two to four weeks after the week.

More in the glossary.

Short interest

Shares sold short and not yet bought back, from FINRA, on every settlement date in the last two years.

Short interest
8.04K
Shares, settlement Oct 30, 2026
Change
+5.47K
+213.3% vs. Oct 15, 2026
Days to cover
1.37
Short interest ÷ average daily volume
Average daily volume
5.86K
Shares, as reported by FINRA
Short interest by settlement date
Oct 31, 2024: 281 sharesNov 15, 2024: 1,273 sharesNov 29, 2024: 1,474 sharesDec 13, 2024: 2,553 sharesDec 31, 2024: 1,039 sharesJan 15, 2025: 1,996 sharesJan 31, 2025: 2,681 sharesFeb 14, 2025: 2,683 sharesFeb 28, 2025: 1,339 sharesMar 14, 2025: 2,964 sharesMar 31, 2025: 7,735 sharesApr 15, 2025: 11,560 sharesApr 30, 2025: 4,869 sharesMay 15, 2025: 2,402 sharesMay 30, 2025: 1,801 sharesJun 13, 2025: 2,247 sharesJun 30, 2025: 2,479 sharesJul 15, 2025: 2,278 sharesJul 31, 2025: 2,329 sharesAug 15, 2025: 9,656 sharesAug 29, 2025: 3,636 sharesSep 15, 2025: 140 sharesSep 30, 2025: 121 sharesOct 15, 2025: 2,115 sharesOct 31, 2025: 2,734 sharesNov 14, 2025: 3,048 sharesNov 28, 2025: 1,698 sharesDec 15, 2025: 1,633 sharesDec 31, 2025: 1,874 sharesJan 15, 2026: 5,107 sharesJan 30, 2026: 9,411 sharesFeb 13, 2026: 2,982 sharesFeb 27, 2026: 1,399 sharesMar 13, 2026: 430 sharesMar 31, 2026: 2,190 sharesApr 15, 2026: 555 sharesApr 30, 2026: 3,172 sharesMay 15, 2026: 111 sharesMay 29, 2026: 1,048 sharesJun 15, 2026: 5,502 sharesJun 30, 2026: 3,266 sharesJul 15, 2026: 527 sharesJul 31, 2026: 1,329 sharesAug 14, 2026: 3,137 sharesAug 31, 2026: 2,354 sharesSep 15, 2026: 5,412 sharesSep 30, 2026: 912 sharesOct 15, 2026: 2,565 sharesOct 30, 2026: 8,037 shares
Short interest in SAZ by settlement date
Settlement dateShort interestChangeChange %Avg. daily volumeDays to cover
Oct 30, 20268.04K+5.47K+213.3%5.86K1.37
Oct 15, 20262.56K+1.65K+181.3%9.65K1.00
Sep 30, 2026912−4.50K−83.2%9.08K1.00
Sep 15, 20265.41K+3.06K+129.9%4.72K1.15
Aug 31, 20262.35K−783−25.0%11.3K1.00
Aug 14, 20263.14K+1.81K+136.0%3.93K1.00
Jul 31, 20261.33K+802+152.2%4.06K1.00
Jul 15, 2026527−2.74K−83.9%6.87K1.00
Jun 30, 20263.27K−2.24K−40.6%9.48K1.00
Jun 15, 20265.50K+4.45K+425.0%6.09K1.00
May 29, 20261.05K+937+844.1%8.06K1.00
May 15, 2026111−3.06K−96.5%4.69K1.00
Apr 30, 20263.17K+2.62K+471.5%5.35K1.00
Apr 15, 2026555−1.64K−74.7%5.41K1.00
Mar 31, 20262.19K+1.76K+409.3%5.74K1.00
Mar 13, 2026430−969−69.3%8.56K1.00
Feb 27, 20261.40K−1.58K−53.1%11.5K1.00
Feb 13, 20262.98K−6.43K−68.3%16.3K1.00
Jan 30, 20269.41K+4.30K+84.3%7.05K1.33
Jan 15, 20265.11K+3.23K+172.5%10.1K1.00
Dec 31, 20251.87K+241+14.8%4.86K1.00
Dec 15, 20251.63K−65−3.8%2.44K1.00
Nov 28, 20251.70K−1.35K−44.3%2.77K1.00
Nov 14, 20253.05K+314+11.5%6.06K1.00
Oct 31, 20252.73K+619+29.3%5.15K1.00
Oct 15, 20252.12K+1.99K+1,647.9%5.62K1.00
Sep 30, 2025121−19−13.6%4.31K1.00
Sep 15, 2025140−3.50K−96.2%2.51K1.00
Aug 29, 20253.64K−6.02K−62.3%2.72K1.34
Aug 15, 20259.66K+7.33K+314.6%9.47K1.02
Jul 31, 20252.33K+51+2.2%2.42K1.00
Jul 15, 20252.28K−201−8.1%2.50K1.00
Jun 30, 20252.48K+232+10.3%2.31K1.08
Jun 13, 20252.25K+446+24.8%3.96K1.00
May 30, 20251.80K−601−25.0%8.78K1.00
May 15, 20252.40K−2.47K−50.7%4.93K1.00
Apr 30, 20254.87K−6.69K−57.9%5.61K1.00
Apr 15, 202511.6K+3.83K+49.5%12.2K1.00
Mar 31, 20257.74K+4.77K+161.0%7.81K1.00
Mar 14, 20252.96K+1.63K+121.4%4.80K1.00
Feb 28, 20251.34K−1.34K−50.1%3.38K1.00
Feb 14, 20252.68K+2+0.1%3.60K1.00
Jan 31, 20252.68K+685+34.3%3.44K1.00
Jan 15, 20252.00K+957+92.1%4.42K1.00
Dec 31, 20241.04K−1.51K−59.3%3.88K1.00
Dec 13, 20242.55K+1.08K+73.2%4.02K1.00
Nov 29, 20241.47K+201+15.8%1.04K1.42
Nov 15, 20241.27K+992+353.0%1.60K1.00
Oct 31, 2024281−1.87K−87.0%2.22K1.00

Fails-to-deliver

Shares that weren't delivered by the settlement date, from the SEC, for the last 30 dates with fails. The price is the previous day's closing price published by the SEC.

Fails-to-deliver in SAZ by settlement date
Settlement dateSharesPriceValue
Aug 14, 2026341$25.63$8.74K
Aug 6, 20268$25.50$204
Aug 5, 202672$25.53$1.84K
Aug 4, 2026335$25.43$8.52K
Jul 1, 2026361$25.67$9.27K
Jun 25, 2026120$25.66$3.08K
Jun 18, 2026972$25.51$24.8K
Jun 16, 20262,450$25.47$62.4K
Jun 15, 202689$25.46$2.27K
Jun 11, 20262,775$25.40$70.5K
Jun 10, 20263,075$25.51$78.4K
Jun 5, 2026458$25.30$11.6K
Jun 4, 2026303$25.27$7.66K
May 15, 20266$25.56$153.36
May 14, 2026132$25.64$3.38K
Apr 28, 20261,725$25.55$44.1K
Apr 27, 2026384$25.53$9.80K
Apr 24, 2026179$25.50$4.56K
Mar 5, 20265$25.23$126.15
Feb 27, 202638$25.25$959.5
Feb 23, 2026319$25.30$8.07K
Feb 20, 20269$25.28$227.52
Feb 17, 202626$25.23$655.98
Feb 13, 20261,133$25.66$29.1K
Feb 10, 2026407$25.68$10.5K
Feb 9, 2026807$25.68$20.7K
Feb 2, 2026101$25.46$2.57K
Jan 30, 2026122$25.53$3.11K
Jan 29, 2026122$25.55$3.12K
Jan 28, 2026300$25.55$7.67K

Daily short volume

Off-exchange short-sale volume, not short interest: shares sold short each day in trades reported to FINRA, for the last 30 trading days.

The short volume ratio isn't a sentiment gauge: market makers sell short to fill buy orders and to hedge, so short sales are usually about half of off-exchange volume.

Off-exchange short volume in SAZ by trade date
Trade dateShort volumeShort exemptOff-exchange volumeShort volume ratio
Nov 10, 202697101,42668.1%
Nov 9, 20261,49503,05948.9%
Nov 6, 20261,22305,17023.7%
Nov 5, 202650101,77828.2%
Nov 4, 202678901,00178.8%
Nov 3, 20261,05502,95035.8%
Nov 2, 20261,68902,03982.8%
Oct 30, 20261,1902004,67725.4%
Oct 29, 20261,75502,61467.1%
Oct 28, 202670804,70915.0%
Oct 27, 202678201,07672.7%
Oct 26, 20268,91409,66092.3%
Oct 23, 20269007701,80449.9%
Oct 21, 202699010198.0%
Oct 20, 20262,12402,32591.4%
Oct 19, 20269,098010,76184.5%
Oct 16, 20261,48803,39543.8%
Oct 15, 20261,861204,27743.5%
Oct 14, 20264,56606,47870.5%
Oct 13, 202667305,37512.5%
Oct 12, 20261,0445002,36144.2%
Oct 9, 20263,85708,55745.1%
Oct 8, 20264706846.9%
Oct 7, 202633602,52713.3%
Oct 6, 20261,01403,46529.3%
Oct 5, 20261,91403,64152.6%
Oct 2, 202638504,0609.5%
Oct 1, 2026103020650.0%
Sep 30, 20263,17207,92840.0%
Sep 29, 20261,01906,70815.2%

ATS (dark pool) volume

Weekly volume on alternative trading systems (ATS) and other off-exchange (OTC) venues, from FINRA, for the last 12 weeks. ATS share is ATS volume ÷ (ATS + OTC volume), not a share of all trading.

Weekly ATS and OTC volume in SAZ
Week ofTierATS sharesATS tradesOther OTC sharesOther OTC tradesATS share
Oct 5, 2026T24474618,4471192.4%
Sep 28, 2026T29232124,0801783.7%
Sep 21, 2026T2930526,0701733.4%
Sep 14, 2026T2200112,0471091.6%
Sep 7, 2026T2––10,96896–
Aug 31, 2026T22141123,2161180.9%
Aug 24, 2026T2708621,6072053.2%
Aug 17, 2026T2142823,7001930.6%
Aug 10, 2026T22481311,0761252.2%
Aug 3, 2026T2446510,278974.2%
Jul 27, 2026T220999,569822.1%
Jul 20, 2026T2––6,68164–