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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2023 年第 3 季持倉

持倉截至 2023/9/30，2023/10/19 申報。只含多頭部位，變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
548
較 2023 年第 2 季 −29
總值
$7.16 億
較 2023 年第 2 季 −$6,374 萬 (−8.2%)
申報日
2023/10/19
SEC
Kovack Advisors, Inc. 在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
EMREmerson Electric CoStock2,392$23.1 萬<0.1%+2,392新進歷史
AIGAmerican International Group, Inc.Stock3,812$23.1 萬<0.1%+3,812新進歷史
CLColgate Palmolive CoStock3,277$23.3 萬<0.1%+3,277新進歷史
iShares MSCI USA Momentum Factor ETF46432F396ETF1,670$23.3 萬<0.1%−1,088−39.4%減碼–
BBDCBarings BDC, Inc.COM26,214$23.4 萬<0.1%+840+3.3%加碼歷史
Etfis Ser Tr I26923G772INFRAC ACT MLP6,720$23.5 萬<0.1%00.0%不變–
NUENucor CorpCOM1,507$23.6 萬<0.1%−18−1.2%減碼歷史
KMBKimberly Clark CorpStock2,000$24.2 萬<0.1%−76−3.7%減碼歷史
APOApollo Global Management, Inc.COM2,711$24.3 萬<0.1%−43−1.6%減碼歷史
iShares Tr46432F875MRNGSTR INC ETF12,805$24.4 萬<0.1%−5,560−30.3%減碼–
iShares Tr464288760US AER DEF ETF2,303$24.4 萬<0.1%+2,303新進–
TDYTeledyne Technologies IncCOM598$24.4 萬<0.1%00.0%不變歷史
PNNTPennantpark Investment CorpCOM37,150$24.4 萬<0.1%+2,600+7.5%加碼歷史
Global X FDS37954Y673US INFR DEV ETF8,058$24.5 萬<0.1%+590+7.9%加碼–
iShares Tr464288513IBOXX HI YD ETF3,333$24.6 萬<0.1%−247−6.9%減碼–
DBXDropbox, Inc.CL A9,175$25.0 萬<0.1%−2,125−18.8%減碼歷史
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF6,079$25.1 萬<0.1%−1,165−16.1%減碼–
NOKNokia CorpSPONSORED ADR67,512$25.2 萬<0.1%+1,100+1.7%加碼歷史
WisdomTree Tr97717W307US LARGECAP DIVD4,129$25.4 萬<0.1%00.0%不變–
ALBAlbemarle CorpStock1,500$25.5 萬<0.1%+345+29.9%加碼歷史
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM12,901$25.6 萬<0.1%−2,299−15.1%減碼歷史
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF3,385$25.7 萬<0.1%−78−2.3%減碼–
TFCTruist Financial CorpCOM9,002$25.8 萬<0.1%+463+5.4%加碼歷史
SKINSkinHealth Systems Inc.COM CL A43,000$25.9 萬<0.1%+2,200+5.4%加碼歷史
iShares Tr46428743220 YR TR BD ETF2,946$26.1 萬<0.1%+615+26.4%加碼–
HIWHighwoods Properties, Inc.COM12,821$26.4 萬<0.1%+12,821新進歷史
KHCKraft Heinz CoStock7,863$26.5 萬<0.1%+804+11.4%加碼歷史
AVAVAeroVironment IncCOM2,373$26.5 萬<0.1%+2,373新進歷史
ETREntergy CorpCOM2,870$26.5 萬<0.1%+2,870新進歷史
iShares Tr464289875CORE 40 MODE ETF6,838$26.6 萬<0.1%+802+13.3%加碼–
First Tr Exchng Traded FD VI33740F862FT VEST US EQT7,145$26.7 萬<0.1%+779+12.2%加碼–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD9,038$26.9 萬<0.1%00.0%不變歷史
Ssga Active ETF Tr78467V608ST STR BL LN ETF6,477$27.2 萬<0.1%00.0%不變–
iShares Tr464288307MRGSTR MD CP GRW4,813$27.5 萬<0.1%−439−8.4%減碼–
REGNRegeneron Pharmaceuticals, Inc.COM335$27.6 萬<0.1%+6+1.8%加碼歷史
ZSZscaler, Inc.Stock1,786$27.8 萬<0.1%−1,543−46.4%減碼歷史
KKRKKR & Co. Inc.COM4,533$27.9 萬<0.1%+514+12.8%加碼歷史
BNLBroadstone Net Lease, Inc.COM19,570$28.0 萬<0.1%−824−4.0%減碼歷史
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE5,495$28.0 萬<0.1%+447+8.9%加碼–
NSCNorfolk Southern CorpStock1,426$28.1 萬<0.1%+452+46.4%加碼歷史
iShares MSCI USA Quality Factor ETF46432F339ETF2,152$28.4 萬<0.1%+52+2.5%加碼–
ADCAgree Realty CorpCOM5,166$28.5 萬<0.1%+5,166新進歷史
VICIVici Properties Inc.COM9,867$28.7 萬<0.1%+9,867新進歷史
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,307$28.7 萬<0.1%+20+0.6%加碼歷史
BXMTBlackstone Mortgage Trust, Inc.COM CL A13,246$28.8 萬<0.1%−3,591−21.3%減碼歷史
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF4,418$28.8 萬<0.1%+194+4.6%加碼–
AEPAmerican Electric Power Co IncStock3,835$28.8 萬<0.1%−1,332−25.8%減碼歷史
VanEck ETF Trust92189F429PREFERRED SECURT17,185$28.9 萬<0.1%−2,925−14.5%減碼–
OGEOGE Energy Corp.COM8,680$28.9 萬<0.1%−4,249−32.9%減碼歷史
iShares Tr464287556ISHARES BIOTECH2,379$29.1 萬<0.1%00.0%不變–
ITWIllinois Tool Works IncStock1,267$29.2 萬<0.1%−70−5.2%減碼歷史
GSKGSK plcADR8,066$29.2 萬<0.1%−3,257−28.8%減碼歷史
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM39,959$29.4 萬<0.1%+2,393+6.4%加碼歷史
BSMBlack Stone Minerals, L.P.COM UNIT17,260$29.7 萬<0.1%−3,625−17.4%減碼歷史
HYTBlackRock Corporate High Yield Fund, Inc.COM34,610$29.9 萬<0.1%+5,300+18.1%加碼歷史
CRFCornerstone Total Return Fund IncCOM37,539$30.0 萬<0.1%−8,193−17.9%減碼歷史
VanEck ETF Trust92189F106GOLD MINERS ETF11,158$30.0 萬<0.1%−14−0.1%減碼–
QMCOQuantum CorpCOM NEW493,329$30.1 萬<0.1%−22,148−4.3%減碼歷史
PDIPIMCO Dynamic Income FundSHS17,438$30.1 萬<0.1%−782−4.3%減碼歷史
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL7,690$30.1 萬<0.1%−674−8.1%減碼–
WDAYWorkday, Inc.CL A1,406$30.2 萬<0.1%+254+22.0%加碼歷史
Vanguard Utilities ETF92204A876ETF2,373$30.3 萬<0.1%+9+0.4%加碼–
STXSStereotaxis, Inc.COM NEW191,907$30.3 萬<0.1%+11,488+6.4%加碼歷史
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,371$30.4 萬<0.1%−145−4.1%減碼–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF15,937$30.5 萬<0.1%−745−4.5%減碼–
CARRCarrier Global CorpStock5,533$30.5 萬<0.1%+287+5.5%加碼歷史
ISRGIntuitive Surgical IncCOM NEW1,045$30.5 萬<0.1%−50−4.6%減碼歷史
Barrick Gold Corp067901108COM21,064$30.6 萬<0.1%+534+2.6%加碼–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU15,447$30.8 萬<0.1%−2,053−11.7%減碼–
TXNTexas Instruments IncStock1,938$30.8 萬<0.1%+7+0.4%加碼歷史
BWABorgwarner IncCOM7,659$30.9 萬<0.1%−417−5.2%減碼歷史
STAGSTAG Industrial, Inc.COM8,987$31.0 萬<0.1%−378−4.0%減碼歷史
ANFAbercrombie & Fitch CoCL A5,553$31.3 萬<0.1%−3,400−38.0%減碼歷史
DDDuPont de Nemours, Inc.COM4,207$31.4 萬<0.1%+694+19.8%加碼歷史
LADRLadder Capital CorpCL A30,825$31.6 萬<0.1%−1,277−4.0%減碼歷史
VLOValero Energy CorpStock2,243$31.8 萬<0.1%+2,243新進歷史
WBDWarner Bros. Discovery, Inc.Stock29,285$31.8 萬<0.1%−10,352−26.1%減碼歷史
GTLSChart Industries IncCOM1,886$31.9 萬<0.1%+1,886新進歷史
CMGChipotle Mexican Grill IncCOM176$32.2 萬<0.1%−49−21.8%減碼歷史
DLRDigital Realty Trust, Inc.COM2,675$32.4 萬<0.1%+2,675新進歷史
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF7,159$32.5 萬<0.1%−970−11.9%減碼–
APLEApple Hospitality REIT, Inc.REIT21,327$32.7 萬<0.1%+21,327新進歷史
BLKBlackRock, Inc.COM508$32.9 萬<0.1%−345−40.4%減碼歷史
GDGeneral Dynamics CorpStock1,487$32.9 萬<0.1%+241+19.3%加碼歷史
CGCarlyle Group Inc.COM10,936$33.0 萬<0.1%+32+0.3%加碼歷史
BLDRBuilders FirstSource, Inc.Stock2,654$33.0 萬<0.1%−159−5.7%減碼歷史
UNPUnion Pacific CorpStock1,629$33.2 萬<0.1%−6−0.4%減碼歷史
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,779$33.2 萬<0.1%+409+7.6%加碼–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT7,051$33.3 萬<0.1%−21,841−75.6%減碼–
TJXTJX Companies IncStock3,749$33.3 萬<0.1%−25−0.7%減碼歷史
iShares Tr464288885EAFE GRWTH ETF3,864$33.3 萬<0.1%−138−3.4%減碼–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH2,285$33.4 萬<0.1%−5,850−71.9%減碼–
MCKMcKesson CorpStock769$33.5 萬<0.1%+75+10.8%加碼歷史
ACLSAxcelis Technologies IncStock2,071$33.8 萬<0.1%+291+16.3%加碼歷史
PSAPublic StorageCOM1,283$33.8 萬<0.1%−45−3.4%減碼歷史
CCICrown Castle Inc.REIT3,688$33.9 萬<0.1%+3,688新進歷史
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT11,100$34.1 萬<0.1%−3,300−22.9%減碼依 5 比 1 拆股換算–
DOWDow Inc.Stock6,677$34.4 萬<0.1%−8,532−56.1%減碼歷史
iShares Future AI & Tech ETF46435U556ETF11,291$34.5 萬<0.1%+2,400+27.0%加碼–
CalAmp Corp.128126109COM853,100$34.6 萬<0.1%−107,350−11.2%減碼–

選擇權（3 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2023 年第 3 季的選擇權部位
證券類別賣權買權
Global X FDS37954Y459RUSSELL 2000–$84.9 萬
Global X FDS37954Y475S&P 500 COVERED–$41.8 萬
Global X FDS37954Y277S&P 500 COVERED–$2,663

2023 年第 2 季之後清倉（73 檔）

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD58,855$260.0 萬0.3%–
CVRXCVRx, Inc.COM86,113$133.0 萬0.2%歷史
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW51,000$110.3 萬0.1%–
Northern LTS FD Tr III66538R722CP HI YLD TRND42,000$88.4 萬0.1%–
ProShares Tr74348A210SHRT RUSSELL200037,200$84.9 萬0.1%–
Pgim ETF Tr69344A107PGIM ULTRA SH BD17,170$84.8 萬0.1%–
iShares S&P 500 Growth ETF464287309ETF11,985$84.5 萬0.1%–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF21,121$78.3 萬0.1%–
IDXXIDEXX Laboratories IncCOM1,484$74.5 萬0.1%歷史
iShares U.S. Treasury Bond ETF46429B267ETF30,424$69.7 萬0.1%–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,955$53.0 萬0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF20,635$52.8 萬0.1%–
GMGeneral Motors CoCOM13,368$51.5 萬0.1%歷史
SHWSherwin Williams CoCOM1,818$48.3 萬0.1%歷史
iShares Tr464289180MSCI EURO FL ETF25,000$48.0 萬0.1%–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX13,799$47.5 萬0.1%–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF10,026$47.0 萬0.1%–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID21,833$46.8 萬0.1%–
PGRProgressive CorpStock3,257$43.1 萬0.1%歷史
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF7,223$37.0 萬<0.1%–
IFFInternational Flavors & Fragrances IncCOM4,620$36.8 萬<0.1%歷史
VODVodafone Group Public Ltd CoADR38,003$35.9 萬<0.1%歷史
ELVElevance Health, Inc.Stock799$35.5 萬<0.1%歷史
CAGConagra Brands Inc.Stock10,056$33.9 萬<0.1%歷史
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF7,597$29.5 萬<0.1%–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF4,073$29.2 萬<0.1%–
RTLNecessity Retail REIT, Inc.COM CLASS A42,459$28.7 萬<0.1%歷史
IAUMiShares Gold Trust MicroSHS REPSTG UN TR14,642$28.1 萬<0.1%歷史
ULTAUlta Beauty, Inc.Stock588$27.7 萬<0.1%歷史
UHSUniversal Health Services IncCL B1,711$27.0 萬<0.1%歷史
XYZBlock, Inc.CL A4,030$26.8 萬<0.1%歷史
iShares Tr46435U713US INFRASTRUC6,865$26.8 萬<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG10,223$26.8 萬<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF9,299$26.8 萬<0.1%–
AEMAgnico Eagle Mines LtdStock5,271$26.3 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F649FT VEST NAS11,231$25.1 萬<0.1%–
SCHWSchwab Charles CorpStock4,405$25.0 萬<0.1%歷史
First Tr Exchange-Traded FD33733B100WTR ETF2,819$25.0 萬<0.1%–
AMTAmerican Tower CorpREIT1,250$24.2 萬<0.1%歷史
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,216$24.0 萬<0.1%–
EXASExact Sciences CorpCOM2,434$22.9 萬<0.1%歷史
VECOVeeco Instruments IncCOM8,875$22.8 萬<0.1%歷史
First Tr Ftse Epra / Nareit33736N101COM5,592$22.5 萬<0.1%–
JRONuveen Floating Rate Income Opportunity FundCOM SHS28,718$22.4 萬<0.1%歷史
ORealty Income CorpREIT3,697$22.1 萬<0.1%歷史
Schwab U.S. Large-Cap ETF808524201ETF4,108$21.5 萬<0.1%–
AZNAstraZeneca PLCSPONSORED ADR2,994$21.4 萬<0.1%歷史
TSCOTractor Supply CoCOM964$21.3 萬<0.1%歷史
DFSDiscover Financial ServicesCOM1,822$21.3 萬<0.1%歷史
iShares Tr464287796U.S. ENERGY ETF4,967$21.3 萬<0.1%–
CPBCAMPBELL'S CoCOM4,614$21.1 萬<0.1%歷史
ANETArista Networks, Inc.COM1,293$21.0 萬<0.1%歷史
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,722$20.9 萬<0.1%–
iShares S&P 500 Value ETF464287408ETF1,282$20.7 萬<0.1%–
iShares Tr464288638ISHS 5-10YR INVT4,069$20.6 萬<0.1%–
iShares Select Dividend ETF464287168ETF1,807$20.5 萬<0.1%–
DALDelta Air Lines, Inc.COM NEW4,306$20.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN2,417$20.4 萬<0.1%–
AIRAar CorpStock3,500$20.2 萬<0.1%歷史
iShares MSCI Eafe ETF464287465ETF2,787$20.2 萬<0.1%–
SYKStryker CorpStock662$20.2 萬<0.1%歷史
GOFGuggenheim Strategic Opportunities FundCOM SBI11,582$18.4 萬<0.1%歷史
CTGComputer Task Group IncCOM19,300$14.7 萬<0.1%歷史
GSBDGoldman Sachs BDC, Inc.SHS10,000$13.9 萬<0.1%歷史
NCMINational CineMedia, Inc.COM333,273$11.2 萬<0.1%歷史
PCFHigh Income Securities FundSHS BEN INT14,687$9.52 萬<0.1%歷史
Tricon Residential Inc Com NPV89612W102COM10,200$8.99 萬<0.1%–
ZTRVirtus Total Return Fund Inc.COM13,654$8.30 萬<0.1%歷史
JQCNuveen Credit Strategies Income FundCOM SHS15,202$7.68 萬<0.1%歷史
NSLNuveen Senior Income FundCOM10,000$4.58 萬<0.1%歷史
LUMNLumen Technologies, Inc.Stock10,722$2.42 萬<0.1%歷史
SMSISmith Micro Software, Inc.COM NEW10,725$1.19 萬<0.1%歷史
MSP Recovery, Inc.553745126*W EXP 05/20/20294,400$378<0.1%–