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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2021 年第 4 季持倉

持倉截至 2021/12/31，2022/1/18 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
693
較 2021 年第 3 季 +11
總值
$10.3 億
較 2021 年第 3 季 +$1.14 億 (+12.4%)
申報日
2022/1/18
SEC
Kovack Advisors, Inc. 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
ProShares Tr74348A210SHRT RUSSELL200011,450$23.9 萬<0.1%−28,950−71.7%減碼–
EXCExelon CorpStock4,181$24.2 萬<0.1%+4,181新進歷史
DBXDropbox, Inc.CL A10,003$24.5 萬<0.1%+10,003新進歷史
KBSRKBS Real Estate Investment Trust III, Inc.COM36,324$24.5 萬<0.1%+204+0.6%加碼歷史
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM7,566$24.6 萬<0.1%00.0%不變歷史
First Tr Global FDS SML CP CL A ETFG3R761153ETF9,700$24.7 萬<0.1%00.0%不變–
Invesco Dynamic CRDT Op CL Ax Nav CF46091B207CF19,951$24.8 萬<0.1%+19,951新進–
iShares Tr46428743220 YR TR BD ETF1,683$24.9 萬<0.1%+1,683新進–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD9,726$24.9 萬<0.1%+592+6.5%加碼歷史
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT4,094$24.9 萬<0.1%00.0%不變歷史
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF9,571$25.0 萬<0.1%−2,449−20.4%減碼–
Graniteshares ETF Tr38747R306HIPS US HIGH INC16,434$25.1 萬<0.1%+16,434新進–
iShares Tr4642874571 3 YR TREAS BD2,950$25.2 萬<0.1%−3,895−56.9%減碼–
EDConsolidated Edison IncStock2,967$25.3 萬<0.1%+2,967新進歷史
AAgilent Technologies, Inc.COM1,592$25.4 萬<0.1%+19+1.2%加碼歷史
ELEstee Lauder Companies IncCL A687$25.4 萬<0.1%+20+3.0%加碼歷史
TFCTruist Financial CorpCOM4,340$25.4 萬<0.1%+481+12.5%加碼歷史
VSTOVista Outdoor Inc.COM5,519$25.4 萬<0.1%−3,176−36.5%減碼歷史
First Tr Exchange-Traded Alp33735J101COM SHS3,646$25.5 萬<0.1%+10.0%加碼–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN3,527$25.5 萬<0.1%−1,225−25.8%減碼–
OBDCBlue Owl Capital CorpCOM18,253$25.8 萬<0.1%−5,000−21.5%減碼歷史
First Tr Exchange-Traded FD33734X176TECH ALPHADEX1,972$26.0 萬<0.1%−1,191−37.7%減碼–
PBTPermian Basin Royalty TrustUNIT BEN INT25,750$26.0 萬<0.1%00.0%不變歷史
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE4,263$26.4 萬<0.1%−5,220−55.0%減碼–
AFRMAffirm Holdings, Inc.COM CL A2,621$26.4 萬<0.1%+110+4.4%加碼歷史
VTRSViatris IncStock19,566$26.5 萬<0.1%−6,789−25.8%減碼歷史
First Tr Exchng Traded FD VI33740F649FT VEST NAS11,274$26.5 萬<0.1%+11,274新進–
NGVTIngevity CorpCOM3,692$26.5 萬<0.1%+657+21.6%加碼歷史
WIREEncore Wire CorpCOM1,865$26.7 萬<0.1%+1,865新進歷史
iShares Russell 1000 Value ETF464287598ETF1,595$26.8 萬<0.1%+1+0.1%加碼–
SCCOSouthern Copper CorpStock4,351$26.9 萬<0.1%+4,351新進歷史
TXNTexas Instruments IncStock1,429$26.9 萬<0.1%−586−29.1%減碼歷史
Amplify ETF Tr032108888BLACKSWAN GRWT7,840$27.1 萬<0.1%+7,840新進–
GESGuess IncCOM11,430$27.1 萬<0.1%−900−7.3%減碼歷史
iShares Tr464287796U.S. ENERGY ETF9,031$27.2 萬<0.1%−885−8.9%減碼–
MVTBlackRock Munivest Fund II, Inc.COM17,140$27.2 萬<0.1%+1,320+8.3%加碼歷史
LTHMLivent Corp.COM11,175$27.2 萬<0.1%+11,175新進歷史
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR3,369$27.3 萬<0.1%+3,369新進–
UUnity Software Inc.COM1,906$27.3 萬<0.1%+225+13.4%加碼歷史
DDDuPont de Nemours, Inc.COM3,384$27.3 萬<0.1%+116+3.5%加碼歷史
RFICohen & Steers Total Return Realty Fund IncCOM16,000$27.5 萬<0.1%00.0%不變歷史
BNYBank of New York Mellon CorpStock4,818$28.0 萬<0.1%−86−1.8%減碼歷史
ANETArista Networks, Inc.COM1,958$28.1 萬<0.1%+1,958新進歷史
Griffin Cap Essent Asset CL E Opf39818P880COM42,248$28.1 萬<0.1%00.0%不變–
WESWestern Midstream Partners, LPCOM UNIT LP INT12,650$28.2 萬<0.1%00.0%不變歷史
RSGRepublic Services, Inc.COM2,033$28.3 萬<0.1%−38−1.8%減碼歷史
iShares Inc46434G855MSCI GBL GOLD MN10,500$28.3 萬<0.1%−342−3.2%減碼–
SMSISmith Micro Software, Inc.COM NEW57,875$28.5 萬<0.1%+5,725+11.0%加碼歷史
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV7,200$28.6 萬<0.1%−1,294−15.2%減碼–
WYNNWynn Resorts LtdCOM3,375$28.7 萬<0.1%+554+19.6%加碼歷史
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT8,008$28.7 萬<0.1%−12−0.1%減碼歷史
PNCPNC Financial Services Group, Inc.Stock1,440$28.9 萬<0.1%+1,440新進歷史
Westpac Banking Corp961214301SPONSORED ADR18,800$29.0 萬<0.1%−700−3.6%減碼–
iShares Tr46434VBA7IBONDS DEC22 ETF11,628$29.2 萬<0.1%+128+1.1%加碼–
CECelanese CorpStock1,750$29.4 萬<0.1%+1+0.1%加碼歷史
ETREntergy CorpCOM2,608$29.4 萬<0.1%00.0%不變歷史
KMBKimberly Clark CorpStock2,068$29.5 萬<0.1%−211−9.3%減碼歷史
PSXPhillips 66Stock4,067$29.5 萬<0.1%+111+2.8%加碼歷史
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF5,956$29.5 萬<0.1%−3,764−38.7%減碼–
PLTRPalantir Technologies Inc.Stock16,248$29.6 萬<0.1%+1,062+7.0%加碼歷史
LKQLKQ CorpCOM4,962$29.8 萬<0.1%−120−2.4%減碼歷史
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF2,253$29.9 萬<0.1%+294+15.0%加碼–
PMPhilip Morris International Inc.Stock3,151$29.9 萬<0.1%−1,716−35.3%減碼歷史
URIUnited Rentals, Inc.COM899$29.9 萬<0.1%+51+6.0%加碼歷史
GBTCGrayscale Bitcoin Trust ETFETF8,757$30.0 萬<0.1%+1,075+14.0%加碼歷史
DBDDiebold Nixdorf, IncCOM33,131$30.0 萬<0.1%−4,102−11.0%減碼歷史
DNPDNP Select Income Fund IncCOM27,686$30.1 萬<0.1%+2,676+10.7%加碼歷史
BAMBrookfield Asset Management Ltd.CL A LTD VT SH4,986$30.1 萬<0.1%−511−9.3%減碼歷史
ASMLASML Holding NVADR383$30.5 萬<0.1%+7+1.9%加碼歷史
Vanguard Financials ETF92204A405ETF3,157$30.5 萬<0.1%+689+27.9%加碼–
iShares Tr46435U366SELF DRIVNG EV5,643$30.6 萬<0.1%−9,900−63.7%減碼–
NDAQNasdaq, Inc.COM1,460$30.7 萬<0.1%+1,460新進歷史
iShares Tr464288281JPMORGAN USD EMG2,833$30.9 萬<0.1%−452−13.8%減碼–
PEGPublic Service Enterprise Group IncCOM4,637$30.9 萬<0.1%+4,637新進歷史
VRSNVerisign IncCOM1,218$30.9 萬<0.1%+200+19.6%加碼歷史
ARK Blockchain & Fintech Innovation ETF00214Q708ETF7,590$31.0 萬<0.1%−268−3.4%減碼–
PHParker-Hannifin CorpStock975$31.0 萬<0.1%+209+27.3%加碼歷史
Dimensional ETF Trust25434V104US CORE EQT MKT9,428$31.1 萬<0.1%+1,146+13.8%加碼–
TROWPrice T Rowe Group IncStock1,590$31.3 萬<0.1%−1,798−53.1%減碼歷史
iShares IV PLC Usd Ultrash BD ETFG4955M341ETF3,150$31.3 萬<0.1%00.0%不變–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM29,465$31.4 萬<0.1%−255−0.9%減碼歷史
iShares Tr464287812US CONSM STAPLES1,574$31.5 萬<0.1%+1,574新進–
OXYOccidental Petroleum CorpStock10,910$31.6 萬<0.1%−250−2.2%減碼歷史
BGSB&G Foods, Inc.COM10,283$31.6 萬<0.1%−4,514−30.5%減碼歷史
PRUPrudential Financial IncStock2,925$31.7 萬<0.1%−169−5.5%減碼歷史
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF5,800$31.7 萬<0.1%−775−11.8%減碼–
FTCVFintech Acquisition Corp VCOM CL A32,000$31.7 萬<0.1%+32,000新進歷史
SYKStryker CorpStock1,190$31.8 萬<0.1%−990−45.4%減碼歷史
STXSStereotaxis, Inc.COM NEW51,315$31.8 萬<0.1%+51,315新進歷史
SPDR Ser Tr78464A813S&P 600 SML CAP3,200$31.8 萬<0.1%00.0%不變–
KDKyndryl Holdings, Inc.Stock17,649$31.9 萬<0.1%+17,649新進歷史
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM5,064$32.0 萬<0.1%+5,064新進–
iShares S&P Small-Cap 600 Growth ETF464287887ETF2,311$32.1 萬<0.1%−11−0.5%減碼–
ANSSAnsys IncCOM801$32.1 萬<0.1%−540−40.3%減碼歷史
ZBRAZebra Technologies CorpCL A543$32.3 萬<0.1%−48−8.1%減碼歷史
JQCNuveen Credit Strategies Income FundCOM SHS50,161$32.6 萬<0.1%−17,057−25.4%減碼歷史
BHKBlackRock Core Bond TrustSHS BEN INT19,805$32.7 萬<0.1%+2,101+11.9%加碼歷史
SOFISoFi Technologies, Inc.Stock20,791$32.9 萬<0.1%+1,909+10.1%加碼歷史
KKRKKR & Co. Inc.COM4,414$32.9 萬<0.1%+205+4.9%加碼歷史
CHXChampionX CorpCOM16,281$32.9 萬<0.1%+41+0.3%加碼歷史

選擇權（14 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
First Trust Cloud Computing ETF33734X192ETF$142.3 萬–
CSCOCisco Systems, Inc.Stock$1.40 萬$9.80 萬
ANFAbercrombie & Fitch CoCL A$1.80 萬$6.20 萬
AMZNAmazon Com IncStock$7.70 萬–
TSLATesla, Inc.Stock$3.20 萬–
PFEPfizer IncStock–$3.00 萬
FFord Motor CoStock–$2.90 萬
AAPLApple Inc.Stock$0$1.30 萬
DOCUDocuSign, Inc.Stock$5,000–
DBDDiebold Nixdorf, IncCOM–$4,000
DOWDow Inc.Stock–$2,000
MATMattel IncCOM–$2,000
BPBP PLCADR$1,000$0
TGTTarget CorpStock$1,000–

2021 年第 3 季之後清倉（75 檔）

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
Global X FDS37954Y228CLEANTECH ETF192,556$359.1 萬0.4%–
SPDR Ser Tr78468R655S&P KENSHO CLEAN38,187$358.8 萬0.4%–
Zix Corp98974P100COM357,950$253.1 萬0.3%–
First Trust Cloud Computing ETF33734X192ETF14,340$151.1 萬0.2%–
SPDR Series Trust78468R408ST TERM HIGH ETF41,661$114.1 萬0.1%–
UPSTUpstart Holdings, Inc.COM3,155$99.8 萬0.1%歷史
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS32,059$67.7 萬0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund27,975$64.3 萬0.1%–
SGENSeagen Inc.COM3,724$63.2 萬0.1%歷史
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY26,191$60.9 萬0.1%–
SPLKSplunk IncCOM3,855$55.8 萬0.1%歷史
NVRONevro CorpCOM4,700$54.7 萬0.1%歷史
BSCLBILI Social International, Inc.BULSHS 2021 CB23,430$49.4 萬0.1%歷史
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB22,895$49.3 萬0.1%–
PKGPackaging Corp of AmericaStock3,030$41.6 萬<0.1%歷史
iShares Tr464288588MBS ETF3,600$38.9 萬<0.1%–
iShares Tr464289883CORE 30 70 ETF9,617$38.0 萬<0.1%–
EMREmerson Electric CoStock3,984$37.5 萬<0.1%歷史
CCLCarnival Corp Ltd.UNIT 99/99/999914,739$36.9 萬<0.1%歷史
MKTXMarketaxess Holdings IncCOM872$36.7 萬<0.1%歷史
ACVVirtus Diversified Income & Convertible FundCOM10,500$35.6 萬<0.1%歷史
Legg Mason ETF Invt Tr52468L810WESTN ASET TTL13,000$35.0 萬<0.1%–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10010,223$33.8 萬<0.1%–
iShares Tr464287580US CONSUM DISCRE4,335$33.5 萬<0.1%–
FUBOFuboTV Inc.COM13,800$33.1 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF5,703$33.1 萬<0.1%–
Invesco Exch Traded FD Tr II46138E107EQUAL WEGT 0-309,000$32.7 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A4,522$32.7 萬<0.1%歷史
Invesco Exchange Traded FD T46137V621FINL PFD ETF17,188$32.6 萬<0.1%–
iShares Tr46435G672CORE INTL AGGR5,906$32.5 萬<0.1%–
CMICummins IncStock1,418$31.8 萬<0.1%歷史
NPTNNeophotonics CorpCOM36,500$31.8 萬<0.1%歷史
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,522$31.7 萬<0.1%–
DALDelta Air Lines, Inc.COM NEW7,280$31.0 萬<0.1%歷史
iShares U.S. Regional Banks ETF464288778ETF5,066$30.7 萬<0.1%–
TMDXTransMedics Group, Inc.COM9,200$30.4 萬<0.1%歷史
ZMZoom Communications, Inc.Stock1,127$29.5 萬<0.1%歷史
DKNGDraftKings Inc.COM CL A6,077$29.3 萬<0.1%歷史
TBBAT&T Inc.5.35% GBL NTS DUE 01/11/6610,900$28.6 萬<0.1%歷史
MDYSPDR S&P Midcap 400 ETF TrustETF591$28.4 萬<0.1%歷史
Fidelity Merrimack STR Tr316188309TOTAL BD ETF5,341$28.4 萬<0.1%–
CGNXCognex CorpCOM3,516$28.2 萬<0.1%歷史
AALAmerican Airlines Group Inc.Stock13,477$27.7 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD8,351$27.5 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF9,712$27.0 萬<0.1%–
HPHelmerich & Payne, Inc.COM9,776$26.8 萬<0.1%歷史
RHRHCOM400$26.7 萬<0.1%歷史
KDMNKadmon Holdings, Inc.COM30,000$26.1 萬<0.1%歷史
EXASExact Sciences CorpCOM2,635$25.2 萬<0.1%歷史
SYYSysco CorpStock3,150$24.7 萬<0.1%歷史
Steadfast Apartment REIT, Inc.85780P101COMMON STOCK15,664$24.4 萬<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -2,582$24.2 萬<0.1%歷史
LUVSouthwest Airlines CoCOM4,704$24.2 萬<0.1%歷史
HBANHuntington Bancshares IncCOM15,236$23.6 萬<0.1%歷史
YUMCYum China Holdings, Inc.COM4,045$23.5 萬<0.1%歷史
DMTKDermTech, Inc.COM7,300$23.4 萬<0.1%歷史
VTAInvesco Dynamic Credit Opportunities FundCOM19,938$23.3 萬<0.1%歷史
CHTRCharter Communications, Inc.CL A316$23.0 萬<0.1%歷史
RCLRoyal Caribbean Cruises LtdCOM2,505$22.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF3,035$22.2 萬<0.1%–
CTVACorteva, Inc.Stock5,238$22.0 萬<0.1%歷史
VTRVentas, Inc.REIT3,876$21.4 萬<0.1%歷史
MDLZMondelez International, Inc.Stock3,621$21.1 萬<0.1%歷史
iShares Tr4642874407-10 YR TRSY BD1,802$20.8 萬<0.1%–
KMIKinder Morgan, Inc.Stock12,358$20.7 萬<0.1%歷史
LBRDKLiberty Broadband CorpCOM SER C1,200$20.7 萬<0.1%歷史
JGHNuveen Global High Income FundSHS12,700$20.4 萬<0.1%歷史
CSGPCostar Group, Inc.COM2,348$20.2 萬<0.1%歷史
Griffin American Healthcare398183103COM32,842$18.4 萬<0.1%–
ZNGAZynga IncCL A23,420$17.6 萬<0.1%歷史
PBIPitney Bowes IncCOM21,272$15.3 萬<0.1%歷史
SANBanco Santander, S.A.ADR20,478$7.40 萬<0.1%歷史
ATP Oil & Gas Corp00208J108COM71,860$00.0%–
Advanced Viral Resh Corp Com007928104COM20,000$00.0%–
Anr - Contingent Rev Pymt Thru03634H118RT25,269$00.0%–