NorthRock Partners, LLC
- SEC CIK
- 0001632097
- 最新申報
- 2026/8/11
2023 年第 2 季持倉
持倉截至 2023/6/30，2023/8/2 申報。只含多頭部位，變化是跟 2023 年第 1 季比股數。
- 持股檔數
- 311
- 較 2023 年第 1 季 −11
- 總值
- $9.13 億
- 較 2023 年第 1 季 −$2,623 萬 (−2.8%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 372,030 | $1.65 億 | 18.1% | −47,630−11.3% | 減碼 | 歷史 |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 2,059,829 | $8,898 萬 | 9.7% | −188,037−8.4% | 減碼 | – |
| AAPLApple Inc. | Stock | 285,800 | $5,544 萬 | 6.1% | −102,265−26.4% | 減碼 | 歷史 |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 891,236 | $5,437 萬 | 6.0% | −125,928−12.4% | 減碼 | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 621,792 | $4,277 萬 | 4.7% | −59,685−8.8% | 減碼 | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 324,120 | $3,262 萬 | 3.6% | +324,120 | 新進 | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 393,069 | $3,034 萬 | 3.3% | −60,418−13.3% | 減碼 | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 417,418 | $2,991 萬 | 3.3% | −53,407−11.3% | 減碼 | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 89,288 | $2,457 萬 | 2.7% | −7,380−7.6% | 減碼 | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 317,310 | $2,442 萬 | 2.7% | −51,880−14.1% | 減碼 | – |
| MDLZMondelez International, Inc. | Stock | 281,316 | $2,052 萬 | 2.2% | −187,524−40.0% | 減碼 | 歷史 |
| iShares MSCI Eafe ETF464287465 | ETF | 247,765 | $1,796 萬 | 2.0% | −69,726−22.0% | 減碼 | – |
| MSFTMicrosoft Corp | Stock | 49,243 | $1,677 萬 | 1.8% | −4,255−8.0% | 減碼 | 歷史 |
| TGTTarget Corp | Stock | 126,156 | $1,664 萬 | 1.8% | +27,595+28.0% | 加碼 | 歷史 |
| PMPhilip Morris International Inc. | Stock | 115,962 | $1,132 萬 | 1.2% | −23,789−17.0% | 減碼 | 歷史 |
| AMPAmeriprise Financial Inc | COM | 29,846 | $991.4 萬 | 1.1% | −85−0.3% | 減碼 | 歷史 |
| ATIAti Inc | Stock | 198,736 | $879.0 萬 | 1.0% | 00.0% | 不變 | 歷史 |
| KHCKraft Heinz Co | Stock | 242,857 | $862.1 萬 | 0.9% | +82,640+51.6% | 加碼 | 歷史 |
| AMZNAmazon Com Inc | Stock | 55,460 | $723.0 萬 | 0.8% | −8,976−13.9% | 減碼 | 歷史 |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 268,286 | $671.8 萬 | 0.7% | −69,853−20.7% | 減碼 | – |
| MOAltria Group, Inc. | Stock | 144,814 | $656.0 萬 | 0.7% | +7,230+5.3% | 加碼 | 歷史 |
| GOOGLAlphabet Inc. | Stock | 53,873 | $644.9 萬 | 0.7% | −3,108−5.5% | 減碼 | 歷史 |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 64,956 | $627.7 萬 | 0.7% | −6,463−9.0% | 減碼 | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 27,721 | $610.6 萬 | 0.7% | −4,866−14.9% | 減碼 | – |
| NVDANVIDIA Corp | Stock | 14,325 | $606.0 萬 | 0.7% | −3,840−21.1% | 減碼 | 歷史 |
| TSLATesla, Inc. | Stock | 21,432 | $561.0 萬 | 0.6% | −758−3.4% | 減碼 | 歷史 |
| BRK.BBerkshire Hathaway Inc | Stock | 15,732 | $536.5 萬 | 0.6% | −1,629−9.4% | 減碼 | 歷史 |
| MCDMcDonalds Corp | Stock | 13,494 | $402.7 萬 | 0.4% | −1,691−11.1% | 減碼 | 歷史 |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 24,559 | $398.9 萬 | 0.4% | −3,598−12.8% | 減碼 | – |
| JPMJPMorgan Chase & Co | Stock | 27,186 | $395.4 萬 | 0.4% | −1,531−5.3% | 減碼 | 歷史 |
| Invesco QQQ Trust Series I46090E103 | ETF | 9,789 | $361.6 萬 | 0.4% | −709−6.8% | 減碼 | – |
| JNJJohnson & Johnson | Stock | 20,330 | $336.5 萬 | 0.4% | −3,197−13.6% | 減碼 | 歷史 |
| METAMeta Platforms, Inc. | Stock | 11,201 | $321.5 萬 | 0.4% | −638−5.4% | 減碼 | 歷史 |
| ESTAEstablishment Labs Holdings Inc. | COM | 42,931 | $294.5 萬 | 0.3% | 00.0% | 不變 | 歷史 |
| ABBVAbbVie Inc. | Stock | 21,096 | $284.2 萬 | 0.3% | −5,239−19.9% | 減碼 | 歷史 |
| UNHUnitedHealth Group Inc | Stock | 5,850 | $281.2 萬 | 0.3% | −986−14.4% | 減碼 | 歷史 |
| iShares Russell 1000 Value ETF464287598 | ETF | 17,163 | $270.9 萬 | 0.3% | −1,275−6.9% | 減碼 | – |
| PGProcter & Gamble Co | Stock | 17,392 | $263.9 萬 | 0.3% | −2,186−11.2% | 減碼 | 歷史 |
| MRKMerck & Co., Inc. | Stock | 21,330 | $246.1 萬 | 0.3% | +1,098+5.4% | 加碼 | 歷史 |
| BABoeing Co | Stock | 11,635 | $245.7 萬 | 0.3% | +938+8.8% | 加碼 | 歷史 |
| ITWIllinois Tool Works Inc | Stock | 9,323 | $233.2 萬 | 0.3% | −238−2.5% | 減碼 | 歷史 |
| iShares Tr464287622 | RUS 1000 ETF | 9,330 | $227.4 萬 | 0.2% | −2,702−22.5% | 減碼 | – |
| COSTCostco Wholesale Corp | Stock | 3,985 | $214.6 萬 | 0.2% | −577−12.6% | 減碼 | 歷史 |
| VVisa Inc. | Stock | 8,748 | $207.8 萬 | 0.2% | −504−5.4% | 減碼 | 歷史 |
| NFLXNetflix Inc | Stock | 4,605 | $202.8 萬 | 0.2% | −410−8.2% | 減碼 | 歷史 |
| XOMExxonMobil Holdings Corp | COM | 18,848 | $202.1 萬 | 0.2% | −61−0.3% | 減碼 | 歷史 |
| iShares Tr464288885 | EAFE GRWTH ETF | 20,606 | $196.6 萬 | 0.2% | −92−0.4% | 減碼 | – |
| PEPPepsiCo Inc | Stock | 10,571 | $195.8 萬 | 0.2% | −550−4.9% | 減碼 | 歷史 |
| HONHoneywell International Inc | COM | 9,327 | $193.5 萬 | 0.2% | −520−5.3% | 減碼 | 歷史 |
| LLYEli Lilly & Co | Stock | 4,055 | $190.2 萬 | 0.2% | −341−7.8% | 減碼 | 歷史 |
| CVXChevron Corp | Stock | 11,332 | $178.3 萬 | 0.2% | +311+2.8% | 加碼 | 歷史 |
| UPSUnited Parcel Service Inc | Stock | 9,868 | $176.9 萬 | 0.2% | +185+1.9% | 加碼 | 歷史 |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 15,127 | $173.9 萬 | 0.2% | −870−5.4% | 減碼 | – |
| HDHome Depot, Inc. | Stock | 5,449 | $169.3 萬 | 0.2% | −244−4.3% | 減碼 | 歷史 |
| MAMastercard Inc | Stock | 4,255 | $167.3 萬 | 0.2% | −49−1.1% | 減碼 | 歷史 |
| GOOGAlphabet Inc. | Stock | 13,785 | $166.8 萬 | 0.2% | −1,124−7.5% | 減碼 | 歷史 |
| ABTAbbott Laboratories | Stock | 15,152 | $165.2 萬 | 0.2% | +1,407+10.2% | 加碼 | 歷史 |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 11,011 | $163.9 萬 | 0.2% | −296−2.6% | 減碼 | – |
| WMTWalmart Inc. | Stock | 9,977 | $156.8 萬 | 0.2% | +60+0.6% | 加碼 | 歷史 |
| Vanguard Morningstar Growth ETF922908736 | ETF | 5,528 | $156.4 萬 | 0.2% | −325−5.6% | 減碼 | – |
| BMOBank of Montreal | COM | 16,831 | $152.2 萬 | 0.2% | −49−0.3% | 減碼 | 歷史 |
| iShares Russell 2000 ETF464287655 | ETF | 7,618 | $142.7 萬 | 0.2% | −17,558−69.7% | 減碼 | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 11,279 | $138.3 萬 | 0.2% | −1,789−13.7% | 減碼 | – |
| EWEdwards Lifesciences Corp | Stock | 14,656 | $138.3 萬 | 0.2% | −527−3.5% | 減碼 | 歷史 |
| SYYSysco Corp | Stock | 18,528 | $137.5 萬 | 0.2% | −6,838−27.0% | 減碼 | 歷史 |
| TMOThermo Fisher Scientific Inc. | Stock | 2,614 | $136.4 萬 | 0.1% | −66−2.5% | 減碼 | 歷史 |
| WFCWells Fargo & Company | Stock | 31,184 | $133.1 萬 | 0.1% | −8,422−21.3% | 減碼 | 歷史 |
| AVGOBroadcom Inc. | Stock | 1,531 | $132.8 萬 | 0.1% | +151+10.9% | 加碼 | 歷史 |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 2,734 | $130.9 萬 | 0.1% | −872−24.2% | 減碼 | 歷史 |
| HWKNHawkins Inc | COM | 27,169 | $129.6 萬 | 0.1% | −1,408−4.9% | 減碼 | 歷史 |
| VZVerizon Communications Inc | Stock | 33,795 | $125.7 萬 | 0.1% | +602+1.8% | 加碼 | 歷史 |
| SYKStryker Corp | Stock | 4,102 | $125.2 萬 | 0.1% | +5+0.1% | 加碼 | 歷史 |
| PGRProgressive Corp | Stock | 9,322 | $123.4 萬 | 0.1% | +7,116+322.6% | 加碼 | 歷史 |
| CRMSalesforce, Inc. | Stock | 5,562 | $117.5 萬 | 0.1% | −453−7.5% | 減碼 | 歷史 |
| ORCLOracle Corp | Stock | 9,741 | $116.0 萬 | 0.1% | −149−1.5% | 減碼 | 歷史 |
| iShares Tr464287846 | DOW JONES US ETF | 10,562 | $114.4 萬 | 0.1% | −1,070−9.2% | 減碼 | – |
| RTXRTX Corp | Stock | 11,628 | $113.9 萬 | 0.1% | −940−7.5% | 減碼 | 歷史 |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 28,995 | $112.6 萬 | 0.1% | +28,995 | 新進 | – |
| DISWalt Disney Co | Stock | 12,427 | $110.9 萬 | 0.1% | +588+5.0% | 加碼 | 歷史 |
| ADBEAdobe Inc. | Stock | 2,254 | $110.2 萬 | 0.1% | −105−4.5% | 減碼 | 歷史 |
| PFEPfizer Inc | Stock | 29,978 | $110.0 萬 | 0.1% | +2,178+7.8% | 加碼 | 歷史 |
| INTCIntel Corp | Stock | 32,553 | $108.9 萬 | 0.1% | −10,978−25.2% | 減碼 | 歷史 |
| CSCOCisco Systems, Inc. | Stock | 20,623 | $106.7 萬 | 0.1% | −7,104−25.6% | 減碼 | 歷史 |
| BACBank of America Corp | Stock | 37,153 | $106.6 萬 | 0.1% | −130.0% | 減碼 | 歷史 |
| CATCaterpillar Inc | Stock | 4,287 | $105.5 萬 | 0.1% | −714−14.3% | 減碼 | 歷史 |
| TSNTyson Foods, Inc. | Stock | 19,843 | $101.3 萬 | 0.1% | −1,546−7.2% | 減碼 | 歷史 |
| iShares Core S&P 500 ETF464287200 | ETF | 2,249 | $100.2 萬 | 0.1% | −894−28.4% | 減碼 | – |
| KOCoca Cola Co | Stock | 16,340 | $98.4 萬 | 0.1% | −1,398−7.9% | 減碼 | 歷史 |
| SBUXStarbucks Corp | Stock | 9,811 | $97.2 萬 | 0.1% | −1,245−11.3% | 減碼 | 歷史 |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 29,716 | $96.7 萬 | 0.1% | +546+1.9% | 加碼 | – |
| Vanguard Real Estate ETF922908553 | ETF | 11,450 | $95.7 萬 | 0.1% | −416−3.5% | 減碼 | – |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 13,698 | $94.8 萬 | 0.1% | −946−6.5% | 減碼 | – |
| XELXcel Energy Inc | Stock | 15,188 | $94.4 萬 | 0.1% | −2,598−14.6% | 減碼 | 歷史 |
| ACNAccenture plc | Stock | 2,990 | $92.3 萬 | 0.1% | +712+31.3% | 加碼 | 歷史 |
| AMCRAmcor plc | ORD | 91,009 | $90.8 萬 | 0.1% | −979−1.1% | 減碼 | 歷史 |
| LOWLowes Companies Inc | Stock | 3,986 | $90.0 萬 | 0.1% | +55+1.4% | 加碼 | 歷史 |
| CMCSAComcast Corp | Stock | 21,012 | $87.3 萬 | 0.1% | −928−4.2% | 減碼 | 歷史 |
| BAXBaxter International Inc | Stock | 18,408 | $83.9 萬 | 0.1% | +799+4.5% | 加碼 | 歷史 |
| Vanguard S&P 500 ETF922908363 | ETF | 2,058 | $83.8 萬 | 0.1% | −1,087−34.6% | 減碼 | – |
| WECWec Energy Group, Inc. | Stock | 9,124 | $80.5 萬 | 0.1% | −1,574−14.7% | 減碼 | 歷史 |
選擇權（2 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| Novo-Nordisk A S670100905 | CALL | – | $1.62 萬 |
| DOXAmdocs Ltd | SHS | – | $385 |
2023 年第 1 季之後清倉（38 檔）
2023 年第 1 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2023 年第 1 季股數 | 2023 年第 1 季市值 | 2023 年第 1 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| SFIXStitch Fix, Inc. | Stock | 257,379 | $131.5 萬 | 0.1% | 歷史 |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 13,450 | $113.0 萬 | 0.1% | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 29,700 | $102.7 萬 | 0.1% | 歷史 |
| CENTACentral Garden & Pet Co | CL A NON-VTG | 24,574 | $96.0 萬 | 0.1% | 歷史 |
| OBDCBlue Owl Capital Corp | COM | 64,566 | $81.4 萬 | 0.1% | 歷史 |
| MSCIMSCI Inc. | Stock | 871 | $48.7 萬 | 0.1% | 歷史 |
| UALUnited Airlines Holdings, Inc. | COM | 7,337 | $32.5 萬 | <0.1% | 歷史 |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 349 | $28.7 萬 | <0.1% | 歷史 |
| APTVAptiv PLC | SHS | 2,510 | $28.2 萬 | <0.1% | 歷史 |
| ARCCAres Capital Corp | CEF | 15,384 | $28.1 萬 | <0.1% | 歷史 |
| iShares Tr464289875 | CORE 40 MODE ETF | 6,936 | $27.6 萬 | <0.1% | – |
| FISFidelity National Information Services, Inc. | Stock | 5,075 | $27.6 萬 | <0.1% | 歷史 |
| GMGeneral Motors Co | COM | 7,258 | $26.6 萬 | <0.1% | 歷史 |
| MRNAModerna, Inc. | Stock | 1,681 | $25.8 萬 | <0.1% | 歷史 |
| CDWCDW Corp | COM | 1,319 | $25.7 萬 | <0.1% | 歷史 |
| STTState Street Corp | COM | 3,282 | $24.8 萬 | <0.1% | 歷史 |
| SRESempra | Stock | 1,602 | $24.2 萬 | <0.1% | 歷史 |
| IDXXIDEXX Laboratories Inc | COM | 484 | $24.2 萬 | <0.1% | 歷史 |
| COFCapital One Financial Corp | Stock | 2,477 | $23.8 萬 | <0.1% | 歷史 |
| ETSYEtsy Inc | COM | 2,105 | $23.4 萬 | <0.1% | 歷史 |
| BBYBest Buy Co Inc | Stock | 2,994 | $23.4 萬 | <0.1% | 歷史 |
| MGMMGM Resorts International | Stock | 5,197 | $23.1 萬 | <0.1% | 歷史 |
| ULTAUlta Beauty, Inc. | Stock | 418 | $22.8 萬 | <0.1% | 歷史 |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 3,481 | $22.7 萬 | <0.1% | – |
| PSXPhillips 66 | Stock | 2,186 | $22.2 萬 | <0.1% | 歷史 |
| Vanguard Morningstar Value ETF922908744 | ETF | 1,593 | $22.0 萬 | <0.1% | – |
| CMECME Group Inc. | COM | 1,119 | $21.4 萬 | <0.1% | 歷史 |
| APHAmphenol Corp | CL A | 2,615 | $21.4 萬 | <0.1% | 歷史 |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 4,178 | $21.0 萬 | <0.1% | – |
| AVYAvery Dennison Corp | COM | 1,164 | $20.8 萬 | <0.1% | 歷史 |
| HUMHumana Inc | Stock | 428 | $20.8 萬 | <0.1% | 歷史 |
| FIVEFive Below, Inc | COM | 995 | $20.5 萬 | <0.1% | 歷史 |
| TTTrane Technologies plc | SHS | 1,112 | $20.5 萬 | <0.1% | 歷史 |
| STXSeagate Technology Holdings plc | ORD SHS | 3,085 | $20.4 萬 | <0.1% | 歷史 |
| MCKMcKesson Corp | Stock | 565 | $20.1 萬 | <0.1% | 歷史 |
| EBAYeBay Inc | COM | 4,525 | $20.1 萬 | <0.1% | 歷史 |
| UPWheels Up Experience Inc. | COMMON STOCK | 26,315 | $1.67 萬 | <0.1% | 歷史 |
| Polymet MNG Corp731916144 | RIGHT 04/04/2023 | 19,262 | $52 | <0.1% | – |