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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2023 年第 1 季持倉

持倉截至 2023/3/31,2023/4/21 申報。只含多頭部位,變化是跟 2022 年第 4 季比股數。

機構總覽
持股檔數
588
較 2022 年第 4 季 +47
總值
$7.34 億
較 2022 年第 4 季 +$4,981 萬 (+7.3%)
申報日
2023/4/21
SEC
Kovack Advisors, Inc. 在 2023 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Core S&P 500 ETF464287200ETF158,726$6,525 萬8.9%−2,544−1.6%減碼–
AAPLApple Inc.Stock180,292$2,973 萬4.1%−9,180−4.8%減碼歷史
Invesco QQQ Trust Series I46090E103ETF75,580$2,426 萬3.3%+4,038+5.6%加碼–
AMZNAmazon Com IncStock183,011$1,890 萬2.6%+3,410+1.9%加碼歷史
SPYSPDR S&P 500 ETF TrustETF40,443$1,656 萬2.3%−1,020−2.5%減碼歷史
iShares Core Dividend Growth ETF46434V621ETF325,268$1,626 萬2.2%−5,044−1.5%減碼–
MSFTMicrosoft CorpStock55,336$1,595 萬2.2%+1,664+3.1%加碼歷史
Schwab US Dividend Equity ETF808524797ETF182,652$1,336 萬1.8%−2,190−1.2%減碼–
XOMExxonMobil Holdings CorpCOM77,630$851.3 萬1.2%−1,021−1.3%減碼歷史
IBOCInternational Bancshares CorpCOM181,614$777.7 萬1.1%+2,820+1.6%加碼歷史
Vanguard S&P 500 ETF922908363ETF17,602$661.9 萬0.9%+1,404+8.7%加碼–
CVXChevron CorpStock38,511$628.4 萬0.9%+3,178+9.0%加碼歷史
Vanguard Morningstar Total Stock Market ETF922908769ETF30,044$613.2 萬0.8%−4,100−12.0%減碼–
GOOGLAlphabet Inc.Stock58,388$605.7 萬0.8%+1,996+3.5%加碼歷史
NVDANVIDIA CorpStock20,375$566.0 萬0.8%+1,077+5.6%加碼歷史
TSLATesla, Inc.Stock26,198$543.5 萬0.7%+5,624+27.3%加碼歷史
Vanguard Morningstar Value ETF922908744ETF38,139$526.7 萬0.7%−2,917−7.1%減碼–
BRK.BBerkshire Hathaway IncStock16,985$524.4 萬0.7%+16,985新進歷史
Vanguard Morningstar Growth ETF922908736ETF19,866$495.5 萬0.7%+128+0.6%加碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF32,295$487.7 萬0.7%−512−1.6%減碼–
Vanguard Dividend Appreciation ETF921908844ETF31,652$487.5 萬0.7%−270−0.8%減碼–
Vanguard Total World Stock ETF922042742ETF51,767$476.7 萬0.6%−2,416−4.5%減碼–
ORCLOracle CorpStock49,415$459.2 萬0.6%+39,870+417.7%加碼歷史
GOOGAlphabet Inc.Stock43,775$455.3 萬0.6%−533−1.2%減碼歷史
First Tr Exchange-Traded FD33738D309SENIOR LN FD99,164$448.6 萬0.6%−4,644−4.5%減碼–
First Tr Exchange-Traded FD33734H106SHS106,632$428.2 萬0.6%+18,887+21.5%加碼–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS67,882$397.4 萬0.5%+4,472+7.1%加碼–
ProShares Tr74348A467S&P 500 DV ARIST42,933$391.7 萬0.5%+777+1.8%加碼–
Invesco Actively Managed Exc46090A879VAR RATE INVT155,794$385.1 萬0.5%−1,489−0.9%減碼–
PFEPfizer IncStock93,844$382.9 萬0.5%−2,900−3.0%減碼歷史
PANWPalo Alto Networks IncStock18,686$373.2 萬0.5%+368+2.0%加碼歷史
METAMeta Platforms, Inc.Stock17,297$366.6 萬0.5%+278+1.6%加碼歷史
ARAYAccuray IncCOM1,210,500$359.5 萬0.5%−37,300−3.0%減碼歷史
DAKTDaktronics IncCOM620,200$351.7 萬0.5%−86,655−12.3%減碼歷史
iShares Tips Bond ETF464287176ETF31,751$350.1 萬0.5%−1,080−3.3%減碼–
CalAmp Corp.128126109COM969,250$348.0 萬0.5%+55,300+6.1%加碼–
VanEck ETF Trust92189F486IG FLOA RATE ETF137,849$344.2 萬0.5%−11,163−7.5%減碼–
BPBP PLCADR87,076$330.4 萬0.5%−10,106−10.4%減碼歷史
JPMJPMorgan Chase & CoStock25,152$327.8 萬0.4%−291−1.1%減碼歷史
AMDAdvanced Micro Devices IncStock33,126$324.7 萬0.4%+50.0%加碼歷史
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL80,467$319.9 萬0.4%+796+1.0%加碼–
UISUnisys CorpCOM NEW799,414$310.2 萬0.4%+172,200+27.5%加碼歷史
First Trust Rising Dividend Achievers ETF33738R506ETF68,025$305.2 萬0.4%+787+1.2%加碼–
NOWServiceNow, Inc.Stock6,521$303.0 萬0.4%+34+0.5%加碼歷史
GLDSPDR Gold TrustETF16,427$301.0 萬0.4%−278−1.7%減碼歷史
TAT&T Inc.Stock151,589$291.8 萬0.4%−7,082−4.5%減碼歷史
Vanguard Malvern FDS922020805STRM INFPROIDX61,010$291.8 萬0.4%−16,323−21.1%減碼–
State Street Energy Select Sector SPDR ETF81369Y506ETF34,963$289.6 萬0.4%−10,506−23.1%減碼–
ARK Next Generation Technology ETF00214Q401ETF53,943$289.2 萬0.4%−3,703−6.4%減碼–
State Street Health Care Select Sector SPDR ETF81369Y209ETF22,203$287.4 萬0.4%−5,026−18.5%減碼–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD62,402$281.2 萬0.4%−6,812−9.8%減碼–
HDHome Depot, Inc.Stock9,484$279.9 萬0.4%−204−2.1%減碼歷史
Pgim ETF Tr69344A107PGIM ULTRA SH BD56,278$277.4 萬0.4%+56,278新進–
MOAltria Group, Inc.Stock61,850$276.0 萬0.4%+35,083+131.1%加碼歷史
JNJJohnson & JohnsonStock17,692$274.2 萬0.4%−222−1.2%減碼歷史
BABAAlibaba Group Holding LtdADR26,097$266.7 萬0.4%+22,297+586.8%加碼歷史
PGProcter & Gamble CoStock17,871$265.7 萬0.4%−266−1.5%減碼歷史
SHOPShopify Inc.Stock51,950$249.0 萬0.3%+2,575+5.2%加碼歷史
VZVerizon Communications IncStock63,287$246.1 萬0.3%−1,780−2.7%減碼歷史
ABBVAbbVie Inc.Stock15,224$242.6 萬0.3%+288+1.9%加碼歷史
UNHUnitedHealth Group IncStock5,120$242.0 萬0.3%−932−15.4%減碼歷史
CPSCooper-Standard Holdings Inc.COM167,490$238.5 萬0.3%+37,305+28.7%加碼歷史
ProShares Tr74348A210SHRT RUSSELL200099,000$237.3 萬0.3%−41,700−29.6%減碼–
COSTCostco Wholesale CorpStock4,670$232.0 萬0.3%+52+1.1%加碼歷史
INFNInfinera CorpCOM293,096$227.4 萬0.3%−9,900−3.3%減碼歷史
Vanguard Scottsdale FDS92206C706INTER TERM TREAS36,832$220.8 萬0.3%+3,325+9.9%加碼–
Amplify ETF Tr032108409CWP ENHANCED DIV61,329$217.5 萬0.3%−103,734−62.8%減碼–
MELIMercadolibre IncCOM1,646$216.9 萬0.3%−27−1.6%減碼歷史
WMTWalmart Inc.Stock14,681$216.5 萬0.3%−350−2.3%減碼歷史
MRKMerck & Co., Inc.Stock20,195$214.9 萬0.3%−548−2.6%減碼歷史
PEPPepsiCo IncStock11,421$208.2 萬0.3%+105+0.9%加碼歷史
Innovator ETFs Trust45782C540US EQTY PWR BUF65,266$205.3 萬0.3%+65,266新進–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD26,291$200.4 萬0.3%−448−1.7%減碼–
Vanguard Health Care ETF92204A504ETF8,402$200.3 萬0.3%+632+8.1%加碼–
BBBLACKBERRY LtdCOM434,970$198.3 萬0.3%+167,900+62.9%加碼歷史
First Tr Exch Traded FD III33739E108PFD SECS INC ETF123,869$197.7 萬0.3%+2,588+2.1%加碼–
DISWalt Disney CoStock19,589$196.1 萬0.3%+789+4.2%加碼歷史
iShares Tr464287788U.S. FINLS ETF27,437$195.2 萬0.3%+1,032+3.9%加碼–
QCOMQualcomm IncStock15,216$194.1 萬0.3%−442−2.8%減碼歷史
AAOIApplied Optoelectronics, Inc.COM877,251$193.9 萬0.3%−54,900−5.9%減碼歷史
iShares Semiconductor ETF464287523ETF4,303$191.4 萬0.3%−69−1.6%減碼–
KOCoca Cola CoStock30,819$191.2 萬0.3%+1,251+4.2%加碼歷史
WisdomTree Tr97717W307US LARGECAP DIVD30,643$189.6 萬0.3%−1,869−5.7%減碼–
Invesco Actively Managed Exc46090A705S&P500 DOWNSID57,293$188.3 萬0.3%−666−1.1%減碼–
COHUCohu IncCOM48,925$187.8 萬0.3%−11,050−18.4%減碼歷史
Vanguard Short-Term Bond ETF921937827ETF24,345$186.2 萬0.3%+528+2.2%加碼–
Vanguard Ftse Developed Markets ETF921943858ETF41,128$185.8 萬0.3%−2,419−5.6%減碼–
State Street Utilities Select Sector SPDR ETF81369Y886ETF27,018$182.9 萬0.2%+864+3.3%加碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF56,422$181.4 萬0.2%−2,586−4.4%減碼–
Fidelity Comwlth Tr315912808NASDAQ COMPSIT37,651$180.5 萬0.2%+80+0.2%加碼–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY67,486$179.7 萬0.2%+2,132+3.3%加碼–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW29,613$176.2 萬0.2%−1,550−5.0%減碼–
iShares Tr464287622RUS 1000 ETF7,824$176.2 萬0.2%−152−1.9%減碼–
BABoeing CoStock8,233$174.9 萬0.2%−5,027−37.9%減碼歷史
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU87,500$174.7 萬0.2%−64,500−42.4%減碼–
EGYVaalco Energy IncCOM NEW385,050$174.4 萬0.2%+13,650+3.7%加碼歷史
iShares Tr464287150CORE S&P TTL STK19,048$172.5 萬0.2%−2,090−9.9%減碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF23,648$172.0 萬0.2%−272−1.1%減碼–
DAIOData I/O CorpCOM345,701$171.8 萬0.2%+8,200+2.4%加碼歷史
BXBlackstone Inc.COM19,397$170.4 萬0.2%−5,386−21.7%減碼歷史

選擇權(16 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2023 年第 1 季的選擇權部位
證券類別賣權買權
DOWDow Inc.Stock$7,325–
ANFAbercrombie & Fitch CoCL A$6,120–
MMM3M CoStock$5,573–
MATMattel IncCOM$4,005–
JNJJohnson & JohnsonStock$3,600–
PMPhilip Morris International Inc.Stock$900–
JPMJPMorgan Chase & CoStock$895–
INTCIntel CorpStock$840–
PGProcter & Gamble CoStock$720–
GISGeneral Mills IncStock$630–
Invesco QQQ Trust Series I46090E103ETF–$487
BABoeing CoStock$360–
MSFTMicrosoft CorpStock$235–
BPBP PLCADR$95–
iShares Russell 2000 ETF464287655ETF–$32
SPYSPDR S&P 500 ETF TrustETF–$6

2022 年第 4 季之後清倉(60 檔)

2022 年第 4 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2022 年第 4 季之後清倉的部位
證券類別2022 年第 4 季股數2022 年第 4 季市值2022 年第 4 季佔組合 %紀錄
iShares Core MSCI WorldG4954M409ETF57,760$421.7 萬0.6%–
Listed FD Tr53656F847CORE ALT FD70,455$222.5 萬0.3%–
ETF Managers Tr26924G201PRIME CYBR SCRTY20,841$91.8 萬0.1%–
Apollo Diversified Credit Cef39822Y307CEF41,913$87.3 萬0.1%–
Alternative Credit Income CL I Cef02156N404CEF87,815$87.0 萬0.1%–
iShares Edge MSCI USA Value Factor UCITS ETF (Acc)G4955M788ETF98,500$79.5 萬0.1%–
iShares IV PLC Edge MSCI ETFG4955M762ETF71,200$61.5 萬0.1%–
ULUnilever PLCSPON ADR NEW11,264$56.7 萬0.1%歷史
BlackRock Short Obligations CL Instl091936419SHORT OBLIGATIONS CL54,530$54.3 萬0.1%–
Agf Invts Tr00110G408US MARKET NETRL24,408$51.8 萬0.1%–
iShares Tr464287812US CONSM STAPLES2,529$51.3 萬0.1%–
WDCWestern Digital CorpCOM14,675$46.3 萬0.1%歷史
DLWR Ivy SC an TCH CL I466001807CL INSTL9,848$46.1 萬0.1%–
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF14,524$43.0 萬0.1%–
CLXClorox CoStock3,002$42.1 萬0.1%歷史
Business Dev Corporation of Amer12325J101Closed End Funds72,279$41.2 萬0.1%–
Ivy FDS Inc Hi Inc FD CL I466000122MUTUAL68,375$39.8 萬0.1%–
Griffin Instl Access Real Esta TE I39822J300COM13,124$37.3 萬0.1%–
iShares Core S&P 500 UCITS ETF (Acc)G4955H110ETF926$36.4 萬0.1%–
TRINTrinity Capital Inc.COM32,520$35.5 萬0.1%歷史
Sila Realty Trust Inc Class A146280102COM52,852$34.4 萬0.1%–
WESWestern Midstream Partners, LPCOM UNIT LP INT12,600$33.8 萬<0.1%歷史
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX18,820$32.2 萬<0.1%–
Roche Hldg Ltd ADR771195104COM7,707$30.2 萬<0.1%–
Griffin Cap Essent Asset CL E Opf39818P880COM42,248$29.4 萬<0.1%–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF10,096$29.4 萬<0.1%–
iShares Core MSCI EM IMI UCITS ETF (Acc)G49507836ETF9,415$27.1 萬<0.1%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS9,355$26.2 萬<0.1%–
NSCNorfolk Southern CorpStock1,028$25.3 萬<0.1%歷史
SMASmartStop Self Storage REIT, Inc.COM19,224$24.7 萬<0.1%歷史
HPHelmerich & Payne, Inc.COM4,814$23.9 萬<0.1%歷史
Goldman Sachs ETF Tr381430602ACTIVEBETA US4,300$23.5 萬<0.1%–
KBSRKBS Real Estate Investment Trust III, Inc.COM34,771$23.5 萬<0.1%歷史
LHXL3HARRIS Technologies, Inc.Stock1,126$23.5 萬<0.1%歷史
EOGEOG Resources IncStock1,802$23.3 萬<0.1%歷史
ProShares Tr74347B250PSHS SH MDCAP4009,300$23.1 萬<0.1%–
ZTSZoetis Inc.Stock1,563$22.9 萬<0.1%歷史
iShares S&P 500 Financials Sector UCITS ETF (Acc)G4R54M656ETF23,600$22.9 萬<0.1%–
iShares Core S&P Mid-Cap ETF464287507ETF938$22.7 萬<0.1%–
WMBWilliams Companies, Inc.COM6,885$22.7 萬<0.1%歷史
CCAPCrescent Capital BDC, Inc.COM17,717$22.6 萬<0.1%歷史
iShares S&P Small-Cap 600 Growth ETF464287887ETF2,089$22.6 萬<0.1%–
AIRAar CorpStock5,000$22.4 萬<0.1%歷史
Invesco Dynamic CRDT Op CL Ax Nav CF46091B207CF19,951$22.3 萬<0.1%–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF13,389$22.1 萬<0.1%–
CCICrown Castle Inc.REIT1,610$21.8 萬<0.1%歷史
APOApollo Global Management, Inc.COM3,364$21.5 萬<0.1%歷史
HPQHP IncStock7,566$20.3 萬<0.1%歷史
Healthcare Trust Inc42226B105REIT28,135$18.1 萬<0.1%–
FS Energy and Power Fund30264D109COM50,223$13.7 萬<0.1%–
Credit Suisse Group225401108SPONSORED ADR21,802$6.63 萬<0.1%–
Grilled Cheese Truck Ord39850T105ORD40,000$1.68 萬<0.1%–
Highlands REIT, Inc.43110A104COM45,725$6,402<0.1%–
ZEOXZeo ScientifiX, Inc.COM250,000$4,975<0.1%歷史
Biotech Medics Ord090699307ORD80,000$656<0.1%–
HCMCHealthier Choices Management Corp.COM750,000$150<0.1%歷史
PPJ Healthcare Enterprises Ord69353D505ORD500,000$150<0.1%–
Fernhill Ord315219105ORD71,428$107<0.1%–
Max Sound Corp.57776X109COM300,000$75<0.1%–
Puresafe Water Systems Inc74624H103COM77,550$00.0%–