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Livermore
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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2022 年第 4 季持倉

持倉截至 2022/12/31，2023/2/22 申報。只含多頭部位，變化是跟 2022 年第 3 季比股數。

機構總覽
持股檔數
541
較 2022 年第 3 季 −13
總值
$6.84 億
較 2022 年第 3 季 +$332.7 萬 (+0.5%)
申報日
2023/2/22
SEC
Kovack Advisors, Inc. 在 2022 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Puresafe Water Systems Inc74624H103COM77,550$00.0%00.0%不變–
Max Sound Corp.57776X109COM300,000$75<0.1%00.0%不變–
Fernhill Ord315219105ORD71,428$107<0.1%00.0%不變–
HCMCHealthier Choices Management Corp.COM750,000$150<0.1%00.0%不變歷史
PPJ Healthcare Enterprises Ord69353D505ORD500,000$150<0.1%00.0%不變–
Biotech Medics Ord090699307ORD80,000$656<0.1%00.0%不變–
ZEOXZeo ScientifiX, Inc.COM250,000$4,975<0.1%+250,000新進歷史
Highlands REIT, Inc.43110A104COM45,725$6,402<0.1%−811−1.7%減碼–
Grilled Cheese Truck Ord39850T105ORD40,000$1.68 萬<0.1%00.0%不變–
DBDDiebold Nixdorf, IncCOM25,586$3.63 萬<0.1%−460−1.8%減碼歷史
NCMINational CineMedia, Inc.COM207,096$4.56 萬<0.1%+36,700+21.5%加碼歷史
HUMAHumacyte, Inc.COM25,000$5.28 萬<0.1%+25,000新進歷史
Credit Suisse Group225401108SPONSORED ADR21,802$6.63 萬<0.1%−304−1.4%減碼–
RCSPIMCO Strategic Income Fund, Inc.CEF26,020$12.9 萬<0.1%+490+1.9%加碼歷史
ARRArmour Residential REIT, Inc.COM NEW23,419$13.2 萬<0.1%+3,418+17.1%加碼歷史
FS Energy and Power Fund30264D109COM50,223$13.7 萬<0.1%+36+0.1%加碼–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT42,315$15.4 萬<0.1%+2,566+6.5%加碼歷史
PNNTPennantpark Investment CorpCOM28,250$16.2 萬<0.1%+750+2.7%加碼歷史
STXSeagate Technology Holdings plcORD SHS3,382$17.8 萬<0.1%+3,382新進歷史
SCWXSecureWorks CorpCL A28,000$17.9 萬<0.1%+28,000新進歷史
Healthcare Trust Inc42226B105REIT28,135$18.1 萬<0.1%+393+1.4%加碼–
HYTBlackRock Corporate High Yield Fund, Inc.COM22,310$19.5 萬<0.1%+22,310新進歷史
BBDCBarings BDC, Inc.COM23,995$19.6 萬<0.1%+669+2.9%加碼歷史
PRTHPriority Technology Holdings, Inc.COM38,400$20.2 萬<0.1%−2,600−6.3%減碼歷史
OKTAOkta, Inc.CL A2,961$20.2 萬<0.1%−1,617−35.3%減碼歷史
LICYLi-Cycle Holdings Corp.COMMON SHARES42,512$20.2 萬<0.1%−629−1.5%減碼歷史
AZNAstraZeneca PLCSPONSORED ADR2,996$20.3 萬<0.1%+2,996新進歷史
HPQHP IncStock7,566$20.3 萬<0.1%+7,566新進歷史
BLDRBuilders FirstSource, Inc.Stock3,144$20.4 萬<0.1%−477−13.2%減碼歷史
State Street Materials Select Sector SPDR ETF81369Y100ETF2,630$20.4 萬<0.1%−1,239−32.0%減碼–
MVTBlackRock Munivest Fund II, Inc.COM19,615$20.5 萬<0.1%+19,615新進歷史
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF9,520$20.6 萬<0.1%+9,520新進–
BHKBlackRock Core Bond TrustSHS BEN INT19,894$20.6 萬<0.1%+19,894新進歷史
OHIOmega Healthcare Investors IncCOM7,407$20.7 萬<0.1%−1,559−17.4%減碼歷史
ASMLASML Holding NVADR379$20.7 萬<0.1%+379新進歷史
Global X FDS37954Y806ALTERNATIVE INCM18,972$20.9 萬<0.1%+18,972新進–
VLOValero Energy CorpStock1,649$20.9 萬<0.1%+1,649新進歷史
First Tr Exchng Traded FD VI33740F839FT VEST US EQT6,500$21.2 萬<0.1%00.0%不變–
Etfis Ser Tr I26923G772INFRAC ACT MLP6,720$21.2 萬<0.1%+6,720新進–
APOApollo Global Management, Inc.COM3,364$21.5 萬<0.1%+3,364新進歷史
LANDGladstone Land CorpCOM11,836$21.7 萬<0.1%+11,836新進歷史
TWLOTwilio IncCL A4,456$21.8 萬<0.1%−1,925−30.2%減碼歷史
CCICrown Castle Inc.REIT1,610$21.8 萬<0.1%−155−8.8%減碼歷史
DZSIDZS Inc.COM17,300$21.9 萬<0.1%−7,400−30.0%減碼歷史
ARK Innovation ETF00214Q104ETF7,028$22.0 萬<0.1%+7,028新進–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF13,389$22.1 萬<0.1%−66,371−83.2%減碼–
Invesco Dynamic CRDT Op CL Ax Nav CF46091B207CF19,951$22.3 萬<0.1%+19,951新進–
TSCOTractor Supply CoCOM993$22.3 萬<0.1%+993新進歷史
iShares Tr46435U713US INFRASTRUC6,178$22.4 萬<0.1%−268−4.2%減碼–
URIUnited Rentals, Inc.COM631$22.4 萬<0.1%+631新進歷史
AIRAar CorpStock5,000$22.4 萬<0.1%−5,500−52.4%減碼歷史
JFRNuveen Floating Rate Income FundCOM28,400$22.5 萬<0.1%−10,200−26.4%減碼歷史
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV6,175$22.6 萬<0.1%+6,175新進–
iShares S&P Small-Cap 600 Growth ETF464287887ETF2,089$22.6 萬<0.1%−46−2.2%減碼–
CCAPCrescent Capital BDC, Inc.COM17,717$22.6 萬<0.1%00.0%不變歷史
WMBWilliams Companies, Inc.COM6,885$22.7 萬<0.1%+6,885新進歷史
iShares Core S&P Mid-Cap ETF464287507ETF938$22.7 萬<0.1%−170−15.3%減碼–
iShares Russell 1000 Growth ETF464287614ETF1,061$22.7 萬<0.1%+2+0.2%加碼–
iShares S&P 500 Financials Sector UCITS ETF (Acc)G4R54M656ETF23,600$22.9 萬<0.1%00.0%不變–
ZTSZoetis Inc.Stock1,563$22.9 萬<0.1%−484−23.6%減碼歷史
GUTGabelli Utility TrustCOM30,687$23.0 萬<0.1%−1,113−3.5%減碼歷史
ProShares Tr74347B250PSHS SH MDCAP4009,300$23.1 萬<0.1%+9,300新進–
WDAYWorkday, Inc.CL A1,383$23.1 萬<0.1%−30−2.1%減碼歷史
DBXDropbox, Inc.CL A10,403$23.3 萬<0.1%+10,403新進歷史
EOGEOG Resources IncStock1,802$23.3 萬<0.1%+1,802新進歷史
REGNRegeneron Pharmaceuticals, Inc.COM325$23.4 萬<0.1%−10−3.0%減碼歷史
LHXL3HARRIS Technologies, Inc.Stock1,126$23.5 萬<0.1%+90+8.7%加碼歷史
KBSRKBS Real Estate Investment Trust III, Inc.COM34,771$23.5 萬<0.1%+258+0.7%加碼歷史
Goldman Sachs ETF Tr381430602ACTIVEBETA US4,300$23.5 萬<0.1%+4,300新進–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,172$23.5 萬<0.1%−138−10.5%減碼–
HPHelmerich & Payne, Inc.COM4,814$23.9 萬<0.1%+4,814新進歷史
RVTRoyce Small-Cap Trust, Inc.COM18,011$23.9 萬<0.1%+18,011新進歷史
HESMHess Midstream LPCL A SHS8,000$23.9 萬<0.1%00.0%不變歷史
NETCloudflare, Inc.CL A COM5,295$23.9 萬<0.1%−758−12.5%減碼歷史
SNPSSynopsys IncCOM750$23.9 萬<0.1%−2−0.3%減碼歷史
First Tr Ftse Epra / Nareit33736N101COM6,141$24.0 萬<0.1%−539−8.1%減碼–
CPBCAMPBELL'S CoCOM4,220$24.0 萬<0.1%−29−0.7%減碼歷史
TPVGTriplePoint Venture Growth BDC Corp.COM23,100$24.1 萬<0.1%+200+0.9%加碼歷史
UHSUniversal Health Services IncCL B1,711$24.1 萬<0.1%+1,711新進歷史
BXMTBlackstone Mortgage Trust, Inc.COM CL A11,481$24.3 萬<0.1%−3,606−23.9%減碼歷史
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG9,087$24.6 萬<0.1%+9,087新進–
SMASmartStop Self Storage REIT, Inc.COM19,224$24.7 萬<0.1%+40+0.2%加碼歷史
TXNTexas Instruments IncStock1,495$24.7 萬<0.1%−181−10.8%減碼歷史
iShares Tr464288513IBOXX HI YD ETF3,357$24.7 萬<0.1%−391−10.4%減碼–
iShares Future AI & Tech ETF46435U556ETF9,691$24.7 萬<0.1%+500+5.4%加碼–
TFSLTFS Financial CORPCOM17,189$24.8 萬<0.1%−2,900−14.4%減碼歷史
CARRCarrier Global CorpStock6,009$24.8 萬<0.1%−466−7.2%減碼歷史
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,282$24.8 萬<0.1%−34−1.5%減碼–
DDDuPont de Nemours, Inc.COM3,647$25.0 萬<0.1%+3,647新進歷史
CSXCSX CorpStock8,109$25.1 萬<0.1%+40.0%加碼歷史
FSLRFirst Solar, Inc.Stock1,687$25.3 萬<0.1%−373−18.1%減碼歷史
NSCNorfolk Southern CorpStock1,028$25.3 萬<0.1%−210−17.0%減碼歷史
VanEck Morningstar Wide Moat ETF92189F643ETF3,911$25.4 萬<0.1%−2,777−41.5%減碼–
JRONuveen Floating Rate Income Opportunity FundCOM SHS32,604$25.5 萬<0.1%+9,411+40.6%加碼歷史
SYKStryker CorpStock1,044$25.5 萬<0.1%+19+1.9%加碼歷史
VIAVViavi Solutions Inc.COM24,400$25.6 萬<0.1%+24,400新進歷史
First Tr Exchange-Traded FD33733B100WTR ETF3,233$25.7 萬<0.1%−182−5.3%減碼–
ISRGIntuitive Surgical IncCOM NEW967$25.7 萬<0.1%−390−28.7%減碼歷史
First Tr Exchange-Traded FD33734X150INDLS PROD DUR4,988$25.7 萬<0.1%+4,988新進–
GDGeneral Dynamics CorpStock1,041$25.8 萬<0.1%−26−2.4%減碼歷史

選擇權（29 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2022 年第 4 季的選擇權部位
證券類別賣權買權
Global X FDS37954Y475S&P 500 COVERED–$31.6 萬
CVXChevron CorpStock–$2.55 萬
GISGeneral Mills IncStock$1,170$1.31 萬
XOMExxonMobil Holdings CorpCOM–$9,780
DOWDow Inc.Stock$8,038$901
HPHelmerich & Payne, Inc.COM–$8,235
JNJJohnson & JohnsonStock$1,606$4,865
MMM3M CoStock$4,273$150
EDConsolidated Edison IncStock$3,880$280
ANFAbercrombie & Fitch CoCL A–$3,700
PGProcter & Gamble CoStock$910$1,849
BABoeing CoStock$2,595–
FFord Motor CoStock–$2,045
INTCIntel CorpStock$1,420–
SHELShell plcADR–$1,068
BPBP PLCADR–$795
WMTWalmart Inc.Stock–$630
DISWalt Disney CoStock–$118
MATMattel IncCOM–$85
Invesco QQQ Trust Series I46090E103ETF–$42
PFEPfizer IncStock–$31
AMZNAmazon Com IncStock–$30
DDominion Energy, IncStock–$30
iShares Russell 2000 ETF464287655ETF–$24
CSCOCisco Systems, Inc.Stock$10$11
SPYSPDR S&P 500 ETF TrustETF–$6
CCitigroup IncStock–$5
DDDuPont de Nemours, Inc.COM–$5
AAPLApple Inc.Stock–$4

2022 年第 3 季之後清倉（61 檔）

2022 年第 3 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2022 年第 3 季之後清倉的部位
證券類別2022 年第 3 季股數2022 年第 3 季市值2022 年第 3 季佔組合 %紀錄
BRK.BBerkshire Hathaway IncStock17,779$474.7 萬0.7%歷史
ProShares Tr74347B235PSHS SHORT DOW3037,170$143.6 萬0.2%–
Abrdn ETFs003261203BBRG ALL COMMDY37,176$129.1 萬0.2%–
BRGBluerock Residential Growth REIT, Inc.COM CL A43,638$116.7 萬0.2%歷史
BALLBALL CorpCOM22,500$108.7 萬0.2%歷史
First Tr Exchange-Traded FD33734X184UTILITIES ALPH33,657$102.8 萬0.2%–
iShares MSCI USA Quality Factor ETF46432F339ETF8,278$86.0 萬0.1%–
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT19,215$79.2 萬0.1%–
WisdomTree Bloomberg US Dollar Bullish Fund97717W471ETF26,386$78.6 萬0.1%–
Pacer US Cash Cows 100 ETF69374H881ETF18,446$75.7 萬0.1%–
SPDR Index Shs FDS78463X152ST STR SP N AM15,329$73.1 萬0.1%–
BSTBlackRock Science & Technology TrustSHS18,010$52.9 萬0.1%歷史
CMPCompass Minerals International IncStock13,186$50.8 萬0.1%歷史
BPYPPBrookfield Property Partners L.P.PREFERRED22,837$43.3 萬0.1%歷史
PINSPinterest, Inc.CL A18,480$43.1 萬0.1%歷史
TEAMAtlassian CorpCL A2,032$42.8 萬0.1%歷史
TWTRTwitter, Inc.COM9,703$42.5 萬0.1%歷史
Global X Lithium & Battery Tech ETF37954Y855ETF6,389$42.2 萬0.1%–
iShares Russell Midcap ETF464287499ETF6,347$39.4 萬0.1%–
JPMorgan Ultra-Short Income ETF46641Q837ETF7,704$38.6 萬0.1%–
HCM Dividend Sector Plus CL Inv66538G627CL I23,046$36.3 萬0.1%–
CMS.PCCMS Energy CorpPRF21,000$35.9 萬0.1%歷史
DOVDOVER CorpCOM2,560$29.8 萬<0.1%歷史
CHXChampionX CorpCOM15,240$29.8 萬<0.1%歷史
iShares Tr46434VBA7IBONDS DEC22 ETF11,628$29.1 萬<0.1%–
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST3,871$26.4 萬<0.1%–
RIVNRivian Automotive, Inc.Stock7,959$26.2 萬<0.1%歷史
PRUPrudential Financial IncStock3,040$26.1 萬<0.1%歷史
GNRCGenerac Holdings Inc.Stock1,459$26.0 萬<0.1%歷史
ADPAutomatic Data Processing IncStock1,144$25.9 萬<0.1%歷史
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF5,320$25.8 萬<0.1%–
Invesco Exch Traded FD Tr II46138E511PFD ETF21,283$25.3 萬<0.1%–
First Tr Global FDS SML CP CL A ETFG3R761153ETF9,700$24.5 萬<0.1%–
MRVLMarvell Technology, Inc.COM5,507$23.6 萬<0.1%歷史
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF6,381$22.8 萬<0.1%–
LITELumentum Holdings Inc.COM3,317$22.7 萬<0.1%歷史
BW.PABabcock & Wilcox Enterprises, Inc.PRF11,781$22.6 萬<0.1%歷史
KVHIKVH Industries IncCOM24,400$22.5 萬<0.1%歷史
iShares Tr464288414NATIONAL MUN ETF2,183$22.4 萬<0.1%–
DEODiageo PLCSPON ADR NEW1,314$22.3 萬<0.1%歷史
Paramount Global92556H206CL B11,706$22.3 萬<0.1%–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF4,550$21.8 萬<0.1%–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN3,015$21.8 萬<0.1%歷史
iShares Core MSCI Emerging Markets ETF46434G103ETF5,038$21.7 萬<0.1%–
Dimensional ETF Trust25434V104US CORE EQT MKT8,539$21.5 萬<0.1%–
First Tr Exchng Traded FD VI33740F649FT VEST NAS11,541$21.0 萬<0.1%–
iShares Russell 2000 Growth ETF464287648ETF1,002$20.7 萬<0.1%–
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM13,301$20.7 萬<0.1%歷史
COINCoinbase Global, Inc.COM CL A3,163$20.4 萬<0.1%歷史
iShares Tr464288638ISHS 5-10YR INVT4,162$20.1 萬<0.1%–
LYTSLsi Industries IncCOM25,100$19.3 萬<0.1%歷史
CTGComputer Task Group IncCOM25,800$17.3 萬<0.1%歷史
USALiberty All Star Equity FundSH BEN INT27,589$15.3 萬<0.1%歷史
HLNHaleon plcADR24,346$14.8 萬<0.1%歷史
CIMChimera Investment CorpCOM NEW20,573$10.7 萬<0.1%歷史
Morgan Stanley BK N A CD Zero LKD 2361765QHH5ETF36,000$3.80 萬<0.1%–
DRRXDurect CorpCOM25,000$1.40 萬<0.1%歷史
TLPHTalphera, Inc.COM50,000$1.00 萬<0.1%歷史
ATP Oil & Gas Corp00208J108COM62,860$00.0%–
IBIZ Technology45103B205COM200,000$00.0%–
Image Innovations Hldgs Inc Com45248A104COM74,000$00.0%–