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Sofos Investments, Inc.

SEC CIK
0001741736
最新申報
2026/5/8

2023 年第 4 季持倉

持倉截至 2023/12/31,2024/6/26 申報。只含多頭部位,變化是跟 2023 年第 3 季比股數。

機構總覽
持股檔數
1,367
較 2023 年第 3 季 +136
總值
$3.56 億
較 2023 年第 3 季 −$50.5 億 (−93.4%)
申報日
2024/6/26
修正SEC
Sofos Investments, Inc. 在 2023 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Tr46435G672CORE INTL AGGR419,289$2,088 萬5.9%−5,115,943−92.4%減碼–
DBX ETF Tr233051432XTRACK USD HIGH529,831$1,884 萬5.3%−6,350,520−92.3%減碼–
iShares Tr46434V4070-5YR HI YL CP372,044$1,571 萬4.4%−4,489,685−92.3%減碼–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF393,865$1,293 萬3.6%−4,685,296−92.2%減碼–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF305,828$1,290 萬3.6%−3,347,883−91.6%減碼–
DBX ETF Tr233051267XTRACKERS LOW277,016$1,277 萬3.6%−3,327,518−92.3%減碼–
iShares Tr46429B7470-5 YR TIPS ETF128,981$1,272 萬3.6%−1,548,123−92.3%減碼–
WisdomTree Tr97717W588US LARGECAP FUND249,679$1,251 萬3.5%−2,792,869−91.8%減碼–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF243,740$1,187 萬3.3%−2,662,923−91.6%減碼–
Vanguard Emerging Markets Government Bond ETF921946885ETF161,480$1,029 萬2.9%−1,926,164−92.3%減碼–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF153,621$999.5 萬2.8%−1,690,731−91.7%減碼–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF239,627$939.1 萬2.6%−2,586,012−91.5%減碼–
SPDR Index Shs FDS78463X509ST PORT MARK ETF251,850$891.8 萬2.5%−2,714,646−91.5%減碼–
SPDR Series Trust78464A144ST STR CORPO ETF294,104$865.0 萬2.4%−3,577,348−92.4%減碼–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF153,826$717.3 萬2.0%−1,723,821−91.8%減碼–
iShares Core S&P 500 ETF464287200ETF14,997$716.3 萬2.0%−528,683−97.2%減碼–
iShares Tr46435G102CONV BD ETF70,588$554.8 萬1.6%−851,428−92.3%減碼–
iShares Core MSCI Europe ETF46434V738ETF96,272$529.7 萬1.5%−1,051,357−91.6%減碼–
MSFTMicrosoft CorpStock12,790$481.0 萬1.4%−171,163−93.0%減碼歷史
TSLATesla, Inc.Stock19,354$480.9 萬1.4%−268,704−93.3%減碼歷史
AMZNAmazon Com IncStock29,082$441.9 萬1.2%−367,833−92.7%減碼歷史
UPWKUpwork, IncCOM295,451$439.3 萬1.2%−3,598,105−92.4%減碼歷史
SHWSherwin Williams CoCOM12,762$398.1 萬1.1%−229,754−94.7%減碼歷史
NVSNovartis AGADR33,965$343.0 萬1.0%+33,921+77,093.2%加碼歷史
Vanguard Mortgage-Backed Securities ETF92206C771ETF68,412$317.2 萬0.9%−698,962−91.1%減碼–
Vanguard Short-Term Bond ETF921937827ETF40,900$315.0 萬0.9%−421,130−91.1%減碼–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS51,892$302.7 萬0.9%−548,586−91.4%減碼–
iShares Tr46434V860TRS FLT RT BD59,969$302.7 萬0.9%−633,155−91.3%減碼–
iShares Tr46434V878ULTRA SHORT DUR59,668$300.5 萬0.8%−632,635−91.4%減碼–
iShares Tr46434V696CORE MSCI PAC47,538$282.9 萬0.8%−510,812−91.5%減碼–
AAPLApple Inc.Stock13,339$256.9 萬0.7%−190,805−93.5%減碼歷史
NVONovo Nordisk A SADR23,511$243.2 萬0.7%−231,485−90.8%減碼歷史
METAMeta Platforms, Inc.Stock6,430$227.7 萬0.6%−85,961−93.0%減碼歷史
INTUIntuit Inc.Stock3,502$219.0 萬0.6%−45,115−92.8%減碼歷史
GOOGAlphabet Inc.Stock15,496$218.4 萬0.6%−179,093−92.0%減碼歷史
MARMarriott International IncStock9,599$216.5 萬0.6%−126,074−92.9%減碼歷史
BRK.BBerkshire Hathaway IncStock6,021$214.8 萬0.6%−81,336−93.1%減碼歷史
ARMArm Holdings PLCADR28,547$214.5 萬0.6%+28,547新進歷史
BABoeing CoStock8,086$210.8 萬0.6%−95,979−92.2%減碼歷史
CRMSalesforce, Inc.Stock8,004$210.6 萬0.6%−99,295−92.5%減碼歷史
NFLXNetflix IncStock4,153$202.2 萬0.6%−53,124−92.7%減碼歷史
CMGChipotle Mexican Grill IncCOM876$200.3 萬0.6%−11,663−93.0%減碼歷史
SPDR Series Trust78464A805ST STR PR SP150034,000$198.7 萬0.6%−729,122−95.5%減碼–
SYKStryker CorpStock6,515$195.1 萬0.5%−80,994−92.6%減碼歷史
ASMLASML Holding NVADR2,428$183.8 萬0.5%−28,606−92.2%減碼歷史
ADSKAutodesk, Inc.COM7,523$183.2 萬0.5%−88,377−92.2%減碼歷史
iShares Tr46435G425ESG AWR MSCI USA17,218$180.7 萬0.5%−1,009,884−98.3%減碼–
WMTWalmart Inc.Stock11,096$174.9 萬0.5%−139,212−92.6%減碼歷史
SMGScotts Miracle-Gro CoStock27,384$174.6 萬0.5%−286,164−91.3%減碼歷史
CLColgate Palmolive CoStock21,825$174.0 萬0.5%−259,242−92.2%減碼歷史
iShares Tr46434V613CORE UNIVRSL USD37,534$172.9 萬0.5%−2,059,242−98.2%減碼–
MRNAModerna, Inc.Stock17,243$171.5 萬0.5%−143,396−89.3%減碼歷史
KOCoca Cola CoStock28,858$170.1 萬0.5%−333,378−92.0%減碼歷史
SBUXStarbucks CorpStock17,268$165.8 萬0.5%−209,042−92.4%減碼歷史
MMM3M CoStock15,112$165.2 萬0.5%−156,655−91.2%減碼歷史
PGProcter & Gamble CoStock11,106$162.8 萬0.5%−133,112−92.3%減碼歷史
JNJJohnson & JohnsonStock10,119$158.6 萬0.4%−114,729−91.9%減碼歷史
NKENIKE, Inc.Stock14,548$157.9 萬0.4%−169,494−92.1%減碼歷史
TSMTaiwan Semiconductor Manufacturing Co LtdADR15,185$157.9 萬0.4%+14,873+4,767.0%加碼歷史
DISWalt Disney CoStock17,228$155.6 萬0.4%−191,346−91.7%減碼歷史
AZNAstraZeneca PLCSPONSORED ADR22,661$152.6 萬0.4%+22,586+30,114.7%加碼歷史
ULUnilever PLCSPON ADR NEW31,381$152.1 萬0.4%+31,381新進歷史
DEODiageo PLCSPON ADR NEW10,014$145.9 萬0.4%−107,091−91.4%減碼歷史
iShares Core MSCI Eafe ETF46432F842ETF14,908$104.9 萬0.3%−769,395−98.1%減碼–
Vanguard Index FDS Tot Stkidx922908728COM7,600$88.1 萬0.2%−135,876−94.7%減碼–
Vanguard Morningstar Growth ETF922908736ETF2,689$83.6 萬0.2%+2,689新進–
iShares MSCI USA Quality Factor ETF46432F339ETF5,559$81.8 萬0.2%−222,814−97.6%減碼–
INTCIntel CorpStock15,478$77.8 萬0.2%−349,034−95.8%減碼歷史
BNP Paribas Note Conv Index LNKD05601WW64NOTE CONV INDEX LNKD775,000$75.4 萬0.2%−13,950,000−94.7%減碼–
BNP Paribas Note Conv Index LNKD05601WW49NOTE CONV INDEX LNKD750,000$74.5 萬0.2%−13,500,000−94.7%減碼–
iShares Tr464287721U.S. TECH ETF6,041$74.2 萬0.2%−304,736−98.1%減碼–
Invesco QQQ Trust Series I46090E103ETF1,776$72.7 萬0.2%+1,776新進–
Credit Suisse AG London Branch Note Index LNKD22553QBX4NOTE INDEX LNKD750,000$71.0 萬0.2%−13,500,000−94.7%減碼–
Schwab808515605Cash Sweep656,527$65.7 萬0.2%+656,527新進–
iShares Core MSCI Emerging Markets ETF46434G103ETF12,757$64.5 萬0.2%−947,936−98.7%減碼–
iShares Tr464288588MBS ETF5,895$55.5 萬0.2%−340,150−98.3%減碼–
Vanguard Morningstar Value ETF922908744ETF3,581$53.5 萬0.2%+3,563+19,794.4%加碼–
First Tr Exchng Traded FD VI33740U737FT VEST US EQT16,200$53.5 萬0.2%+16,200新進–
LMTLockheed Martin CorpStock1,056$47.9 萬0.1%−18,248−94.5%減碼歷史
iShares Tips Bond ETF464287176ETF4,409$47.4 萬0.1%+3,679+504.0%加碼–
BNP Paribas Note Conv Index LNKD05592Q7H2NOTE CONV INDEX LNKD450,000$46.7 萬0.1%−8,100,000−94.7%減碼–
BNP Paribas Note Conv Index LNKD05592Q7K5NOTE CONV INDEX LNKD450,000$46.0 萬0.1%−8,100,000−94.7%減碼–
iShares Tr464288885EAFE GRWTH ETF4,660$45.1 萬0.1%−281,700−98.4%減碼–
iShares Tr464288877EAFE VALUE ETF8,622$44.9 萬0.1%−552,543−98.5%減碼–
Vanguard Total Bond Market ETF921937835ETF5,817$42.8 萬0.1%−397,178−98.6%減碼–
GLDSPDR Gold TrustETF2,222$42.5 萬0.1%−27,342−92.5%減碼歷史
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF3,971$39.6 萬0.1%−218,303−98.2%減碼–
New York Life Investments Et45409B461CANDRIAM US LRG9,296$39.0 萬0.1%+9,296新進–
iShares MSCI USA Min Vol Factor ETF46429B697ETF4,918$38.4 萬0.1%−320,667−98.5%減碼–
DBX ETF Tr233051713XTRCK JP MRGN ES22,386$38.0 萬0.1%+22,386新進–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF4,660$37.3 萬0.1%+4,660新進–
iShares Tr46436E767ESG MSCI USA ETF9,192$36.6 萬0.1%+9,192新進–
AB Large Cap Growth FD Inc01877C408ADVISOR CL3,836$35.6 萬0.1%+3,836新進–
DBX ETF Tr233051747XTRCK JP MRG ESG19,104$35.6 萬0.1%+19,104新進–
iShares Tr464287622RUS 1000 ETF1,278$33.5 萬0.1%−854−40.1%減碼–
Barclays Bank PLC Note Conv Index LNKD06749NEN8NOTE CONV INDEX LNKD339,000$32.7 萬0.1%−6,102,000−94.7%減碼–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF3,492$32.3 萬0.1%−201,283−98.3%減碼–
DBX ETF Tr233051150XTRACKERS MSCI7,229$32.0 萬0.1%+7,229新進–
Columbia Convertible Securities INST219766B547NTF BOND FUNDS14,824$30.5 萬0.1%+14,824新進–
DBX ETF Tr233051143XTRACKRS S&P 5006,904$30.1 萬0.1%+6,904新進–

2023 年第 3 季之後清倉(153 檔)

2023 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 153 檔。

Sofos Investments, Inc. 在 2023 年第 3 季之後清倉的部位
證券類別2023 年第 3 季股數2023 年第 3 季市值2023 年第 3 季佔組合 %紀錄
Aberdeen STD Palladium ETF0000000NAStock0$16.0 億29.5%–
AB High Income A01859M101NTF BOND FUNDS0$1,417 萬0.3%–
Northern Lights FD Tr Nav TCL66538B578Mutual Fund553$1,171 萬0.2%–
Western Asset Core Bond I957663305FIXED1,182$661.8 萬0.1%–
Rydex S&P 500 H78356A632NTF EQUITY FUNDS2,299$377.6 萬0.1%–
American Funds New World Fund Class F-2649280823M114$375.6 萬0.1%–
Esc GWG Series A1 WDT IN3BG997102COMMON STOCK3,924,726$322.1 萬0.1%–
Quantified Managed Income Investor00771F400NTF BOND FUNDS988$252.0 萬<0.1%–
Fidelity Stock Selec All CP316066307EQUITY FUNDS4,541$250.9 萬<0.1%–
Performance Trust Strate Gic Bond66539A868COM9,818$242.9 萬<0.1%–
Franklin Strategic Income A354713505NTF BOND FUNDS76$203.4 萬<0.1%–
Pgim Global Total Return A74439A103NTF BOND FUNDS0$157.2 萬<0.1%–
T. Rowe Price US Treasury Money I77957T602MARKETPLACE MMF0$152.3 萬<0.1%–
Quantified Tactical Sectors Investor00771F574NTF EQUITY FUNDS32,642$142.1 萬<0.1%–
Franklin Cust Income Fund Clas353496300COM133$127.0 萬<0.1%–
Apollo Diversified Re FD CL C39822J201LOAD EQUITY FUND14,502$114.0 萬<0.1%–
Nuveen PFD & Incm Securties67072C105COM177,175$113.1 萬<0.1%–
Quantified Tactical Fixed Inc Investor00771F673NTF BOND FUNDS5,985$110.9 萬<0.1%–
PIMCO Total Return Portfolio74440B108Fixed Income0$110.2 萬<0.1%–
Gold Bullion Strategy Investor00771F202NTF EQUITY FUNDS6,920$102.2 萬<0.1%–
Pgim Jennison Global Equity Income A74441L808NTF EQUITY FUNDS551$101.4 萬<0.1%–
Columbia Intermediate Dur Muni BD A19765L686NTF BOND FUNDS26$98.3 萬<0.1%–
Rydex Government Long BD 1.2X Strat H78356C588NTF BOND FUNDS5,321$97.0 萬<0.1%–
Direxion Mthly S&P 500 Bull 1.75X Inv254939705NTF EQUITY FUNDS1,273$95.9 萬<0.1%–
Dimensional Invt Group Inc25434D658Mfo10,260$85.9 萬<0.1%–
Capital Wrld Grth Inc-F1140543406US Large Cap1,102$72.2 萬<0.1%–
PIMCO High Yield Fund693390841COM57$51.3 萬<0.1%–
Goldman Sachs Tr38144N593INTL SCINS INSTL826$51.0 萬<0.1%–
Bellsouth Corp Note M/W CLBL079860AK8NOTE M/W CLBL60,000$50.1 萬<0.1%–
Putnam Tax-Free High Yield A746872407NTF BOND FUNDS35,024$49.6 萬<0.1%–
PIMCO Income Fund Class I-272201M719MF1,640$31.3 萬<0.1%–
Blackrock Fds V Hi Yld Bd Inst09260B630Com37,362$24.5 萬<0.1%–
American Capital Income Builder-A140193103Com5,030$23.5 萬<0.1%–
Euro Pac Growth FD SH Ben Int298706102COMMON866$20.3 萬<0.1%–
General Electric Co Note36966TGQ9NOTE40,000$16.1 萬<0.1%–
Total Cash and SweepX00000002Cash159,000$15.9 萬<0.1%–
Parametric Cmdy Strat CL Inst277923223Mutual Fund24,353$15.4 萬<0.1%–
Fidelity Adv Total Bond FND IN31617K832Mutual Fund1,414$15.1 萬<0.1%–
American High-Income Municipal Bond A026545103LOAD BOND FUND12,830$11.8 萬<0.1%–
American Funds Bond Fund of America Fund CL A M/F097873103Mutual Funds5,418$11.7 萬<0.1%–
CNSCohen & Steers, Inc.Com566$10.3 萬<0.1%歷史
American Funds Neco A643822109MUTUAL FUND1,420$10.2 萬<0.1%–
Brown Capital Mgmt115291403MUTUAL FUNDS -50$4.85 萬<0.1%–
PIMCO Commoditiesplus Strategy I272201P167EQUITY FUNDS1,148$4.38 萬<0.1%–
HRZNHorizon Technology Finance CorpCOM3,031$3.31 萬<0.1%歷史
SLGSL Green Realty CorpCOM952$2.82 萬<0.1%歷史
SCSSteelcase IncCL A1,956$2.05 萬<0.1%歷史
BEPCBrookfield Renewable CorpCL A SUB VTG861$2.02 萬<0.1%歷史
HPPHudson Pacific Properties, Inc.COM4,161$1.89 萬<0.1%歷史
KRCKilroy Realty CorpCOM525$1.49 萬<0.1%歷史
Vestas Wind Sys as Unsp ADR925458101COM2,037$1.44 萬<0.1%–
HASIHA Sustainable Infrastructure Capital, Inc.COM740$1.25 萬<0.1%歷史
Oakmark Select Advisor413838715EQUITY FUNDS286$1.15 萬<0.1%–
KMBKimberly Clark CorpStock90$1.07 萬<0.1%歷史
iShares Tr46434VAX8IBONDS DEC23 ETF418$1.06 萬<0.1%–
Met Tran Auth N 6.687 40COMB Tran Due 11/15/40XTRO Taxbl59259YDC0MUNI BONDS60,000$1.05 萬<0.1%–
NGVCNatural Grocers by Vitamin Cottage, Inc.COM805$9,724<0.1%歷史
RDUSRadius Recycling, Inc.CL A401$9,552<0.1%歷史
Fmi International Institutional302933700EQUITY FUNDS362$8,710<0.1%–
Danone Sponsored ADR23636T100COM733$8,708<0.1%–
DGDollar General CorpCOM65$7,795<0.1%歷史
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF95$7,075<0.1%–
Deutsche Post AG25157Y202COM166$6,472<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT156$6,073<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY200$4,695<0.1%–
Parnassus Fund Mid Cap Inst701765505ETF298$3,910<0.1%–
Pgim ETF Tr69344A107PGIM ULTRA SH BD43$2,086<0.1%–
CVECenovus Energy Inc.COM106$2,040<0.1%歷史
SUZSuzano S.A.SPON ADS200$2,032<0.1%歷史
STNStantec IncCOM33$2,017<0.1%歷史
Fidelity Covington Trust316092303CONSMR STAPLES43$1,777<0.1%–
WNS Hldgs Ltd92932M101SPON ADR9$457<0.1%–
ProShares Tr74347R214PSHS ULT NASB8$348<0.1%–
CPAYCorpay, Inc.COM0$253<0.1%歷史
Direxion Shs ETF Tr25460E711DLY UTLTIES 3X11$188<0.1%–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF5$148<0.1%–
OXYOccidental Petroleum CorpStock2$140<0.1%歷史
KMIKinder Morgan, Inc.Stock8$133<0.1%歷史
HESHess CorpStock1$125<0.1%歷史
Direxion Shs ETF Tr25460E364DAILY DJ BULL12$100<0.1%–
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU6$89<0.1%–
Direxion Shs ETF Tr25460E679DAILY TRANS 3X4$85<0.1%–
PGRProgressive CorpStock1$78<0.1%歷史
ICEIntercontinental Exchange, Inc.Stock1$78<0.1%歷史
ARAntero Resources CorpCOM3$78<0.1%歷史
ALVAutoliv IncCOM1$66<0.1%歷史
SCHWSchwab Charles CorpStock1$62<0.1%歷史
QSRRestaurant Brands International Inc.COM1$61<0.1%歷史
VALEVale S.A.SPONSORED ADS4$60<0.1%歷史
ABEVAmbev S.A.SPONSORED ADR22$54<0.1%歷史
JCIJohnson Controls International plcStock1$52<0.1%歷史
WFCWells Fargo & CompanyStock1$52<0.1%歷史
CPACopa Holdings, S.A.CL A1$51<0.1%歷史
EEni SpASPONSORED ADR2$49<0.1%歷史
ANIPAni Pharmaceuticals IncCOM1$49<0.1%歷史
GSGoldman Sachs Group IncStock0$48<0.1%歷史
RIGTransocean Ltd.REGISTERED SHS7$46<0.1%歷史
ENSGEnsign Group, IncCOM0$40<0.1%歷史
HAEHaemonetics CorpCOM0$39<0.1%歷史
ATRAptargroup, Inc.Stock0$38<0.1%歷史