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Livermore
Livermore
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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2023 年第 1 季持倉

持倉截至 2023/3/31，2023/4/21 申報。只含多頭部位，變化是跟 2022 年第 4 季比股數。

機構總覽
持股檔數
588
較 2022 年第 4 季 +47
總值
$7.34 億
較 2022 年第 4 季 +$4,981 萬 (+7.3%)
申報日
2023/4/21
SEC
Kovack Advisors, Inc. 在 2023 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
MSP Recovery, Inc.553745126*W EXP 05/20/20294,400$1,879<0.1%+94,400新進–
WTERAlkaline Water Co IncCOM NEW12,000$1,922<0.1%+12,000新進歷史
Liberty Media Corp530715AL5DEB 3.750% 2/130,000$4,298<0.1%+30,000新進–
SMSISmith Micro Software, Inc.COM NEW10,725$1.24 萬<0.1%+10,725新進歷史
OPKOpko Health, Inc.COM11,351$1.66 萬<0.1%+11,351新進歷史
TLRYTilray Brands, Inc.COM CL 211,274$2.85 萬<0.1%+11,274新進歷史
DBDDiebold Nixdorf, IncCOM24,086$2.89 萬<0.1%−1,500−5.9%減碼歷史
LUMNLumen Technologies, Inc.Stock11,992$3.18 萬<0.1%+11,992新進歷史
NCMINational CineMedia, Inc.COM254,022$3.36 萬<0.1%+46,926+22.7%加碼歷史
AXTIAxt IncCOM10,000$3.98 萬<0.1%+10,000新進歷史
DMTKDermTech, Inc.COM11,600$4.27 萬<0.1%+11,600新進歷史
PLPlanet Labs PBCCOM CL A11,384$4.47 萬<0.1%+11,384新進歷史
EDFVirtus Stone Harbor Emerging Markets Income FundCOM10,300$4.71 萬<0.1%+10,300新進歷史
SANBanco Santander, S.A.ADR12,873$4.75 萬<0.1%+12,873新進歷史
SOUNSoundhound AI, Inc.CLASS A COM17,275$4.77 萬<0.1%+17,275新進歷史
HBIHanesbrands Inc.COM10,773$5.67 萬<0.1%+10,773新進歷史
NSLNuveen Senior Income FundCOM13,000$5.99 萬<0.1%+13,000新進歷史
Direxion Shs ETF Tr25490K323SP BIOTCH BL NEW13,000$6.38 萬<0.1%+13,000新進–
PBIPitney Bowes IncCOM16,622$6.47 萬<0.1%+16,622新進歷史
HIXWestern Asset High Income Fund II Inc.COM13,389$6.51 萬<0.1%+13,389新進歷史
MQMarqeta, Inc.CLASS A COM15,300$6.99 萬<0.1%+15,300新進歷史
GGTGabelli Multimedia Trust Inc.COM12,889$7.27 萬<0.1%+12,889新進歷史
OXLCOxford Lane Capital Corp.COM14,938$7.81 萬<0.1%+14,938新進歷史
BRSPBrightSpire Capital, Inc.COM CL A13,381$7.89 萬<0.1%+13,381新進歷史
Crescent PT Energy Corp22576C101COM11,491$8.11 萬<0.1%+11,491新進–
JQCNuveen Credit Strategies Income FundCOM SHS16,202$8.28 萬<0.1%−34,855−68.3%減碼歷史
USALiberty All Star Equity FundSH BEN INT14,482$8.98 萬<0.1%+14,482新進歷史
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM17,843$9.10 萬<0.1%+17,843新進歷史
ACPabrdn Income Credit Strategies FundCOM13,799$9.20 萬<0.1%+13,799新進歷史
BRMKBroadmark Realty Capital Inc.COM20,567$9.67 萬<0.1%+20,567新進歷史
ZTRVirtus Total Return Fund Inc.COM15,306$9.91 萬<0.1%+15,306新進歷史
PCFHigh Income Securities FundSHS BEN INT15,661$10.2 萬<0.1%+15,661新進歷史
OCCIOFS Credit Company, Inc.COM11,254$10.4 萬<0.1%+11,254新進歷史
IAEVoya Asia Pacific High Dividend Equity Income FundCOM16,401$10.5 萬<0.1%+16,401新進歷史
RFILR F Industries LtdCOM PAR $0.0124,194$10.6 萬<0.1%+24,194新進歷史
HUMAHumacyte, Inc.COM35,000$10.8 萬<0.1%+10,000+40.0%加碼歷史
HNWPioneer Diversified High Income Fund, Inc.COM10,821$11.0 萬<0.1%+10,821新進歷史
First Tr MLP & Energy Incom33739B104COM14,750$11.3 萬<0.1%+14,750新進–
IHDVoya Emerging Markets High Dividend Equity FundCOM21,101$11.3 萬<0.1%+21,101新進歷史
HLNHaleon plcADR14,422$11.7 萬<0.1%+14,422新進歷史
ARRArmour Residential REIT, Inc.COM NEW24,298$12.8 萬<0.1%+879+3.8%加碼歷史
KIOKKR Income Opportunities FundCOM11,951$13.1 萬<0.1%+11,951新進歷史
PAIWestern Asset Investment Grade Income Fund Inc.COM11,000$13.1 萬<0.1%+11,000新進歷史
ProShares Tr74347B714SHORT QQQ NEW10,840$13.2 萬<0.1%+10,840新進–
GSBDGoldman Sachs BDC, Inc.SHS10,000$13.7 萬<0.1%+10,000新進歷史
BXMXNuveen S&P 500 BuyWrite Income FundCOM10,534$13.8 萬<0.1%+10,534新進歷史
RCSPIMCO Strategic Income Fund, Inc.CEF26,120$13.9 萬<0.1%+100+0.4%加碼歷史
PRTHPriority Technology Holdings, Inc.COM39,800$14.3 萬<0.1%+1,400+3.6%加碼歷史
CSQCalamos Strategic Total Return FundCOM SH BEN INT10,591$14.8 萬<0.1%+10,591新進歷史
SNAPSnap IncStock13,425$15.0 萬<0.1%+13,425新進歷史
ECCEagle Point Credit CoCOM13,515$15.1 萬<0.1%+13,515新進歷史
Nuveen PFD & Incm Securties67072C105COM23,500$15.2 萬<0.1%+23,500新進–
VanEck ETF Trust92189F411BDC INCOME ETF10,508$15.6 萬<0.1%+10,508新進–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT42,880$15.7 萬<0.1%+565+1.3%加碼歷史
SJTSan Juan Basin Royalty TrustUNIT BEN INT15,000$15.8 萬<0.1%+15,000新進歷史
DSLDoubleLine Income Solutions FundCOM14,075$16.0 萬<0.1%+14,075新進歷史
CTGComputer Task Group IncCOM22,600$16.4 萬<0.1%+22,600新進歷史
Invesco Exch Traded FD Tr II46138E511PFD ETF14,306$16.4 萬<0.1%+14,306新進–
FSCOFS Credit Opportunities Corp.COMMON STOCK37,167$16.5 萬<0.1%+37,167新進歷史
GUTGabelli Utility TrustCOM23,443$16.8 萬<0.1%−7,244−23.6%減碼歷史
DXDynex Capital IncCOM14,047$17.0 萬<0.1%+14,047新進歷史
HBANHuntington Bancshares IncCOM15,586$17.5 萬<0.1%+15,586新進歷史
PNNTPennantpark Investment CorpCOM34,150$18.0 萬<0.1%+5,900+20.9%加碼歷史
VTRSViatris IncStock18,970$18.2 萬<0.1%+18,970新進歷史
IFNAberdeen India Fund, Inc.COM12,147$18.4 萬<0.1%+12,147新進歷史
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD12,480$18.4 萬<0.1%+12,480新進–
DZSIDZS Inc.COM23,400$18.5 萬<0.1%+6,100+35.3%加碼歷史
BBDCBarings BDC, Inc.COM24,035$19.1 萬<0.1%+40+0.2%加碼歷史
TFSLTFS Financial CORPCOM15,359$19.4 萬<0.1%−1,830−10.6%減碼歷史
iShares Tr464288638ISHS 5-10YR INVT3,904$20.0 萬<0.1%+3,904新進–
Global X FDS37954Y673US INFR DEV ETF7,120$20.2 萬<0.1%+7,120新進–
iShares Tr46435U366SELF DRIVNG EV5,268$20.2 萬<0.1%+5,268新進–
HESMHess Midstream LPCL A SHS7,000$20.3 萬<0.1%−1,000−12.5%減碼歷史
HYTBlackRock Corporate High Yield Fund, Inc.COM23,310$20.3 萬<0.1%+1,000+4.5%加碼歷史
TMToyota Motor CorpADS1,437$20.4 萬<0.1%+1,437新進歷史
SWKSSkyworks Solutions, Inc.Stock1,732$20.4 萬<0.1%+1,732新進歷史
AZNAstraZeneca PLCSPONSORED ADR2,953$20.5 萬<0.1%−43−1.4%減碼歷史
CSXCSX CorpStock6,850$20.5 萬<0.1%−1,259−15.5%減碼歷史
COFCapital One Financial CorpStock2,134$20.5 萬<0.1%+2,134新進歷史
Global X FDS37954Y806ALTERNATIVE INCM18,189$20.6 萬<0.1%−783−4.1%減碼–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,785$20.9 萬<0.1%+1,785新進–
GSLGlobal Ship Lease, Inc.COM CL A11,184$21.0 萬<0.1%+11,184新進歷史
ETREntergy CorpCOM1,950$21.0 萬<0.1%−408−17.3%減碼歷史
ROKURoku, IncCOM CL A3,204$21.1 萬<0.1%+3,204新進歷史
MVTBlackRock Munivest Fund II, Inc.COM19,665$21.1 萬<0.1%+50+0.3%加碼歷史
KKRKKR & Co. Inc.COM4,028$21.2 萬<0.1%+4,028新進歷史
State Street Materials Select Sector SPDR ETF81369Y100ETF2,630$21.2 萬<0.1%00.0%不變–
Etfis Ser Tr I26923G772INFRAC ACT MLP6,720$21.3 萬<0.1%00.0%不變–
VEEVVeeva Systems IncStock1,161$21.3 萬<0.1%+1,161新進歷史
LANDGladstone Land CorpCOM12,825$21.4 萬<0.1%+989+8.4%加碼歷史
iShares Inc46434G855MSCI GBL GOLD MN8,500$21.4 萬<0.1%+8,500新進–
BHKBlackRock Core Bond TrustSHS BEN INT19,989$21.7 萬<0.1%+95+0.5%加碼歷史
ACLSAxcelis Technologies IncStock1,630$21.7 萬<0.1%+1,630新進歷史
iShares Tr46435U713US INFRASTRUC5,824$21.7 萬<0.1%−354−5.7%減碼–
UHSUniversal Health Services IncCL B1,711$21.7 萬<0.1%00.0%不變歷史
State Street SPDR S&P Semiconductor ETF78464A862ETF1,043$21.7 萬<0.1%+1,043新進–
First Tr Exchng Traded FD VI33740F862FT VEST US EQT5,983$21.8 萬<0.1%+5,983新進–
MUMicron Technology IncStock3,633$21.9 萬<0.1%−1,900−34.3%減碼歷史
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF9,520$22.0 萬<0.1%00.0%不變–
iShares Tr464288588MBS ETF2,336$22.1 萬<0.1%+2,336新進–

選擇權（16 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2023 年第 1 季的選擇權部位
證券類別賣權買權
DOWDow Inc.Stock$7,325–
ANFAbercrombie & Fitch CoCL A$6,120–
MMM3M CoStock$5,573–
MATMattel IncCOM$4,005–
JNJJohnson & JohnsonStock$3,600–
PMPhilip Morris International Inc.Stock$900–
JPMJPMorgan Chase & CoStock$895–
INTCIntel CorpStock$840–
PGProcter & Gamble CoStock$720–
GISGeneral Mills IncStock$630–
Invesco QQQ Trust Series I46090E103ETF–$487
BABoeing CoStock$360–
MSFTMicrosoft CorpStock$235–
BPBP PLCADR$95–
iShares Russell 2000 ETF464287655ETF–$32
SPYSPDR S&P 500 ETF TrustETF–$6

2022 年第 4 季之後清倉（60 檔）

2022 年第 4 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2022 年第 4 季之後清倉的部位
證券類別2022 年第 4 季股數2022 年第 4 季市值2022 年第 4 季佔組合 %紀錄
iShares Core MSCI WorldG4954M409ETF57,760$421.7 萬0.6%–
Listed FD Tr53656F847CORE ALT FD70,455$222.5 萬0.3%–
ETF Managers Tr26924G201PRIME CYBR SCRTY20,841$91.8 萬0.1%–
Apollo Diversified Credit Cef39822Y307CEF41,913$87.3 萬0.1%–
Alternative Credit Income CL I Cef02156N404CEF87,815$87.0 萬0.1%–
iShares Edge MSCI USA Value Factor UCITS ETF (Acc)G4955M788ETF98,500$79.5 萬0.1%–
iShares IV PLC Edge MSCI ETFG4955M762ETF71,200$61.5 萬0.1%–
ULUnilever PLCSPON ADR NEW11,264$56.7 萬0.1%歷史
BlackRock Short Obligations CL Instl091936419SHORT OBLIGATIONS CL54,530$54.3 萬0.1%–
Agf Invts Tr00110G408US MARKET NETRL24,408$51.8 萬0.1%–
iShares Tr464287812US CONSM STAPLES2,529$51.3 萬0.1%–
WDCWestern Digital CorpCOM14,675$46.3 萬0.1%歷史
DLWR Ivy SC an TCH CL I466001807CL INSTL9,848$46.1 萬0.1%–
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF14,524$43.0 萬0.1%–
CLXClorox CoStock3,002$42.1 萬0.1%歷史
Business Dev Corporation of Amer12325J101Closed End Funds72,279$41.2 萬0.1%–
Ivy FDS Inc Hi Inc FD CL I466000122MUTUAL68,375$39.8 萬0.1%–
Griffin Instl Access Real Esta TE I39822J300COM13,124$37.3 萬0.1%–
iShares Core S&P 500 UCITS ETF (Acc)G4955H110ETF926$36.4 萬0.1%–
TRINTrinity Capital Inc.COM32,520$35.5 萬0.1%歷史
Sila Realty Trust Inc Class A146280102COM52,852$34.4 萬0.1%–
WESWestern Midstream Partners, LPCOM UNIT LP INT12,600$33.8 萬<0.1%歷史
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX18,820$32.2 萬<0.1%–
Roche Hldg Ltd ADR771195104COM7,707$30.2 萬<0.1%–
Griffin Cap Essent Asset CL E Opf39818P880COM42,248$29.4 萬<0.1%–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF10,096$29.4 萬<0.1%–
iShares Core MSCI EM IMI UCITS ETF (Acc)G49507836ETF9,415$27.1 萬<0.1%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS9,355$26.2 萬<0.1%–
NSCNorfolk Southern CorpStock1,028$25.3 萬<0.1%歷史
SMASmartStop Self Storage REIT, Inc.COM19,224$24.7 萬<0.1%歷史
HPHelmerich & Payne, Inc.COM4,814$23.9 萬<0.1%歷史
Goldman Sachs ETF Tr381430602ACTIVEBETA US4,300$23.5 萬<0.1%–
KBSRKBS Real Estate Investment Trust III, Inc.COM34,771$23.5 萬<0.1%歷史
LHXL3HARRIS Technologies, Inc.Stock1,126$23.5 萬<0.1%歷史
EOGEOG Resources IncStock1,802$23.3 萬<0.1%歷史
ProShares Tr74347B250PSHS SH MDCAP4009,300$23.1 萬<0.1%–
ZTSZoetis Inc.Stock1,563$22.9 萬<0.1%歷史
iShares S&P 500 Financials Sector UCITS ETF (Acc)G4R54M656ETF23,600$22.9 萬<0.1%–
iShares Core S&P Mid-Cap ETF464287507ETF938$22.7 萬<0.1%–
WMBWilliams Companies, Inc.COM6,885$22.7 萬<0.1%歷史
CCAPCrescent Capital BDC, Inc.COM17,717$22.6 萬<0.1%歷史
iShares S&P Small-Cap 600 Growth ETF464287887ETF2,089$22.6 萬<0.1%–
AIRAar CorpStock5,000$22.4 萬<0.1%歷史
Invesco Dynamic CRDT Op CL Ax Nav CF46091B207CF19,951$22.3 萬<0.1%–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF13,389$22.1 萬<0.1%–
CCICrown Castle Inc.REIT1,610$21.8 萬<0.1%歷史
APOApollo Global Management, Inc.COM3,364$21.5 萬<0.1%歷史
HPQHP IncStock7,566$20.3 萬<0.1%歷史
Healthcare Trust Inc42226B105REIT28,135$18.1 萬<0.1%–
FS Energy and Power Fund30264D109COM50,223$13.7 萬<0.1%–
Credit Suisse Group225401108SPONSORED ADR21,802$6.63 萬<0.1%–
Grilled Cheese Truck Ord39850T105ORD40,000$1.68 萬<0.1%–
Highlands REIT, Inc.43110A104COM45,725$6,402<0.1%–
ZEOXZeo ScientifiX, Inc.COM250,000$4,975<0.1%歷史
Biotech Medics Ord090699307ORD80,000$656<0.1%–
HCMCHealthier Choices Management Corp.COM750,000$150<0.1%歷史
PPJ Healthcare Enterprises Ord69353D505ORD500,000$150<0.1%–
Fernhill Ord315219105ORD71,428$107<0.1%–
Max Sound Corp.57776X109COM300,000$75<0.1%–
Puresafe Water Systems Inc74624H103COM77,550$00.0%–