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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2021 年第 3 季持倉

持倉截至 2021/9/30，2021/11/3 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
682
較 2021 年第 2 季 +9
總值
$9.19 億
較 2021 年第 2 季 +$4,157 萬 (+4.7%)
申報日
2021/11/3
SEC
Kovack Advisors, Inc. 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
ATP Oil & Gas Corp00208J108COM71,860$00.0%+71,860新進–
Advanced Viral Resh Corp Com007928104COM20,000$00.0%+20,000新進–
Anr - Contingent Rev Pymt Thru03634H118RT25,269$00.0%00.0%不變–
HCMCHealthier Choices Management Corp.COM750,000$00.0%00.0%不變歷史
IBIZ Technology45103B205COM200,000$00.0%+200,000新進–
Image Innovations Hldgs Inc Com45248A104COM74,000$00.0%+74,000新進–
Max Sound Corp.57776X109COM300,000$00.0%00.0%不變–
Sierra Income Corp Com82632T100COMMON32,310$00.0%+54+0.2%加碼–
Business Dev Corporation of Amer12325J101Closed End Funds73,792$1,000<0.1%+52+0.1%加碼–
PPJ Healthcare Enterprises Ord69353D505ORD500,000$1,000<0.1%00.0%不變–
Biotech Medics Ord090699307ORD80,000$5,000<0.1%00.0%不變–
FS Energy and Power Fund30264D109COM59,264$8,000<0.1%+2,565+4.5%加碼–
Highlands REIT, Inc.43110A104COM75,075$1.10 萬<0.1%+8,915+13.5%加碼–
Grilled Cheese Truck Ord39850T105ORD40,000$1.70 萬<0.1%00.0%不變–
Western Magnesium Corp95855T102COM57,882$2.10 萬<0.1%+57,882新進–
TLPHTalphera, Inc.COM46,000$4.70 萬<0.1%+5,000+12.2%加碼歷史
SANBanco Santander, S.A.ADR20,478$7.40 萬<0.1%00.0%不變歷史
NCMINational CineMedia, Inc.COM23,237$8.30 萬<0.1%00.0%不變歷史
Healthcare Trust Inc42226B105REIT26,196$12.6 萬<0.1%+584+2.3%加碼–
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM24,643$14.5 萬<0.1%+2,500+11.3%加碼歷史
PBTPermian Basin Royalty TrustUNIT BEN INT25,750$14.8 萬<0.1%00.0%不變歷史
PBIPitney Bowes IncCOM21,272$15.3 萬<0.1%00.0%不變歷史
NSLNuveen Senior Income FundCOM27,400$16.0 萬<0.1%−2,000−6.8%減碼歷史
PNNTPennantpark Investment CorpCOM25,300$16.4 萬<0.1%+1,800+7.7%加碼歷史
ORCOrchid Island Capital, Inc.COM33,591$16.4 萬<0.1%+5,963+21.6%加碼歷史
ZNGAZynga IncCL A23,420$17.6 萬<0.1%−9,040−27.8%減碼歷史
Griffin American Healthcare398183103COM32,842$18.4 萬<0.1%00.0%不變–
GUTGabelli Utility TrustCOM24,154$19.0 萬<0.1%+2,249+10.3%加碼歷史
CSXCSX CorpStock6,726$20.0 萬<0.1%+6,726新進歷史
ELEstee Lauder Companies IncCL A667$20.0 萬<0.1%+667新進歷史
MARMarriott International IncStock1,365$20.2 萬<0.1%+1,365新進歷史
CSGPCostar Group, Inc.COM2,348$20.2 萬<0.1%+2,348新進歷史
JGHNuveen Global High Income FundSHS12,700$20.4 萬<0.1%−1,000−7.3%減碼歷史
NAZNuveen Arizona Quality Municipal Income FundCOM13,008$20.4 萬<0.1%00.0%不變歷史
State Street SPDR S&P Regional Banking ETF78464A698ETF3,020$20.5 萬<0.1%+3,020新進–
KMIKinder Morgan, Inc.Stock12,358$20.7 萬<0.1%+12,358新進歷史
LBRDKLiberty Broadband CorpCOM SER C1,200$20.7 萬<0.1%+1,200新進歷史
iShares Tr4642874407-10 YR TRSY BD1,802$20.8 萬<0.1%+4+0.2%加碼–
VRSNVerisign IncCOM1,018$20.9 萬<0.1%+1,018新進歷史
GPIGroup 1 Automotive IncCOM1,113$20.9 萬<0.1%+1,113新進歷史
OTISOtis Worldwide CorpStock2,554$21.0 萬<0.1%−196−7.1%減碼歷史
MDLZMondelez International, Inc.Stock3,621$21.1 萬<0.1%+3,621新進歷史
UUnity Software Inc.COM1,681$21.2 萬<0.1%+1,681新進歷史
AWKAmerican Water Works Company, Inc.Stock1,257$21.3 萬<0.1%+1,257新進歷史
VTRVentas, Inc.REIT3,876$21.4 萬<0.1%+3+0.1%加碼歷史
PHParker-Hannifin CorpStock766$21.4 萬<0.1%+44+6.1%加碼歷史
PIMCO Active Bond Exchange-Traded Fund72201R775ETF1,963$21.7 萬<0.1%+132+7.2%加碼–
NGVTIngevity CorpCOM3,035$21.7 萬<0.1%+314+11.5%加碼歷史
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD10,730$21.8 萬<0.1%+600+5.9%加碼–
DSLDoubleLine Income Solutions FundCOM12,330$21.9 萬<0.1%+12,330新進歷史
CTVACorteva, Inc.Stock5,238$22.0 萬<0.1%−101−1.9%減碼歷史
First Tr Exchange Traded FD33734X143HLTH CARE ALPH1,854$22.1 萬<0.1%00.0%不變–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF3,035$22.2 萬<0.1%−374−11.0%減碼–
GSBDGoldman Sachs BDC, Inc.SHS12,100$22.2 萬<0.1%+200+1.7%加碼歷史
DDDuPont de Nemours, Inc.COM3,268$22.2 萬<0.1%−613−15.8%減碼歷史
NSCNorfolk Southern CorpStock931$22.3 萬<0.1%+1+0.1%加碼歷史
RCLRoyal Caribbean Cruises LtdCOM2,505$22.3 萬<0.1%00.0%不變歷史
HZNPHorizon Therapeutics Public Ltd CoSHS2,040$22.3 萬<0.1%+2,040新進歷史
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,880$22.4 萬<0.1%−67−3.4%減碼–
TFCTruist Financial CorpCOM3,859$22.6 萬<0.1%+134+3.6%加碼歷史
MNManning & Napier, Inc.CL A24,704$22.6 萬<0.1%00.0%不變歷史
First Trust Multi Cap Growth Alphadex Fund33733F101ETF1,923$22.7 萬<0.1%+1,923新進–
First Tr Exchange-Traded Alp33735K108COM SHS2,042$22.7 萬<0.1%+2,042新進–
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM7,566$22.8 萬<0.1%00.0%不變歷史
Vanguard Financials ETF92204A405ETF2,468$22.9 萬<0.1%−80−3.1%減碼–
iShares Tr464287333GLOBAL FINLS ETF2,914$22.9 萬<0.1%−79−2.6%減碼–
PDCOPatterson Companies, Inc.COM7,608$22.9 萬<0.1%+7,608新進歷史
CHTRCharter Communications, Inc.CL A316$23.0 萬<0.1%+316新進歷史
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT4,094$23.0 萬<0.1%+10.0%加碼歷史
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD9,134$23.1 萬<0.1%+233+2.6%加碼歷史
VTAInvesco Dynamic Credit Opportunities FundCOM19,938$23.3 萬<0.1%−2,832−12.4%減碼歷史
DMTKDermTech, Inc.COM7,300$23.4 萬<0.1%+1,500+25.9%加碼歷史
VBFInvesco Bond FundCOM11,500$23.4 萬<0.1%00.0%不變歷史
First Tr Exchange-Traded Alp33735J101COM SHS3,645$23.5 萬<0.1%−2,243−38.1%減碼–
YUMCYum China Holdings, Inc.COM4,045$23.5 萬<0.1%+20.0%加碼歷史
SPDR Series Trust78464A284ST NUVE HIGH ETF3,917$23.5 萬<0.1%+3+0.1%加碼–
HBANHuntington Bancshares IncCOM15,236$23.6 萬<0.1%+15,236新進歷史
WYNNWynn Resorts LtdCOM2,821$23.9 萬<0.1%+2,821新進歷史
MVTBlackRock Munivest Fund II, Inc.COM15,820$24.1 萬<0.1%00.0%不變歷史
GLADGladstone Capital CorpCOM21,338$24.1 萬<0.1%+21,338新進歷史
ARK ETF Tr00214Q203AUTNMUS TECHNLGY3,097$24.2 萬<0.1%+324+11.7%加碼–
LYBLyondellBasell Industries N.V.SHS - A -2,582$24.2 萬<0.1%+2,582新進歷史
LUVSouthwest Airlines CoCOM4,704$24.2 萬<0.1%+4,704新進歷史
Steadfast Apartment REIT, Inc.85780P101COMMON STOCK15,664$24.4 萬<0.1%+15,664新進–
ZENZendesk, Inc.COM2,105$24.5 萬<0.1%00.0%不變歷史
Vanguard Star FDS921909768VG TL INTL STK F3,891$24.6 萬<0.1%+569+17.1%加碼–
First Tr Global FDS SML CP CL A ETFG3R761153ETF9,700$24.6 萬<0.1%00.0%不變–
SYYSysco CorpStock3,150$24.7 萬<0.1%−3,550−53.0%減碼歷史
PAAPlains All American Pipeline LPUNIT LTD PARTN24,239$24.7 萬<0.1%+4,518+22.9%加碼歷史
AAgilent Technologies, Inc.COM1,573$24.8 萬<0.1%+1,573新進歷史
iShares Russell 1000 Value ETF464287598ETF1,594$24.9 萬<0.1%+180+12.7%加碼–
RSGRepublic Services, Inc.COM2,071$24.9 萬<0.1%00.0%不變歷史
Dimensional ETF Trust25434V104US CORE EQT MKT8,282$25.0 萬<0.1%+8,282新進–
NUENucor CorpCOM2,545$25.1 萬<0.1%+445+21.2%加碼歷史
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX6,000$25.1 萬<0.1%+6,000新進–
EXASExact Sciences CorpCOM2,635$25.2 萬<0.1%00.0%不變歷史
SMSISmith Micro Software, Inc.COM NEW52,150$25.2 萬<0.1%+800+1.6%加碼歷史
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,356$25.3 萬<0.1%−534−13.7%減碼–
MTNVail Resorts IncCOM757$25.3 萬<0.1%00.0%不變歷史
BNYBank of New York Mellon CorpStock4,904$25.4 萬<0.1%−210−4.1%減碼歷史

選擇權（22 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
CLFCleveland-Cliffs Inc.COM$32.1 萬–
ANFAbercrombie & Fitch CoCL A$3,000$9.80 萬
CSCOCisco Systems, Inc.Stock$5.00 萬$4.80 萬
AMZNAmazon Com IncStock$4.80 萬–
FFord Motor CoStock–$1.90 萬
METAMeta Platforms, Inc.Stock$1.30 萬–
PFEPfizer IncStock–$7,000
AAPLApple Inc.Stock$3,000$4,000
CCLCarnival Corp Ltd.UNIT 99/99/9999–$6,000
GESGuess IncCOM–$6,000
DOWDow Inc.Stock–$4,000
MCDMcDonalds CorpStock–$4,000
AALAmerican Airlines Group Inc.Stock–$3,000
DOCUDocuSign, Inc.Stock$3,000–
CRWDCrowdStrike Holdings, Inc.Stock$2,000–
PBIPitney Bowes IncCOM–$2,000
MATMattel IncCOM–$2,000
DBDDiebold Nixdorf, IncCOM–$2,000
KOCoca Cola CoStock$1,000–
BPBP PLCADR–$1,000
BABoeing CoStock$1,000$0
AZNAstraZeneca PLCSPONSORED ADR–$1,000

2021 年第 2 季之後清倉（66 檔）

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
DLWR Ivy SC an TCH CL I466001807CL INSTL11,320$129.1 萬0.1%–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET8,694$83.9 萬0.1%歷史
UNMUnum GroupStock26,086$74.1 萬0.1%歷史
DBXDropbox, Inc.CL A23,513$71.3 萬0.1%歷史
Ivy FDS Inc Hi Inc FD CL I466000122MUTUAL84,380$60.5 萬0.1%–
GLWCorning IncCOM13,014$53.2 萬0.1%歷史
NVCRNovoCure LtdORD SHS2,308$51.2 萬0.1%歷史
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL6,368$49.1 萬0.1%–
ADXAdams Diversified Equity Fund, Inc.COM24,000$47.4 萬0.1%歷史
Telephone & Data System 5.875879433795NTS15,050$39.6 萬<0.1%–
USBUS Bancorp DECOM NEW6,592$37.6 萬<0.1%歷史
Qwest 6 75 NTS74913G873NTS14,000$37.5 萬<0.1%–
PBCTPeople's United Financial, Inc.COM20,269$34.7 萬<0.1%歷史
PDACPeridot Acquisition Corp.SHS CL A27,811$33.9 萬<0.1%歷史
VanEck ETF Trust92189H607OIL SERVICES ETF1,277$33.3 萬<0.1%–
FIGSFIGS, Inc.CL A6,524$32.7 萬<0.1%歷史
LMNDLemonade, Inc.Stock2,930$32.1 萬<0.1%歷史
NIONIO Inc.ADR5,974$31.8 萬<0.1%歷史
KLICKulicke & Soffa Industries IncCOM5,137$31.4 萬<0.1%歷史
ZZillow Group, Inc.CL C CAP STK2,547$31.1 萬<0.1%歷史
STNEStoneCo Ltd.COM4,635$31.1 萬<0.1%歷史
iShares Inc464286426MSCI EM ASIA ETF3,356$31.0 萬<0.1%–
ESIElement Solutions IncCOM13,200$30.9 萬<0.1%歷史
MER.PKBank of America CorpEquities11,425$30.9 萬<0.1%歷史
First Trust Financials Alphadex Fund33734X135ETF6,877$30.0 萬<0.1%–
Assured Guaranty Mun Hldgs 5 60 NTS04623A403NTS11,590$29.7 萬<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO3,053$29.5 萬<0.1%–
HAYWHayward Holdings, Inc.COM11,176$29.1 萬<0.1%歷史
KRKroger CoStock6,912$26.5 萬<0.1%歷史
VIAVViavi Solutions Inc.COM14,925$26.4 萬<0.1%歷史
WEXWEX Inc.COM1,358$26.3 萬<0.1%歷史
WYWeyerhaeuser CoCOM NEW7,329$25.2 萬<0.1%歷史
CHDChurch & Dwight Co IncCOM2,866$24.4 萬<0.1%歷史
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS9,380$24.3 萬<0.1%–
QVC 6 250 SNR Secd NTS747262400NTS9,102$24.1 萬<0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST11,458$23.6 萬<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT1,434$23.2 萬<0.1%歷史
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD5,230$23.2 萬<0.1%–
BYNDBeyond Meat, Inc.COM1,473$23.2 萬<0.1%歷史
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST3,225$22.9 萬<0.1%–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH4,496$22.9 萬<0.1%–
HNWPioneer Diversified High Income Fund, Inc.COM14,921$22.7 萬<0.1%歷史
Delaware Ivy MD CP GR CL I466001609CL INSTL4,845$22.0 萬<0.1%–
RBLXRoblox CorpStock2,436$21.9 萬<0.1%歷史
APPSDigital Turbine, Inc.COM NEW2,850$21.7 萬<0.1%歷史
EAElectronic Arts Inc.COM1,510$21.7 萬<0.1%歷史
ETF Managers Tr26924G102PRIME JUNIR SLVR14,125$21.5 萬<0.1%–
ILMNIllumina, Inc.COM452$21.4 萬<0.1%歷史
ATVIActivision Blizzard, Inc.COM2,241$21.4 萬<0.1%歷史
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM7,765$21.1 萬<0.1%歷史
SVCService Properties TrustCOM SH BEN INT16,728$21.1 萬<0.1%歷史
Credit Suisse Group225401108SPONSORED ADR20,098$21.1 萬<0.1%–
FCXFreeport-McMoran IncStock5,664$21.0 萬<0.1%歷史
XYLXylem Inc.COM1,750$21.0 萬<0.1%歷史
SFIXStitch Fix, Inc.Stock3,431$20.7 萬<0.1%歷史
SCCOSouthern Copper CorpStock3,201$20.6 萬<0.1%歷史
Barrick Gold Corp067901108COM9,977$20.6 萬<0.1%–
RPMRPM International IncCOM2,324$20.6 萬<0.1%歷史
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF5,186$20.5 萬<0.1%–
PAIWestern Asset Investment Grade Income Fund Inc.COM13,000$20.3 萬<0.1%歷史
TDToronto Dominion BankStock2,873$20.1 萬<0.1%歷史
BKTBlackRock Income Trust, Inc.COM21,238$13.5 萬<0.1%歷史
Inventrust Pptys Corp46124J102COM65,349$8.50 萬<0.1%–
NWBONorthwest Biotherapeutics IncCOM25,000$3.70 萬<0.1%歷史
Hospitality Invs Ord44107J108COM43,544$2.20 萬<0.1%–
Dean Foods Co New Com New242370203Common Stock33,000$1,000<0.1%–