Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 22, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 541
- −13 vs. Q3 2022
- Portfolio value
- $683.8M
- +$3.33M (+0.5%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Puresafe Water Systems Inc74624H103 | COM | 77,550 | $0 | 0.0% | 00.0% | Unchanged | – |
| Max Sound Corp.57776X109 | COM | 300,000 | $75 | <0.1% | 00.0% | Unchanged | – |
| Fernhill Ord315219105 | ORD | 71,428 | $107 | <0.1% | 00.0% | Unchanged | – |
| HCMCHealthier Choices Management Corp. | COM | 750,000 | $150 | <0.1% | 00.0% | Unchanged | History |
| PPJ Healthcare Enterprises Ord69353D505 | ORD | 500,000 | $150 | <0.1% | 00.0% | Unchanged | – |
| Biotech Medics Ord090699307 | ORD | 80,000 | $656 | <0.1% | 00.0% | Unchanged | – |
| ZEOXZeo ScientifiX, Inc. | COM | 250,000 | $4.97K | <0.1% | +250,000 | New | History |
| Highlands REIT, Inc.43110A104 | COM | 45,725 | $6.40K | <0.1% | −811−1.7% | Reduced | – |
| Grilled Cheese Truck Ord39850T105 | ORD | 40,000 | $16.8K | <0.1% | 00.0% | Unchanged | – |
| DBDDiebold Nixdorf, Inc | COM | 25,586 | $36.3K | <0.1% | −460−1.8% | Reduced | History |
| NCMINational CineMedia, Inc. | COM | 207,096 | $45.6K | <0.1% | +36,700+21.5% | Added | History |
| HUMAHumacyte, Inc. | COM | 25,000 | $52.8K | <0.1% | +25,000 | New | History |
| Credit Suisse Group225401108 | SPONSORED ADR | 21,802 | $66.3K | <0.1% | −304−1.4% | Reduced | – |
| RCSPIMCO Strategic Income Fund, Inc. | CEF | 26,020 | $128.5K | <0.1% | +490+1.9% | Added | History |
| ARRArmour Residential REIT, Inc. | COM NEW | 23,419 | $131.9K | <0.1% | +3,418+17.1% | Added | History |
| FS Energy and Power Fund30264D109 | COM | 50,223 | $136.6K | <0.1% | +36+0.1% | Added | – |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 42,315 | $153.6K | <0.1% | +2,566+6.5% | Added | History |
| PNNTPennantpark Investment Corp | COM | 28,250 | $162.4K | <0.1% | +750+2.7% | Added | History |
| STXSeagate Technology Holdings plc | ORD SHS | 3,382 | $178.0K | <0.1% | +3,382 | New | History |
| SCWXSecureWorks Corp | CL A | 28,000 | $178.9K | <0.1% | +28,000 | New | History |
| Healthcare Trust Inc42226B105 | REIT | 28,135 | $180.9K | <0.1% | +393+1.4% | Added | – |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 22,310 | $195.0K | <0.1% | +22,310 | New | History |
| BBDCBarings BDC, Inc. | COM | 23,995 | $195.6K | <0.1% | +669+2.9% | Added | History |
| PRTHPriority Technology Holdings, Inc. | COM | 38,400 | $202.0K | <0.1% | −2,600−6.3% | Reduced | History |
| OKTAOkta, Inc. | CL A | 2,961 | $202.3K | <0.1% | −1,617−35.3% | Reduced | History |
| LICYLi-Cycle Holdings Corp. | COMMON SHARES | 42,512 | $202.4K | <0.1% | −629−1.5% | Reduced | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 2,996 | $203.1K | <0.1% | +2,996 | New | History |
| HPQHP Inc | Stock | 7,566 | $203.3K | <0.1% | +7,566 | New | History |
| BLDRBuilders FirstSource, Inc. | Stock | 3,144 | $204.0K | <0.1% | −477−13.2% | Reduced | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 2,630 | $204.3K | <0.1% | −1,239−32.0% | Reduced | – |
| MVTBlackRock Munivest Fund II, Inc. | COM | 19,615 | $205.0K | <0.1% | +19,615 | New | History |
| Dimensional World Ex U.S. Core Equity 2 ETF25434V880 | ETF | 9,520 | $205.6K | <0.1% | +9,520 | New | – |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 19,894 | $206.5K | <0.1% | +19,894 | New | History |
| OHIOmega Healthcare Investors Inc | COM | 7,407 | $207.0K | <0.1% | −1,559−17.4% | Reduced | History |
| ASMLASML Holding NV | ADR | 379 | $207.3K | <0.1% | +379 | New | History |
| Global X FDS37954Y806 | ALTERNATIVE INCM | 18,972 | $208.9K | <0.1% | +18,972 | New | – |
| VLOValero Energy Corp | Stock | 1,649 | $209.3K | <0.1% | +1,649 | New | History |
| First Tr Exchng Traded FD VI33740F839 | FT VEST US EQT | 6,500 | $212.4K | <0.1% | 00.0% | Unchanged | – |
| Etfis Ser Tr I26923G772 | INFRAC ACT MLP | 6,720 | $212.5K | <0.1% | +6,720 | New | – |
| APOApollo Global Management, Inc. | COM | 3,364 | $214.6K | <0.1% | +3,364 | New | History |
| LANDGladstone Land Corp | COM | 11,836 | $217.2K | <0.1% | +11,836 | New | History |
| TWLOTwilio Inc | CL A | 4,456 | $218.2K | <0.1% | −1,925−30.2% | Reduced | History |
| CCICrown Castle Inc. | REIT | 1,610 | $218.3K | <0.1% | −155−8.8% | Reduced | History |
| DZSIDZS Inc. | COM | 17,300 | $219.4K | <0.1% | −7,400−30.0% | Reduced | History |
| ARK Innovation ETF00214Q104 | ETF | 7,028 | $219.6K | <0.1% | +7,028 | New | – |
| Direxion Shares ETF Trust25460E869 | DAILY 500 1X ETF | 13,389 | $221.0K | <0.1% | −66,371−83.2% | Reduced | – |
| Invesco Dynamic CRDT Op CL Ax Nav CF46091B207 | CF | 19,951 | $223.3K | <0.1% | +19,951 | New | – |
| TSCOTractor Supply Co | COM | 993 | $223.3K | <0.1% | +993 | New | History |
| iShares Tr46435U713 | US INFRASTRUC | 6,178 | $224.0K | <0.1% | −268−4.2% | Reduced | – |
| URIUnited Rentals, Inc. | COM | 631 | $224.1K | <0.1% | +631 | New | History |
| AIRAar Corp | Stock | 5,000 | $224.5K | <0.1% | −5,500−52.4% | Reduced | History |
| JFRNuveen Floating Rate Income Fund | COM | 28,400 | $224.9K | <0.1% | −10,200−26.4% | Reduced | History |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 6,175 | $225.5K | <0.1% | +6,175 | New | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 2,089 | $225.8K | <0.1% | −46−2.2% | Reduced | – |
| CCAPCrescent Capital BDC, Inc. | COM | 17,717 | $226.4K | <0.1% | 00.0% | Unchanged | History |
| WMBWilliams Companies, Inc. | COM | 6,885 | $226.5K | <0.1% | +6,885 | New | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 938 | $226.9K | <0.1% | −170−15.3% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 1,061 | $227.3K | <0.1% | +2+0.2% | Added | – |
| iShares S&P 500 Financials Sector UCITS ETF (Acc)G4R54M656 | ETF | 23,600 | $228.5K | <0.1% | 00.0% | Unchanged | – |
| ZTSZoetis Inc. | Stock | 1,563 | $229.1K | <0.1% | −484−23.6% | Reduced | History |
| GUTGabelli Utility Trust | COM | 30,687 | $230.5K | <0.1% | −1,113−3.5% | Reduced | History |
| ProShares Tr74347B250 | PSHS SH MDCAP400 | 9,300 | $231.1K | <0.1% | +9,300 | New | – |
| WDAYWorkday, Inc. | CL A | 1,383 | $231.4K | <0.1% | −30−2.1% | Reduced | History |
| DBXDropbox, Inc. | CL A | 10,403 | $232.8K | <0.1% | +10,403 | New | History |
| EOGEOG Resources Inc | Stock | 1,802 | $233.4K | <0.1% | +1,802 | New | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 325 | $234.5K | <0.1% | −10−3.0% | Reduced | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 1,126 | $234.5K | <0.1% | +90+8.7% | Added | History |
| KBSRKBS Real Estate Investment Trust III, Inc. | COM | 34,771 | $234.7K | <0.1% | +258+0.7% | Added | History |
| Goldman Sachs ETF Tr381430602 | ACTIVEBETA US | 4,300 | $234.8K | <0.1% | +4,300 | New | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,172 | $235.0K | <0.1% | −138−10.5% | Reduced | – |
| HPHelmerich & Payne, Inc. | COM | 4,814 | $238.6K | <0.1% | +4,814 | New | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 18,011 | $238.8K | <0.1% | +18,011 | New | History |
| HESMHess Midstream LP | CL A SHS | 8,000 | $239.4K | <0.1% | 00.0% | Unchanged | History |
| NETCloudflare, Inc. | CL A COM | 5,295 | $239.4K | <0.1% | −758−12.5% | Reduced | History |
| SNPSSynopsys Inc | COM | 750 | $239.5K | <0.1% | −2−0.3% | Reduced | History |
| First Tr Ftse Epra / Nareit33736N101 | COM | 6,141 | $239.5K | <0.1% | −539−8.1% | Reduced | – |
| CPBCAMPBELL'S Co | COM | 4,220 | $239.5K | <0.1% | −29−0.7% | Reduced | History |
| TPVGTriplePoint Venture Growth BDC Corp. | COM | 23,100 | $240.9K | <0.1% | +200+0.9% | Added | History |
| UHSUniversal Health Services Inc | CL B | 1,711 | $241.1K | <0.1% | +1,711 | New | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 11,481 | $243.1K | <0.1% | −3,606−23.9% | Reduced | History |
| First Tr Exchange-Traded FD33738R852 | NASDQ FOD BVRG | 9,087 | $245.8K | <0.1% | +9,087 | New | – |
| SMASmartStop Self Storage REIT, Inc. | COM | 19,224 | $246.8K | <0.1% | +40+0.2% | Added | History |
| TXNTexas Instruments Inc | Stock | 1,495 | $247.0K | <0.1% | −181−10.8% | Reduced | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 3,357 | $247.1K | <0.1% | −391−10.4% | Reduced | – |
| iShares Future AI & Tech ETF46435U556 | ETF | 9,691 | $247.4K | <0.1% | +500+5.4% | Added | – |
| TFSLTFS Financial CORP | COM | 17,189 | $247.7K | <0.1% | −2,900−14.4% | Reduced | History |
| CARRCarrier Global Corp | Stock | 6,009 | $247.9K | <0.1% | −466−7.2% | Reduced | History |
| First Tr Exchange Traded FD33734X143 | HLTH CARE ALPH | 2,282 | $248.1K | <0.1% | −34−1.5% | Reduced | – |
| DDDuPont de Nemours, Inc. | COM | 3,647 | $250.3K | <0.1% | +3,647 | New | History |
| CSXCSX Corp | Stock | 8,109 | $251.2K | <0.1% | +40.0% | Added | History |
| FSLRFirst Solar, Inc. | Stock | 1,687 | $252.7K | <0.1% | −373−18.1% | Reduced | History |
| NSCNorfolk Southern Corp | Stock | 1,028 | $253.4K | <0.1% | −210−17.0% | Reduced | History |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 3,911 | $253.9K | <0.1% | −2,777−41.5% | Reduced | – |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 32,604 | $254.6K | <0.1% | +9,411+40.6% | Added | History |
| SYKStryker Corp | Stock | 1,044 | $255.3K | <0.1% | +19+1.9% | Added | History |
| VIAVViavi Solutions Inc. | COM | 24,400 | $256.4K | <0.1% | +24,400 | New | History |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 3,233 | $256.6K | <0.1% | −182−5.3% | Reduced | – |
| ISRGIntuitive Surgical Inc | COM NEW | 967 | $256.6K | <0.1% | −390−28.7% | Reduced | History |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 4,988 | $256.9K | <0.1% | +4,988 | New | – |
| GDGeneral Dynamics Corp | Stock | 1,041 | $258.3K | <0.1% | −26−2.4% | Reduced | History |
Options (29)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Global X FDS37954Y475 | S&P 500 COVERED | – | $315.7K |
| CVXChevron Corp | Stock | – | $25.5K |
| GISGeneral Mills Inc | Stock | $1.17K | $13.1K |
| XOMExxonMobil Holdings Corp | COM | – | $9.78K |
| DOWDow Inc. | Stock | $8.04K | $901 |
| HPHelmerich & Payne, Inc. | COM | – | $8.23K |
| JNJJohnson & Johnson | Stock | $1.61K | $4.87K |
| MMM3M Co | Stock | $4.27K | $150 |
| EDConsolidated Edison Inc | Stock | $3.88K | $280 |
| ANFAbercrombie & Fitch Co | CL A | – | $3.70K |
| PGProcter & Gamble Co | Stock | $910 | $1.85K |
| BABoeing Co | Stock | $2.60K | – |
| FFord Motor Co | Stock | – | $2.04K |
| INTCIntel Corp | Stock | $1.42K | – |
| SHELShell plc | ADR | – | $1.07K |
| BPBP PLC | ADR | – | $795 |
| WMTWalmart Inc. | Stock | – | $630 |
| DISWalt Disney Co | Stock | – | $118 |
| MATMattel Inc | COM | – | $85 |
| Invesco QQQ Trust Series I46090E103 | ETF | – | $42 |
| PFEPfizer Inc | Stock | – | $31 |
| AMZNAmazon Com Inc | Stock | – | $30 |
| DDominion Energy, Inc | Stock | – | $30 |
| iShares Russell 2000 ETF464287655 | ETF | – | $24 |
| CSCOCisco Systems, Inc. | Stock | $10 | $11 |
| SPYSPDR S&P 500 ETF Trust | ETF | – | $6 |
| CCitigroup Inc | Stock | – | $5 |
| DDDuPont de Nemours, Inc. | COM | – | $5 |
| AAPLApple Inc. | Stock | – | $4 |
Sold out since Q3 2022 (61)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| BRK.BBerkshire Hathaway Inc | Stock | 17,779 | $4.75M | 0.7% | History |
| ProShares Tr74347B235 | PSHS SHORT DOW30 | 37,170 | $1.44M | 0.2% | – |
| Abrdn ETFs003261203 | BBRG ALL COMMDY | 37,176 | $1.29M | 0.2% | – |
| BRGBluerock Residential Growth REIT, Inc. | COM CL A | 43,638 | $1.17M | 0.2% | History |
| BALLBALL Corp | COM | 22,500 | $1.09M | 0.2% | History |
| First Tr Exchange-Traded FD33734X184 | UTILITIES ALPH | 33,657 | $1.03M | 0.2% | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 8,278 | $860.0K | 0.1% | – |
| Invesco Exchange Traded FD T46137V480 | S&P SMCP VLU MNT | 19,215 | $792.0K | 0.1% | – |
| WisdomTree Bloomberg US Dollar Bullish Fund97717W471 | ETF | 26,386 | $786.0K | 0.1% | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 18,446 | $757.0K | 0.1% | – |
| SPDR Index Shs FDS78463X152 | ST STR SP N AM | 15,329 | $731.0K | 0.1% | – |
| BSTBlackRock Science & Technology Trust | SHS | 18,010 | $529.0K | 0.1% | History |
| CMPCompass Minerals International Inc | Stock | 13,186 | $508.0K | 0.1% | History |
| BPYPPBrookfield Property Partners L.P. | PREFERRED | 22,837 | $433.0K | 0.1% | History |
| PINSPinterest, Inc. | CL A | 18,480 | $431.0K | 0.1% | History |
| TEAMAtlassian Corp | CL A | 2,032 | $428.0K | 0.1% | History |
| TWTRTwitter, Inc. | COM | 9,703 | $425.0K | 0.1% | History |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 6,389 | $422.0K | 0.1% | – |
| iShares Russell Midcap ETF464287499 | ETF | 6,347 | $394.0K | 0.1% | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 7,704 | $386.0K | 0.1% | – |
| HCM Dividend Sector Plus CL Inv66538G627 | CL I | 23,046 | $363.0K | 0.1% | – |
| CMS.PCCMS Energy Corp | PRF | 21,000 | $359.0K | 0.1% | History |
| DOVDOVER Corp | COM | 2,560 | $298.0K | <0.1% | History |
| CHXChampionX Corp | COM | 15,240 | $298.0K | <0.1% | History |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 11,628 | $291.0K | <0.1% | – |
| Simplify Exchange Traded Fun82889N855 | SIMPLIFY INTERST | 3,871 | $264.0K | <0.1% | – |
| RIVNRivian Automotive, Inc. | Stock | 7,959 | $262.0K | <0.1% | History |
| PRUPrudential Financial Inc | Stock | 3,040 | $261.0K | <0.1% | History |
| GNRCGenerac Holdings Inc. | Stock | 1,459 | $260.0K | <0.1% | History |
| ADPAutomatic Data Processing Inc | Stock | 1,144 | $259.0K | <0.1% | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 5,320 | $258.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 21,283 | $253.0K | <0.1% | – |
| First Tr Global FDS SML CP CL A ETFG3R761153 | ETF | 9,700 | $245.0K | <0.1% | – |
| MRVLMarvell Technology, Inc. | COM | 5,507 | $236.0K | <0.1% | History |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 6,381 | $228.0K | <0.1% | – |
| LITELumentum Holdings Inc. | COM | 3,317 | $227.0K | <0.1% | History |
| BW.PABabcock & Wilcox Enterprises, Inc. | PRF | 11,781 | $226.0K | <0.1% | History |
| KVHIKVH Industries Inc | COM | 24,400 | $225.0K | <0.1% | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 2,183 | $224.0K | <0.1% | – |
| DEODiageo PLC | SPON ADR NEW | 1,314 | $223.0K | <0.1% | History |
| Paramount Global92556H206 | CL B | 11,706 | $223.0K | <0.1% | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 4,550 | $218.0K | <0.1% | – |
| XIFRXPLR Infrastructure, LP | COM UNIT PART IN | 3,015 | $218.0K | <0.1% | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 5,038 | $217.0K | <0.1% | – |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 8,539 | $215.0K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F649 | FT VEST NAS | 11,541 | $210.0K | <0.1% | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 1,002 | $207.0K | <0.1% | – |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 13,301 | $207.0K | <0.1% | History |
| COINCoinbase Global, Inc. | COM CL A | 3,163 | $204.0K | <0.1% | History |
| iShares Tr464288638 | ISHS 5-10YR INVT | 4,162 | $201.0K | <0.1% | – |
| LYTSLsi Industries Inc | COM | 25,100 | $193.0K | <0.1% | History |
| CTGComputer Task Group Inc | COM | 25,800 | $173.0K | <0.1% | History |
| USALiberty All Star Equity Fund | SH BEN INT | 27,589 | $153.0K | <0.1% | History |
| HLNHaleon plc | ADR | 24,346 | $148.0K | <0.1% | History |
| CIMChimera Investment Corp | COM NEW | 20,573 | $107.0K | <0.1% | History |
| Morgan Stanley BK N A CD Zero LKD 2361765QHH5 | ETF | 36,000 | $38.0K | <0.1% | – |
| DRRXDurect Corp | COM | 25,000 | $14.0K | <0.1% | History |
| TLPHTalphera, Inc. | COM | 50,000 | $10.0K | <0.1% | History |
| ATP Oil & Gas Corp00208J108 | COM | 62,860 | $0 | 0.0% | – |
| IBIZ Technology45103B205 | COM | 200,000 | $0 | 0.0% | – |
| Image Innovations Hldgs Inc Com45248A104 | COM | 74,000 | $0 | 0.0% | – |