Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 22, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 541
- −13 vs. Q3 2022
- Portfolio value
- $683.8M
- +$3.33M (+0.5%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 161,270 | $62.0M | 9.1% | +15,564+10.7% | Added | – |
| AAPLApple Inc. | Stock | 189,472 | $24.6M | 3.6% | −19,390−9.3% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 71,542 | $19.1M | 2.8% | −384−0.5% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 330,312 | $16.5M | 2.4% | −14,072−4.1% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 41,463 | $15.9M | 2.3% | −1,219−2.9% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 179,601 | $15.1M | 2.2% | −20,768−10.4% | Reduced | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 184,842 | $14.0M | 2.0% | −815−0.4% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 53,672 | $12.9M | 1.9% | −4,317−7.4% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 78,651 | $8.68M | 1.3% | +9,574+13.9% | Added | History |
| IBOCInternational Bancshares Corp | COM | 178,794 | $8.18M | 1.2% | −1,000−0.6% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 34,144 | $6.53M | 1.0% | −169−0.5% | Reduced | – |
| CVXChevron Corp | Stock | 35,333 | $6.34M | 0.9% | −2,045−5.5% | Reduced | History |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 165,063 | $5.92M | 0.9% | +21,693+15.1% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 41,056 | $5.76M | 0.8% | +4,956+13.7% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 16,198 | $5.69M | 0.8% | +200+1.3% | Added | – |
| GOOGLAlphabet Inc. | Stock | 56,392 | $4.98M | 0.7% | −2,010−3.4% | Reduced | History |
| PFEPfizer Inc | Stock | 96,744 | $4.96M | 0.7% | −539−0.6% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 31,922 | $4.85M | 0.7% | −826−2.5% | Reduced | – |
| Vanguard Total World Stock ETF922042742 | ETF | 54,183 | $4.67M | 0.7% | −788−1.4% | Reduced | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 103,808 | $4.63M | 0.7% | −4,214−3.9% | Reduced | – |
| iShares Core MSCI WorldG4954M409 | ETF | 57,760 | $4.22M | 0.6% | 00.0% | Unchanged | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 19,738 | $4.21M | 0.6% | +714+3.8% | Added | – |
| CalAmp Corp.128126109 | COM | 913,950 | $4.09M | 0.6% | +128,300+16.3% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 32,807 | $4.08M | 0.6% | −2,008−5.8% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 45,469 | $3.98M | 0.6% | +7,924+21.1% | Added | – |
| GOOGAlphabet Inc. | Stock | 44,308 | $3.93M | 0.6% | −7,008−13.7% | Reduced | History |
| Invesco Actively Managed Exc46090A879 | VAR RATE INVT | 157,283 | $3.89M | 0.6% | −5,164−3.2% | Reduced | – |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 42,156 | $3.79M | 0.6% | −2,480−5.6% | Reduced | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 149,012 | $3.71M | 0.5% | −5,098−3.3% | Reduced | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 27,229 | $3.70M | 0.5% | +3,314+13.9% | Added | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 63,410 | $3.67M | 0.5% | −481−0.8% | Reduced | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 77,333 | $3.61M | 0.5% | −1,799−2.3% | Reduced | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 87,745 | $3.50M | 0.5% | +227+0.3% | Added | – |
| iShares Tips Bond ETF464287176 | ETF | 32,831 | $3.49M | 0.5% | −2,860−8.0% | Reduced | – |
| ProShares Tr74348A210 | SHRT RUSSELL2000 | 140,700 | $3.46M | 0.5% | −70,800−33.5% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 25,443 | $3.41M | 0.5% | −923−3.5% | Reduced | History |
| BPBP PLC | ADR | 97,182 | $3.39M | 0.5% | +25,781+36.1% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 6,052 | $3.21M | 0.5% | +1,525+33.7% | Added | History |
| UISUnisys Corp | COM NEW | 627,214 | $3.21M | 0.5% | +377,864+151.5% | Added | History |
| JNJJohnson & Johnson | Stock | 17,914 | $3.16M | 0.5% | −2,194−10.9% | Reduced | History |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 79,671 | $3.10M | 0.5% | −2,310−2.8% | Reduced | – |
| HDHome Depot, Inc. | Stock | 9,688 | $3.06M | 0.4% | −30−0.3% | Reduced | History |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 69,214 | $3.04M | 0.4% | −856−1.2% | Reduced | – |
| First Tr Exch Traded FD III33740J104 | ULTRA SHT DUR MU | 152,000 | $3.03M | 0.4% | −25,000−14.1% | Reduced | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 67,238 | $2.95M | 0.4% | +932+1.4% | Added | – |
| TAT&T Inc. | Stock | 158,671 | $2.92M | 0.4% | +14,984+10.4% | Added | History |
| GLDSPDR Gold Trust | ETF | 16,705 | $2.83M | 0.4% | +286+1.7% | Added | History |
| NVDANVIDIA Corp | Stock | 19,298 | $2.82M | 0.4% | −3,239−14.4% | Reduced | History |
| PGProcter & Gamble Co | Stock | 18,137 | $2.75M | 0.4% | +1,774+10.8% | Added | History |
| ARAYAccuray Inc | COM | 1,247,800 | $2.61M | 0.4% | −47,266−3.6% | Reduced | History |
| VZVerizon Communications Inc | Stock | 65,067 | $2.56M | 0.4% | +2,872+4.6% | Added | History |
| PANWPalo Alto Networks Inc | Stock | 18,318 | $2.56M | 0.4% | −72−0.4% | Reduced | History |
| TSLATesla, Inc. | Stock | 20,574 | $2.53M | 0.4% | −5,173−20.1% | Reduced | History |
| BABoeing Co | Stock | 13,260 | $2.53M | 0.4% | +3,994+43.1% | Added | History |
| NOWServiceNow, Inc. | Stock | 6,487 | $2.52M | 0.4% | −22−0.3% | Reduced | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 24,506 | $2.44M | 0.4% | +24,506 | New | – |
| ABBVAbbVie Inc. | Stock | 14,936 | $2.41M | 0.4% | −629−4.0% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 20,743 | $2.30M | 0.3% | −653−3.1% | Reduced | History |
| Listed FD Tr53656F847 | CORE ALT FD | 70,455 | $2.22M | 0.3% | +70,455 | New | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 57,646 | $2.22M | 0.3% | −1,123−1.9% | Reduced | – |
| AMDAdvanced Micro Devices Inc | Stock | 33,121 | $2.15M | 0.3% | −1,015−3.0% | Reduced | History |
| WMTWalmart Inc. | Stock | 15,031 | $2.13M | 0.3% | −6,064−28.7% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 4,618 | $2.11M | 0.3% | +72+1.6% | Added | History |
| EPDEnterprise Products Partners L.P. | Stock | 85,068 | $2.05M | 0.3% | −7,481−8.1% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 17,019 | $2.05M | 0.3% | −3,501−17.1% | Reduced | History |
| PEPPepsiCo Inc | Stock | 11,316 | $2.04M | 0.3% | −59−0.5% | Reduced | History |
| INFNInfinera Corp | COM | 302,996 | $2.04M | 0.3% | +2,496+0.8% | Added | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 121,281 | $2.04M | 0.3% | −569−0.5% | Reduced | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 59,008 | $2.02M | 0.3% | +4,918+9.1% | Added | – |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 32,512 | $2.01M | 0.3% | +713+2.2% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 26,739 | $2.01M | 0.3% | −1,495−5.3% | Reduced | – |
| DAKTDaktronics Inc | COM | 706,855 | $1.99M | 0.3% | −522,745−42.5% | Reduced | History |
| iShares Tr464287788 | U.S. FINLS ETF | 26,405 | $1.99M | 0.3% | −5,205−16.5% | Reduced | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 33,507 | $1.96M | 0.3% | +221+0.7% | Added | – |
| Vanguard Health Care ETF92204A504 | ETF | 7,770 | $1.93M | 0.3% | +550+7.6% | Added | – |
| COHUCohu Inc | COM | 59,975 | $1.92M | 0.3% | −2,975−4.7% | Reduced | History |
| KOCoca Cola Co | Stock | 29,568 | $1.88M | 0.3% | +285+1.0% | Added | History |
| Invesco Actively Managed Exc46090A705 | S&P500 DOWNSID | 57,959 | $1.87M | 0.3% | −13,699−19.1% | Reduced | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 31,163 | $1.85M | 0.3% | +4,760+18.0% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 24,753 | $1.85M | 0.3% | +1,940+8.5% | Added | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 26,154 | $1.84M | 0.3% | +535+2.1% | Added | – |
| BXBlackstone Inc. | COM | 24,783 | $1.84M | 0.3% | −258−1.0% | Reduced | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 43,547 | $1.83M | 0.3% | −898−2.0% | Reduced | – |
| iShares Tr464287762 | US HLTHCARE ETF | 6,335 | $1.80M | 0.3% | −72−1.1% | Reduced | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 23,817 | $1.79M | 0.3% | +212+0.9% | Added | – |
| iShares Tr464287150 | CORE S&P TTL STK | 21,138 | $1.79M | 0.3% | +1,201+6.0% | Added | – |
| AAOIApplied Optoelectronics, Inc. | COM | 932,151 | $1.76M | 0.3% | −18,750−2.0% | Reduced | History |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 65,354 | $1.74M | 0.3% | +80.0% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 23,920 | $1.72M | 0.3% | −3,601−13.1% | Reduced | – |
| QCOMQualcomm Inc | Stock | 15,658 | $1.72M | 0.3% | −4,691−23.1% | Reduced | History |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 11,333 | $1.72M | 0.3% | +1,324+13.2% | Added | – |
| SHOPShopify Inc. | Stock | 49,375 | $1.71M | 0.3% | −22,373−31.2% | Reduced | History |
| EGYVaalco Energy Inc | COM NEW | 371,400 | $1.69M | 0.2% | +62,200+20.1% | Added | History |
| iShares Tr464287622 | RUS 1000 ETF | 7,976 | $1.68M | 0.2% | +672+9.2% | Added | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 15,463 | $1.67M | 0.2% | +1,634+11.8% | Added | – |
| DISWalt Disney Co | Stock | 18,800 | $1.63M | 0.2% | −3,762−16.7% | Reduced | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 32,618 | $1.63M | 0.2% | −834−2.5% | Reduced | – |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 36,496 | $1.61M | 0.2% | −265−0.7% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 32,573 | $1.55M | 0.2% | −2,288−6.6% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 24,092 | $1.54M | 0.2% | +2,196+10.0% | Added | – |
Options (29)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Global X FDS37954Y475 | S&P 500 COVERED | – | $315.7K |
| CVXChevron Corp | Stock | – | $25.5K |
| GISGeneral Mills Inc | Stock | $1.17K | $13.1K |
| XOMExxonMobil Holdings Corp | COM | – | $9.78K |
| DOWDow Inc. | Stock | $8.04K | $901 |
| HPHelmerich & Payne, Inc. | COM | – | $8.23K |
| JNJJohnson & Johnson | Stock | $1.61K | $4.87K |
| MMM3M Co | Stock | $4.27K | $150 |
| EDConsolidated Edison Inc | Stock | $3.88K | $280 |
| ANFAbercrombie & Fitch Co | CL A | – | $3.70K |
| PGProcter & Gamble Co | Stock | $910 | $1.85K |
| BABoeing Co | Stock | $2.60K | – |
| FFord Motor Co | Stock | – | $2.04K |
| INTCIntel Corp | Stock | $1.42K | – |
| SHELShell plc | ADR | – | $1.07K |
| BPBP PLC | ADR | – | $795 |
| WMTWalmart Inc. | Stock | – | $630 |
| DISWalt Disney Co | Stock | – | $118 |
| MATMattel Inc | COM | – | $85 |
| Invesco QQQ Trust Series I46090E103 | ETF | – | $42 |
| PFEPfizer Inc | Stock | – | $31 |
| AMZNAmazon Com Inc | Stock | – | $30 |
| DDominion Energy, Inc | Stock | – | $30 |
| iShares Russell 2000 ETF464287655 | ETF | – | $24 |
| CSCOCisco Systems, Inc. | Stock | $10 | $11 |
| SPYSPDR S&P 500 ETF Trust | ETF | – | $6 |
| CCitigroup Inc | Stock | – | $5 |
| DDDuPont de Nemours, Inc. | COM | – | $5 |
| AAPLApple Inc. | Stock | – | $4 |
Sold out since Q3 2022 (61)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| BRK.BBerkshire Hathaway Inc | Stock | 17,779 | $4.75M | 0.7% | History |
| ProShares Tr74347B235 | PSHS SHORT DOW30 | 37,170 | $1.44M | 0.2% | – |
| Abrdn ETFs003261203 | BBRG ALL COMMDY | 37,176 | $1.29M | 0.2% | – |
| BRGBluerock Residential Growth REIT, Inc. | COM CL A | 43,638 | $1.17M | 0.2% | History |
| BALLBALL Corp | COM | 22,500 | $1.09M | 0.2% | History |
| First Tr Exchange-Traded FD33734X184 | UTILITIES ALPH | 33,657 | $1.03M | 0.2% | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 8,278 | $860.0K | 0.1% | – |
| Invesco Exchange Traded FD T46137V480 | S&P SMCP VLU MNT | 19,215 | $792.0K | 0.1% | – |
| WisdomTree Bloomberg US Dollar Bullish Fund97717W471 | ETF | 26,386 | $786.0K | 0.1% | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 18,446 | $757.0K | 0.1% | – |
| SPDR Index Shs FDS78463X152 | ST STR SP N AM | 15,329 | $731.0K | 0.1% | – |
| BSTBlackRock Science & Technology Trust | SHS | 18,010 | $529.0K | 0.1% | History |
| CMPCompass Minerals International Inc | Stock | 13,186 | $508.0K | 0.1% | History |
| BPYPPBrookfield Property Partners L.P. | PREFERRED | 22,837 | $433.0K | 0.1% | History |
| PINSPinterest, Inc. | CL A | 18,480 | $431.0K | 0.1% | History |
| TEAMAtlassian Corp | CL A | 2,032 | $428.0K | 0.1% | History |
| TWTRTwitter, Inc. | COM | 9,703 | $425.0K | 0.1% | History |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 6,389 | $422.0K | 0.1% | – |
| iShares Russell Midcap ETF464287499 | ETF | 6,347 | $394.0K | 0.1% | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 7,704 | $386.0K | 0.1% | – |
| HCM Dividend Sector Plus CL Inv66538G627 | CL I | 23,046 | $363.0K | 0.1% | – |
| CMS.PCCMS Energy Corp | PRF | 21,000 | $359.0K | 0.1% | History |
| DOVDOVER Corp | COM | 2,560 | $298.0K | <0.1% | History |
| CHXChampionX Corp | COM | 15,240 | $298.0K | <0.1% | History |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 11,628 | $291.0K | <0.1% | – |
| Simplify Exchange Traded Fun82889N855 | SIMPLIFY INTERST | 3,871 | $264.0K | <0.1% | – |
| RIVNRivian Automotive, Inc. | Stock | 7,959 | $262.0K | <0.1% | History |
| PRUPrudential Financial Inc | Stock | 3,040 | $261.0K | <0.1% | History |
| GNRCGenerac Holdings Inc. | Stock | 1,459 | $260.0K | <0.1% | History |
| ADPAutomatic Data Processing Inc | Stock | 1,144 | $259.0K | <0.1% | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 5,320 | $258.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 21,283 | $253.0K | <0.1% | – |
| First Tr Global FDS SML CP CL A ETFG3R761153 | ETF | 9,700 | $245.0K | <0.1% | – |
| MRVLMarvell Technology, Inc. | COM | 5,507 | $236.0K | <0.1% | History |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 6,381 | $228.0K | <0.1% | – |
| LITELumentum Holdings Inc. | COM | 3,317 | $227.0K | <0.1% | History |
| BW.PABabcock & Wilcox Enterprises, Inc. | PRF | 11,781 | $226.0K | <0.1% | History |
| KVHIKVH Industries Inc | COM | 24,400 | $225.0K | <0.1% | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 2,183 | $224.0K | <0.1% | – |
| DEODiageo PLC | SPON ADR NEW | 1,314 | $223.0K | <0.1% | History |
| Paramount Global92556H206 | CL B | 11,706 | $223.0K | <0.1% | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 4,550 | $218.0K | <0.1% | – |
| XIFRXPLR Infrastructure, LP | COM UNIT PART IN | 3,015 | $218.0K | <0.1% | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 5,038 | $217.0K | <0.1% | – |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 8,539 | $215.0K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F649 | FT VEST NAS | 11,541 | $210.0K | <0.1% | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 1,002 | $207.0K | <0.1% | – |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 13,301 | $207.0K | <0.1% | History |
| COINCoinbase Global, Inc. | COM CL A | 3,163 | $204.0K | <0.1% | History |
| iShares Tr464288638 | ISHS 5-10YR INVT | 4,162 | $201.0K | <0.1% | – |
| LYTSLsi Industries Inc | COM | 25,100 | $193.0K | <0.1% | History |
| CTGComputer Task Group Inc | COM | 25,800 | $173.0K | <0.1% | History |
| USALiberty All Star Equity Fund | SH BEN INT | 27,589 | $153.0K | <0.1% | History |
| HLNHaleon plc | ADR | 24,346 | $148.0K | <0.1% | History |
| CIMChimera Investment Corp | COM NEW | 20,573 | $107.0K | <0.1% | History |
| Morgan Stanley BK N A CD Zero LKD 2361765QHH5 | ETF | 36,000 | $38.0K | <0.1% | – |
| DRRXDurect Corp | COM | 25,000 | $14.0K | <0.1% | History |
| TLPHTalphera, Inc. | COM | 50,000 | $10.0K | <0.1% | History |
| ATP Oil & Gas Corp00208J108 | COM | 62,860 | $0 | 0.0% | – |
| IBIZ Technology45103B205 | COM | 200,000 | $0 | 0.0% | – |
| Image Innovations Hldgs Inc Com45248A104 | COM | 74,000 | $0 | 0.0% | – |