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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2021 年第 3 季持倉

持倉截至 2021/9/30，2021/11/3 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
682
較 2021 年第 2 季 +9
總值
$9.19 億
較 2021 年第 2 季 +$4,157 萬 (+4.7%)
申報日
2021/11/3
SEC
Kovack Advisors, Inc. 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Ssga Active ETF Tr78467V848ST STR TOTAL ETF5,271$25.5 萬<0.1%−776−12.8%減碼–
KKRKKR & Co. Inc.COM4,209$25.6 萬<0.1%+7+0.2%加碼歷史
LKQLKQ CorpCOM5,082$25.6 萬<0.1%+5,082新進歷史
KBSRKBS Real Estate Investment Trust III, Inc.COM36,120$25.7 萬<0.1%+135+0.4%加碼歷史
ETREntergy CorpCOM2,608$25.9 萬<0.1%+14+0.5%加碼歷史
GESGuess IncCOM12,330$25.9 萬<0.1%00.0%不變歷史
GBTCGrayscale Bitcoin Trust ETFETF7,682$26.0 萬<0.1%−4,015−34.3%減碼歷史
RFICohen & Steers Total Return Realty Fund IncCOM16,000$26.0 萬<0.1%00.0%不變歷史
BBBLACKBERRY LtdCOM26,720$26.0 萬<0.1%+10,250+62.2%加碼歷史
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF1,959$26.1 萬<0.1%−390−16.6%減碼–
KDMNKadmon Holdings, Inc.COM30,000$26.1 萬<0.1%+3,000+11.1%加碼歷史
CECelanese CorpStock1,749$26.3 萬<0.1%+1,749新進歷史
WESWestern Midstream Partners, LPCOM UNIT LP INT12,650$26.5 萬<0.1%00.0%不變歷史
iShares Tr464287234MSCI EMG MKT ETF5,274$26.6 萬<0.1%−58−1.1%減碼–
iShares Inc46434G855MSCI GBL GOLD MN10,842$26.7 萬<0.1%−4,640−30.0%減碼–
DNPDNP Select Income Fund IncCOM25,010$26.7 萬<0.1%+2,238+9.8%加碼歷史
RHRHCOM400$26.7 萬<0.1%−5−1.2%減碼歷史
TPVGTriplePoint Venture Growth BDC Corp.COM16,950$26.8 萬<0.1%+1,250+8.0%加碼歷史
HPHelmerich & Payne, Inc.COM9,776$26.8 萬<0.1%−122−1.2%減碼歷史
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF9,712$27.0 萬<0.1%00.0%不變–
IRMIron Mountain IncCOM6,218$27.0 萬<0.1%−4,222−40.4%減碼歷史
COINCoinbase Global, Inc.COM CL A1,201$27.3 萬<0.1%−93−7.2%減碼歷史
Griffin Cap Essent Asset CL E Opf39818P880COM42,248$27.4 萬<0.1%+56+0.1%加碼–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD8,351$27.5 萬<0.1%+122+1.5%加碼–
PSXPhillips 66Stock3,956$27.7 萬<0.1%−98−2.4%減碼歷史
AALAmerican Airlines Group Inc.Stock13,477$27.7 萬<0.1%+1,720+14.6%加碼歷史
WBAWalgreens Boots Alliance, Inc.COM5,877$27.7 萬<0.1%+1,677+39.9%加碼歷史
iShares Russell Mid-Cap Growth ETF464287481ETF2,479$27.8 萬<0.1%+3+0.1%加碼–
ASMLASML Holding NVADR376$28.0 萬<0.1%+22+6.2%加碼歷史
iShares Tr464287796U.S. ENERGY ETF9,916$28.0 萬<0.1%−1,167−10.5%減碼–
NYCAmerican Strategic Investment Co.COM34,768$28.1 萬<0.1%−26,891−43.6%減碼歷史
CGNXCognex CorpCOM3,516$28.2 萬<0.1%−50−1.4%減碼歷史
BIDUBaidu, Inc.ADR1,845$28.4 萬<0.1%−160−8.0%減碼歷史
MDYSPDR S&P Midcap 400 ETF TrustETF591$28.4 萬<0.1%+73+14.1%加碼歷史
Fidelity Merrimack STR Tr316188309TOTAL BD ETF5,341$28.4 萬<0.1%00.0%不變–
TBBAT&T Inc.5.35% GBL NTS DUE 01/11/6610,900$28.6 萬<0.1%+250+2.3%加碼歷史
LITELumentum Holdings Inc.COM3,442$28.8 萬<0.1%−278−7.5%減碼歷史
AZNAstraZeneca PLCSPONSORED ADR4,790$28.8 萬<0.1%+397+9.0%加碼歷史
DHIHorton D R IncCOM3,439$28.9 萬<0.1%+3,439新進歷史
Vanguard Consumer Discretionary ETF92204A108ETF938$29.1 萬<0.1%+77+8.9%加碼–
iShares Tr46434VBA7IBONDS DEC22 ETF11,500$29.1 萬<0.1%00.0%不變–
BHKBlackRock Core Bond TrustSHS BEN INT17,704$29.3 萬<0.1%+374+2.2%加碼歷史
DKNGDraftKings Inc.COM CL A6,077$29.3 萬<0.1%−1,228−16.8%減碼歷史
BAMBrookfield Asset Management Ltd.CL A LTD VT SH5,497$29.4 萬<0.1%+62+1.1%加碼歷史
ZMZoom Communications, Inc.Stock1,127$29.5 萬<0.1%−115−9.3%減碼歷史
AFLAflac IncStock5,687$29.6 萬<0.1%+511+9.9%加碼歷史
EXPEExpedia Group, Inc.Stock1,805$29.6 萬<0.1%+1,805新進歷史
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT8,020$29.6 萬<0.1%00.0%不變歷史
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,780$29.6 萬<0.1%+50+2.9%加碼–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM29,720$29.7 萬<0.1%+109+0.4%加碼歷史
TWTRTwitter, Inc.COM4,915$29.7 萬<0.1%+75+1.5%加碼歷史
PGRProgressive CorpStock3,297$29.8 萬<0.1%00.0%不變歷史
URIUnited Rentals, Inc.COM848$29.8 萬<0.1%−426−33.4%減碼歷史
AFRMAffirm Holdings, Inc.COM CL A2,511$29.9 萬<0.1%+2,511新進歷史
SOFISoFi Technologies, Inc.Stock18,882$30.0 萬<0.1%+2,951+18.5%加碼歷史
KMBKimberly Clark CorpStock2,279$30.2 萬<0.1%−342−13.0%減碼歷史
iShares S&P Small-Cap 600 Growth ETF464287887ETF2,322$30.2 萬<0.1%+16+0.7%加碼–
SPDR Ser Tr78464A813S&P 600 SML CAP3,200$30.3 萬<0.1%−800−20.0%減碼–
CHWYChewy, Inc.CL A4,458$30.4 萬<0.1%+1,432+47.3%加碼歷史
TMDXTransMedics Group, Inc.COM9,200$30.4 萬<0.1%+1,900+26.0%加碼歷史
First Tr Exchange Traded FD33738R795NASDAQ TRANSN9,866$30.4 萬<0.1%+10.0%加碼–
SWAVShockwave Medical, Inc.COM1,475$30.4 萬<0.1%+75+5.4%加碼歷史
MPCMarathon Petroleum CorpStock4,932$30.5 萬<0.1%+505+11.4%加碼歷史
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL7,201$30.5 萬<0.1%−2,300−24.2%減碼–
ZBRAZebra Technologies CorpCL A591$30.5 萬<0.1%+104+21.4%加碼歷史
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV8,494$30.5 萬<0.1%−89−1.0%減碼–
iShares U.S. Regional Banks ETF464288778ETF5,066$30.7 萬<0.1%00.0%不變–
BWABorgwarner IncCOM7,094$30.7 萬<0.1%+449+6.8%加碼歷史
DALDelta Air Lines, Inc.COM NEW7,280$31.0 萬<0.1%−50−0.7%減碼歷史
Sila Realty Trust Inc Class A146280102COM53,301$31.0 萬<0.1%+110+0.2%加碼–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF12,020$31.1 萬<0.1%+12,020新進–
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF6,575$31.1 萬<0.1%+200+3.1%加碼–
Amplify ETF Tr032108102ONLIN RETL ETF2,879$31.5 萬<0.1%−852−22.8%減碼–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,522$31.7 萬<0.1%+100+1.8%加碼–
iShares IV PLC Usd Ultrash BD ETFG4955M341ETF3,150$31.7 萬<0.1%00.0%不變–
CMICummins IncStock1,418$31.8 萬<0.1%−26−1.8%減碼歷史
NPTNNeophotonics CorpCOM36,500$31.8 萬<0.1%+36,500新進歷史
TJXTJX Companies IncStock4,839$31.9 萬<0.1%−175−3.5%減碼歷史
Schwab U.S. Large-Cap ETF808524201ETF3,076$32.0 萬<0.1%+7+0.2%加碼–
INMDInMode Ltd.SHS2,010$32.0 萬<0.1%+2,010新進歷史
PRUPrudential Financial IncStock3,094$32.5 萬<0.1%−7,010−69.4%減碼歷史
iShares Tr46435G672CORE INTL AGGR5,906$32.5 萬<0.1%+394+7.1%加碼–
EQIXEquinix IncCOM411$32.5 萬<0.1%+45+12.3%加碼歷史
Invesco Exchange Traded FD T46137V621FINL PFD ETF17,188$32.6 萬<0.1%+2,518+17.2%加碼–
Invesco Exch Traded FD Tr II46138E107EQUAL WEGT 0-309,000$32.7 萬<0.1%00.0%不變–
JDJD.com, Inc.SPON ADS CL A4,522$32.7 萬<0.1%+4,522新進歷史
ONOn Semiconductor CorpStock7,177$32.8 萬<0.1%+7,177新進歷史
OBDCBlue Owl Capital CorpCOM23,253$32.8 萬<0.1%−458−1.9%減碼歷史
OXYOccidental Petroleum CorpStock11,160$33.0 萬<0.1%−115−1.0%減碼歷史
State Street Materials Select Sector SPDR ETF81369Y100ETF4,182$33.1 萬<0.1%+179+4.5%加碼–
iShares Tr46435U713US INFRASTRUC9,702$33.1 萬<0.1%+9,702新進–
FUBOFuboTV Inc.COM13,800$33.1 萬<0.1%+4,450+47.6%加碼歷史
iShares Tr464288851US OIL GS EX ETF5,703$33.1 萬<0.1%00.0%不變–
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT14,650$33.3 萬<0.1%+3,483+31.2%加碼–
iShares Tr464287580US CONSUM DISCRE4,335$33.5 萬<0.1%+190+4.6%加碼–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10010,223$33.8 萬<0.1%−78−0.8%減碼–
iShares Core MSCI EM IMI UCITS ETF (Acc)G49507836ETF9,415$33.8 萬<0.1%00.0%不變–
SPDR Series Trust78468R622ST BLOO HIGH ETF3,125$34.2 萬<0.1%+211+7.2%加碼–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN4,752$34.2 萬<0.1%−1,425−23.1%減碼–
PEOAdams Natural Resources Fund, Inc.COM21,998$34.5 萬<0.1%−2,036−8.5%減碼歷史

選擇權（22 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
CLFCleveland-Cliffs Inc.COM$32.1 萬–
ANFAbercrombie & Fitch CoCL A$3,000$9.80 萬
CSCOCisco Systems, Inc.Stock$5.00 萬$4.80 萬
AMZNAmazon Com IncStock$4.80 萬–
FFord Motor CoStock–$1.90 萬
METAMeta Platforms, Inc.Stock$1.30 萬–
PFEPfizer IncStock–$7,000
AAPLApple Inc.Stock$3,000$4,000
CCLCarnival Corp Ltd.UNIT 99/99/9999–$6,000
GESGuess IncCOM–$6,000
DOWDow Inc.Stock–$4,000
MCDMcDonalds CorpStock–$4,000
AALAmerican Airlines Group Inc.Stock–$3,000
DOCUDocuSign, Inc.Stock$3,000–
CRWDCrowdStrike Holdings, Inc.Stock$2,000–
PBIPitney Bowes IncCOM–$2,000
MATMattel IncCOM–$2,000
DBDDiebold Nixdorf, IncCOM–$2,000
KOCoca Cola CoStock$1,000–
BPBP PLCADR–$1,000
BABoeing CoStock$1,000$0
AZNAstraZeneca PLCSPONSORED ADR–$1,000

2021 年第 2 季之後清倉（66 檔）

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
DLWR Ivy SC an TCH CL I466001807CL INSTL11,320$129.1 萬0.1%–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET8,694$83.9 萬0.1%歷史
UNMUnum GroupStock26,086$74.1 萬0.1%歷史
DBXDropbox, Inc.CL A23,513$71.3 萬0.1%歷史
Ivy FDS Inc Hi Inc FD CL I466000122MUTUAL84,380$60.5 萬0.1%–
GLWCorning IncCOM13,014$53.2 萬0.1%歷史
NVCRNovoCure LtdORD SHS2,308$51.2 萬0.1%歷史
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL6,368$49.1 萬0.1%–
ADXAdams Diversified Equity Fund, Inc.COM24,000$47.4 萬0.1%歷史
Telephone & Data System 5.875879433795NTS15,050$39.6 萬<0.1%–
USBUS Bancorp DECOM NEW6,592$37.6 萬<0.1%歷史
Qwest 6 75 NTS74913G873NTS14,000$37.5 萬<0.1%–
PBCTPeople's United Financial, Inc.COM20,269$34.7 萬<0.1%歷史
PDACPeridot Acquisition Corp.SHS CL A27,811$33.9 萬<0.1%歷史
VanEck ETF Trust92189H607OIL SERVICES ETF1,277$33.3 萬<0.1%–
FIGSFIGS, Inc.CL A6,524$32.7 萬<0.1%歷史
LMNDLemonade, Inc.Stock2,930$32.1 萬<0.1%歷史
NIONIO Inc.ADR5,974$31.8 萬<0.1%歷史
KLICKulicke & Soffa Industries IncCOM5,137$31.4 萬<0.1%歷史
ZZillow Group, Inc.CL C CAP STK2,547$31.1 萬<0.1%歷史
STNEStoneCo Ltd.COM4,635$31.1 萬<0.1%歷史
iShares Inc464286426MSCI EM ASIA ETF3,356$31.0 萬<0.1%–
ESIElement Solutions IncCOM13,200$30.9 萬<0.1%歷史
MER.PKBank of America CorpEquities11,425$30.9 萬<0.1%歷史
First Trust Financials Alphadex Fund33734X135ETF6,877$30.0 萬<0.1%–
Assured Guaranty Mun Hldgs 5 60 NTS04623A403NTS11,590$29.7 萬<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO3,053$29.5 萬<0.1%–
HAYWHayward Holdings, Inc.COM11,176$29.1 萬<0.1%歷史
KRKroger CoStock6,912$26.5 萬<0.1%歷史
VIAVViavi Solutions Inc.COM14,925$26.4 萬<0.1%歷史
WEXWEX Inc.COM1,358$26.3 萬<0.1%歷史
WYWeyerhaeuser CoCOM NEW7,329$25.2 萬<0.1%歷史
CHDChurch & Dwight Co IncCOM2,866$24.4 萬<0.1%歷史
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS9,380$24.3 萬<0.1%–
QVC 6 250 SNR Secd NTS747262400NTS9,102$24.1 萬<0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST11,458$23.6 萬<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT1,434$23.2 萬<0.1%歷史
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD5,230$23.2 萬<0.1%–
BYNDBeyond Meat, Inc.COM1,473$23.2 萬<0.1%歷史
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST3,225$22.9 萬<0.1%–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH4,496$22.9 萬<0.1%–
HNWPioneer Diversified High Income Fund, Inc.COM14,921$22.7 萬<0.1%歷史
Delaware Ivy MD CP GR CL I466001609CL INSTL4,845$22.0 萬<0.1%–
RBLXRoblox CorpStock2,436$21.9 萬<0.1%歷史
APPSDigital Turbine, Inc.COM NEW2,850$21.7 萬<0.1%歷史
EAElectronic Arts Inc.COM1,510$21.7 萬<0.1%歷史
ETF Managers Tr26924G102PRIME JUNIR SLVR14,125$21.5 萬<0.1%–
ILMNIllumina, Inc.COM452$21.4 萬<0.1%歷史
ATVIActivision Blizzard, Inc.COM2,241$21.4 萬<0.1%歷史
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM7,765$21.1 萬<0.1%歷史
SVCService Properties TrustCOM SH BEN INT16,728$21.1 萬<0.1%歷史
Credit Suisse Group225401108SPONSORED ADR20,098$21.1 萬<0.1%–
FCXFreeport-McMoran IncStock5,664$21.0 萬<0.1%歷史
XYLXylem Inc.COM1,750$21.0 萬<0.1%歷史
SFIXStitch Fix, Inc.Stock3,431$20.7 萬<0.1%歷史
SCCOSouthern Copper CorpStock3,201$20.6 萬<0.1%歷史
Barrick Gold Corp067901108COM9,977$20.6 萬<0.1%–
RPMRPM International IncCOM2,324$20.6 萬<0.1%歷史
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF5,186$20.5 萬<0.1%–
PAIWestern Asset Investment Grade Income Fund Inc.COM13,000$20.3 萬<0.1%歷史
TDToronto Dominion BankStock2,873$20.1 萬<0.1%歷史
BKTBlackRock Income Trust, Inc.COM21,238$13.5 萬<0.1%歷史
Inventrust Pptys Corp46124J102COM65,349$8.50 萬<0.1%–
NWBONorthwest Biotherapeutics IncCOM25,000$3.70 萬<0.1%歷史
Hospitality Invs Ord44107J108COM43,544$2.20 萬<0.1%–
Dean Foods Co New Com New242370203Common Stock33,000$1,000<0.1%–