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Livermore
Livermore
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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2023 年第 3 季持倉

持倉截至 2023/9/30，2023/10/19 申報。只含多頭部位，變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
548
較 2023 年第 2 季 −29
總值
$7.16 億
較 2023 年第 2 季 −$6,374 萬 (−8.2%)
申報日
2023/10/19
SEC
Kovack Advisors, Inc. 在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Cybin Ord23256X100COM10,000$5,314<0.1%+10,000新進–
Liberty Media Corp530715AL5DEB 3.750% 2/130,000$7,281<0.1%00.0%不變–
OPKOpko Health, Inc.COM11,300$1.81 萬<0.1%00.0%不變歷史
PLPlanet Labs PBCCOM CL A12,419$3.23 萬<0.1%00.0%不變歷史
WOOFPetco Health & Wellness Company, Inc.CL A COM10,000$4.09 萬<0.1%+10,000新進歷史
SANBanco Santander, S.A.ADR12,958$4.87 萬<0.1%00.0%不變歷史
TERNTerns Pharmaceuticals, Inc.COM10,200$5.13 萬<0.1%+10,200新進歷史
RFILR F Industries LtdCOM PAR $0.0117,994$5.42 萬<0.1%−6,200−25.6%減碼歷史
HIXWestern Asset High Income Fund II Inc.COM14,231$6.35 萬<0.1%+421+3.0%加碼歷史
IGRCbre Global Real Estate Income FundCOM14,415$6.49 萬<0.1%+3,842+36.3%加碼歷史
OXLCOxford Lane Capital Corp.COM13,297$6.64 萬<0.1%+359+2.8%加碼歷史
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM13,843$6.78 萬<0.1%−8,000−36.6%減碼歷史
OCCIOFS Credit Company, Inc.COM10,228$7.25 萬<0.1%−3,013−22.8%減碼歷史
USALiberty All Star Equity FundSH BEN INT12,256$7.26 萬<0.1%+617+5.3%加碼歷史
ACPabrdn Income Credit Strategies FundCOM10,815$7.35 萬<0.1%−1,032−8.7%減碼歷史
BRSPBrightSpire Capital, Inc.COM CL A13,535$8.47 萬<0.1%+63+0.5%加碼歷史
GUTGabelli Utility TrustCOM17,125$9.08 萬<0.1%−1,868−9.8%減碼歷史
NCMINational CineMedia, Inc.COM NEW21,717$9.75 萬<0.1%+21,717新進歷史
SJTSan Juan Basin Royalty TrustUNIT BEN INT15,000$10.4 萬<0.1%00.0%不變歷史
HLNHaleon plcADR13,135$10.9 萬<0.1%−113−0.9%減碼歷史
PAIWestern Asset Investment Grade Income Fund Inc.COM10,000$11.3 萬<0.1%−1,000−9.1%減碼歷史
Direxion Shs ETF Tr25490K323SP BIOTCH BL NEW30,000$11.4 萬<0.1%+16,000+114.3%加碼–
PRTHPriority Technology Holdings, Inc.COM35,800$11.6 萬<0.1%−4,000−10.1%減碼歷史
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT15,465$11.7 萬<0.1%+4,404+39.8%加碼歷史
HNWPioneer Diversified High Income Fund, Inc.COM11,502$11.8 萬<0.1%+38+0.3%加碼歷史
Golden Ocean Group LtdG39637205SHS NEW15,017$11.8 萬<0.1%+15,017新進–
HUMAHumacyte, Inc.COM42,000$12.3 萬<0.1%+2,000+5.0%加碼歷史
RABrookfield Real Assets Income Fund Inc.SHS BEN INT10,337$12.7 萬<0.1%+10,337新進歷史
LLAPTerran Orbital CorpCOM155,000$12.9 萬<0.1%+80,000+106.7%加碼歷史
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT36,946$13.5 萬<0.1%−5,935−13.8%減碼歷史
ECCEagle Point Credit CoCOM13,493$13.7 萬<0.1%−1,432−9.6%減碼歷史
Nuveen PFD & Incm Securties67072C105COM23,000$14.2 萬<0.1%+500+2.2%加碼–
CSQCalamos Strategic Total Return FundCOM SH BEN INT10,092$14.2 萬<0.1%00.0%不變歷史
ARRArmour Residential REIT, Inc.COM NEW33,508$14.2 萬<0.1%+5,794+20.9%加碼歷史
First Tr MLP & Energy Incom33739B104COM18,116$14.3 萬<0.1%+3,366+22.8%加碼–
Invesco Exch Traded FD Tr II46138E511PFD ETF13,311$14.6 萬<0.1%−714−5.1%減碼–
NUNu Holdings Ltd.ORD SHS CL A20,135$14.6 萬<0.1%−2,075−9.3%減碼歷史
MPTMedical Properties Trust IncCOM26,944$14.7 萬<0.1%−33,236−55.2%減碼歷史
FSCOFS Credit Opportunities Corp.COMMON STOCK27,112$14.7 萬<0.1%−11,786−30.3%減碼歷史
BXMXNuveen S&P 500 BuyWrite Income FundCOM11,778$14.9 萬<0.1%+1,244+11.8%加碼歷史
RCSPIMCO Strategic Income Fund, Inc.CEF28,095$14.9 萬<0.1%+700+2.6%加碼歷史
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM11,200$14.9 萬<0.1%00.0%不變歷史
HBANHuntington Bancshares IncCOM15,346$16.0 萬<0.1%+517+3.5%加碼歷史
HRZNHorizon Technology Finance CorpCOM13,451$16.0 萬<0.1%+2,448+22.2%加碼歷史
IGAVoya Global Advantage & Premium Opportunity FundCOM19,929$16.5 萬<0.1%+9,107+84.2%加碼歷史
Paramount Global92556H206CL B13,102$16.9 萬<0.1%+430+3.4%加碼–
DXDynex Capital IncCOM14,173$16.9 萬<0.1%−532−3.6%減碼歷史
VanEck ETF Trust92189F411BDC INCOME ETF10,612$17.0 萬<0.1%+204+2.0%加碼–
RELLRichardson Electronics, Ltd.COM16,100$17.6 萬<0.1%+16,100新進歷史
DSLDoubleLine Income Solutions FundCOM15,489$18.2 萬<0.1%+520+3.5%加碼歷史
RVTRoyce Small-Cap Trust, Inc.COM14,411$18.5 萬<0.1%−2,764−16.1%減碼歷史
ProShares Tr74347B714SHORT QQQ NEW17,090$18.6 萬<0.1%−19,400−53.2%減碼–
OMOutset Medical, Inc.COM17,125$18.6 萬<0.1%+3,275+23.6%加碼歷史
VTRSViatris IncStock19,100$18.8 萬<0.1%+425+2.3%加碼歷史
LICYLi-Cycle Holdings Corp.COMMON SHARES53,148$18.9 萬<0.1%+5,748+12.1%加碼歷史
DZSIDZS Inc.COM92,700$19.5 萬<0.1%−3,100−3.2%減碼歷史
Global X FDS37954Y806ALTERNATIVE INCM18,228$19.6 萬<0.1%+907+5.2%加碼–
TMToyota Motor CorpADS1,114$20.0 萬<0.1%−344−23.6%減碼歷史
BHKBlackRock Core Bond TrustSHS BEN INT20,180$20.1 萬<0.1%+110+0.5%加碼歷史
First Tr Exchng Traded FD VI33740U836FT VEST NAS9,258$20.1 萬<0.1%+9,258新進–
METMetlife IncStock3,196$20.1 萬<0.1%+3,196新進歷史
ULUnilever PLCSPON ADR NEW4,072$20.1 萬<0.1%+14+0.3%加碼歷史
iShares Tr4642874407-10 YR TRSY BD2,217$20.3 萬<0.1%+2,217新進–
State Street Materials Select Sector SPDR ETF81369Y100ETF2,595$20.4 萬<0.1%−225−8.0%減碼–
PKSTPeakstone Realty TrustCommon Stock12,252$20.4 萬<0.1%+12,252新進歷史
HESMHess Midstream LPCL A SHS7,000$20.4 萬<0.1%00.0%不變歷史
COFCapital One Financial CorpStock2,104$20.4 萬<0.1%00.0%不變歷史
State Street SPDR S&P Semiconductor ETF78464A862ETF1,045$20.5 萬<0.1%+1+0.1%加碼–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF7,744$20.5 萬<0.1%+7,744新進–
AEEAmeren CorpCOM2,752$20.6 萬<0.1%00.0%不變歷史
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD9,210$20.6 萬<0.1%−800−8.0%減碼–
MRVLMarvell Technology, Inc.COM3,825$20.7 萬<0.1%−67−1.7%減碼歷史
STXSeagate Technology Holdings plcORD SHS3,148$20.8 萬<0.1%+3,148新進歷史
EXCExelon CorpStock5,512$20.8 萬<0.1%+5,512新進歷史
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD13,732$20.9 萬<0.1%+993+7.8%加碼–
CRNCCerence Inc.COM10,250$20.9 萬<0.1%+10,250新進歷史
RGRSturm Ruger & Co IncStock4,010$20.9 萬<0.1%−497−11.0%減碼歷史
CTRACoterra Energy Inc.Stock7,752$21.0 萬<0.1%+7,752新進歷史
WBAWalgreens Boots Alliance, Inc.COM9,452$21.0 萬<0.1%−333−3.4%減碼歷史
USOUnited States Oil Fund, LPUNITS2,603$21.0 萬<0.1%−1,150−30.6%減碼歷史
iShares Russell 1000 Value ETF464287598ETF1,388$21.1 萬<0.1%−56−3.9%減碼–
MVTBlackRock Munivest Fund II, Inc.COM22,808$21.2 萬<0.1%+2,071+10.0%加碼歷史
iShares Tr464288588MBS ETF2,393$21.2 萬<0.1%−3−0.1%減碼–
BTIBritish American Tobacco p.l.c.SPONSORED ADR6,807$21.4 萬<0.1%−707−9.4%減碼歷史
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF9,520$21.4 萬<0.1%00.0%不變–
LANDGladstone Land CorpCOM15,082$21.5 萬<0.1%+647+4.5%加碼歷史
CEGConstellation Energy CorpStock1,993$21.7 萬<0.1%+1,993新進歷史
DMLPDorchester Minerals, L.P.COM UNIT7,500$21.8 萬<0.1%+100+1.4%加碼歷史
MUMicron Technology IncStock3,208$21.8 萬<0.1%−219−6.4%減碼歷史
AIC3.ai, Inc.Stock8,571$21.9 萬<0.1%−184−2.1%減碼歷史
NZFNuveen Municipal Credit Income FundCOM SH BEN INT21,098$22.0 萬<0.1%−13,410−38.9%減碼歷史
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,034$22.1 萬<0.1%−256−19.8%減碼–
SNAPSnap IncStock25,185$22.4 萬<0.1%00.0%不變歷史
ADPAutomatic Data Processing IncStock935$22.5 萬<0.1%+4+0.4%加碼歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT5,796$22.5 萬<0.1%−225−3.7%減碼–
UTFCohen & Steers Infrastructure Fund IncCOM11,587$22.7 萬<0.1%−3,355−22.5%減碼歷史
Advisorshares Tr00768Y560ADVISORSHS ETF4,354$22.7 萬<0.1%+4,354新進–
BNYBank of New York Mellon CorpStock5,372$22.9 萬<0.1%−277−4.9%減碼歷史
OKTAOkta, Inc.CL A2,829$23.1 萬<0.1%−69−2.4%減碼歷史
State Street SPDR S&P Regional Banking ETF78464A698ETF5,524$23.1 萬<0.1%−10,779−66.1%減碼–

選擇權（3 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2023 年第 3 季的選擇權部位
證券類別賣權買權
Global X FDS37954Y459RUSSELL 2000–$84.9 萬
Global X FDS37954Y475S&P 500 COVERED–$41.8 萬
Global X FDS37954Y277S&P 500 COVERED–$2,663

2023 年第 2 季之後清倉（73 檔）

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD58,855$260.0 萬0.3%–
CVRXCVRx, Inc.COM86,113$133.0 萬0.2%歷史
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW51,000$110.3 萬0.1%–
Northern LTS FD Tr III66538R722CP HI YLD TRND42,000$88.4 萬0.1%–
ProShares Tr74348A210SHRT RUSSELL200037,200$84.9 萬0.1%–
Pgim ETF Tr69344A107PGIM ULTRA SH BD17,170$84.8 萬0.1%–
iShares S&P 500 Growth ETF464287309ETF11,985$84.5 萬0.1%–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF21,121$78.3 萬0.1%–
IDXXIDEXX Laboratories IncCOM1,484$74.5 萬0.1%歷史
iShares U.S. Treasury Bond ETF46429B267ETF30,424$69.7 萬0.1%–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,955$53.0 萬0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF20,635$52.8 萬0.1%–
GMGeneral Motors CoCOM13,368$51.5 萬0.1%歷史
SHWSherwin Williams CoCOM1,818$48.3 萬0.1%歷史
iShares Tr464289180MSCI EURO FL ETF25,000$48.0 萬0.1%–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX13,799$47.5 萬0.1%–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF10,026$47.0 萬0.1%–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID21,833$46.8 萬0.1%–
PGRProgressive CorpStock3,257$43.1 萬0.1%歷史
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF7,223$37.0 萬<0.1%–
IFFInternational Flavors & Fragrances IncCOM4,620$36.8 萬<0.1%歷史
VODVodafone Group Public Ltd CoADR38,003$35.9 萬<0.1%歷史
ELVElevance Health, Inc.Stock799$35.5 萬<0.1%歷史
CAGConagra Brands Inc.Stock10,056$33.9 萬<0.1%歷史
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF7,597$29.5 萬<0.1%–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF4,073$29.2 萬<0.1%–
RTLNecessity Retail REIT, Inc.COM CLASS A42,459$28.7 萬<0.1%歷史
IAUMiShares Gold Trust MicroSHS REPSTG UN TR14,642$28.1 萬<0.1%歷史
ULTAUlta Beauty, Inc.Stock588$27.7 萬<0.1%歷史
UHSUniversal Health Services IncCL B1,711$27.0 萬<0.1%歷史
XYZBlock, Inc.CL A4,030$26.8 萬<0.1%歷史
iShares Tr46435U713US INFRASTRUC6,865$26.8 萬<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG10,223$26.8 萬<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF9,299$26.8 萬<0.1%–
AEMAgnico Eagle Mines LtdStock5,271$26.3 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F649FT VEST NAS11,231$25.1 萬<0.1%–
SCHWSchwab Charles CorpStock4,405$25.0 萬<0.1%歷史
First Tr Exchange-Traded FD33733B100WTR ETF2,819$25.0 萬<0.1%–
AMTAmerican Tower CorpREIT1,250$24.2 萬<0.1%歷史
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,216$24.0 萬<0.1%–
EXASExact Sciences CorpCOM2,434$22.9 萬<0.1%歷史
VECOVeeco Instruments IncCOM8,875$22.8 萬<0.1%歷史
First Tr Ftse Epra / Nareit33736N101COM5,592$22.5 萬<0.1%–
JRONuveen Floating Rate Income Opportunity FundCOM SHS28,718$22.4 萬<0.1%歷史
ORealty Income CorpREIT3,697$22.1 萬<0.1%歷史
Schwab U.S. Large-Cap ETF808524201ETF4,108$21.5 萬<0.1%–
AZNAstraZeneca PLCSPONSORED ADR2,994$21.4 萬<0.1%歷史
TSCOTractor Supply CoCOM964$21.3 萬<0.1%歷史
DFSDiscover Financial ServicesCOM1,822$21.3 萬<0.1%歷史
iShares Tr464287796U.S. ENERGY ETF4,967$21.3 萬<0.1%–
CPBCAMPBELL'S CoCOM4,614$21.1 萬<0.1%歷史
ANETArista Networks, Inc.COM1,293$21.0 萬<0.1%歷史
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,722$20.9 萬<0.1%–
iShares S&P 500 Value ETF464287408ETF1,282$20.7 萬<0.1%–
iShares Tr464288638ISHS 5-10YR INVT4,069$20.6 萬<0.1%–
iShares Select Dividend ETF464287168ETF1,807$20.5 萬<0.1%–
DALDelta Air Lines, Inc.COM NEW4,306$20.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN2,417$20.4 萬<0.1%–
AIRAar CorpStock3,500$20.2 萬<0.1%歷史
iShares MSCI Eafe ETF464287465ETF2,787$20.2 萬<0.1%–
SYKStryker CorpStock662$20.2 萬<0.1%歷史
GOFGuggenheim Strategic Opportunities FundCOM SBI11,582$18.4 萬<0.1%歷史
CTGComputer Task Group IncCOM19,300$14.7 萬<0.1%歷史
GSBDGoldman Sachs BDC, Inc.SHS10,000$13.9 萬<0.1%歷史
NCMINational CineMedia, Inc.COM333,273$11.2 萬<0.1%歷史
PCFHigh Income Securities FundSHS BEN INT14,687$9.52 萬<0.1%歷史
Tricon Residential Inc Com NPV89612W102COM10,200$8.99 萬<0.1%–
ZTRVirtus Total Return Fund Inc.COM13,654$8.30 萬<0.1%歷史
JQCNuveen Credit Strategies Income FundCOM SHS15,202$7.68 萬<0.1%歷史
NSLNuveen Senior Income FundCOM10,000$4.58 萬<0.1%歷史
LUMNLumen Technologies, Inc.Stock10,722$2.42 萬<0.1%歷史
SMSISmith Micro Software, Inc.COM NEW10,725$1.19 萬<0.1%歷史
MSP Recovery, Inc.553745126*W EXP 05/20/20294,400$378<0.1%–