NorthRock Partners, LLC
- SEC CIK
- 0001632097
- 最新申報
- 2026/8/11
2023 年第 1 季持倉
持倉截至 2023/3/31，2023/5/4 申報。只含多頭部位，變化是跟 2022 年第 4 季比股數。
- 持股檔數
- 322
- 較 2022 年第 4 季 −20
- 總值
- $9.39 億
- 較 2022 年第 4 季 +$6,078 萬 (+6.9%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 419,660 | $1.72 億 | 18.3% | +8,886+2.2% | 加碼 | 歷史 |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 2,247,866 | $9,153 萬 | 9.7% | +115,521+5.4% | 加碼 | – |
| AAPLApple Inc. | Stock | 388,065 | $6,399 萬 | 6.8% | −4,837−1.2% | 減碼 | 歷史 |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 1,017,164 | $5,631 萬 | 6.0% | +106,158+11.7% | 加碼 | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 681,477 | $4,503 萬 | 4.8% | +21,325+3.2% | 加碼 | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 453,487 | $3,455 萬 | 3.7% | +5,689+1.3% | 加碼 | – |
| MDLZMondelez International, Inc. | Stock | 468,840 | $3,269 萬 | 3.5% | −19,748−4.0% | 減碼 | 歷史 |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 470,825 | $3,222 萬 | 3.4% | +28,360+6.4% | 加碼 | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 369,190 | $2,723 萬 | 2.9% | +7,573+2.1% | 加碼 | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 96,668 | $2,362 萬 | 2.5% | +597+0.6% | 加碼 | – |
| iShares MSCI Eafe ETF464287465 | ETF | 317,491 | $2,271 萬 | 2.4% | −7,387−2.3% | 減碼 | – |
| TGTTarget Corp | Stock | 98,561 | $1,632 萬 | 1.7% | +29,577+42.9% | 加碼 | 歷史 |
| MSFTMicrosoft Corp | Stock | 53,498 | $1,542 萬 | 1.6% | −3,859−6.7% | 減碼 | 歷史 |
| PMPhilip Morris International Inc. | Stock | 139,751 | $1,359 萬 | 1.4% | −1,442−1.0% | 減碼 | 歷史 |
| AMPAmeriprise Financial Inc | COM | 29,931 | $917.4 萬 | 1.0% | +2,750+10.1% | 加碼 | 歷史 |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 338,139 | $793.6 萬 | 0.8% | +31,194+10.2% | 加碼 | – |
| ATIAti Inc | Stock | 198,736 | $784.2 萬 | 0.8% | +80,525+68.1% | 加碼 | 歷史 |
| AMZNAmazon Com Inc | Stock | 64,436 | $665.6 萬 | 0.7% | +373+0.6% | 加碼 | 歷史 |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 32,587 | $665.1 萬 | 0.7% | +1,359+4.4% | 加碼 | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 71,419 | $650.3 萬 | 0.7% | −328−0.5% | 減碼 | – |
| KHCKraft Heinz Co | Stock | 160,217 | $619.6 萬 | 0.7% | −4,833−2.9% | 減碼 | 歷史 |
| MOAltria Group, Inc. | Stock | 137,584 | $613.9 萬 | 0.7% | −3,392−2.4% | 減碼 | 歷史 |
| GOOGLAlphabet Inc. | Stock | 56,981 | $591.1 萬 | 0.6% | −5,071−8.2% | 減碼 | 歷史 |
| BRK.BBerkshire Hathaway Inc | Stock | 17,361 | $536.1 萬 | 0.6% | −447−2.5% | 減碼 | 歷史 |
| NVDANVIDIA Corp | Stock | 18,165 | $504.6 萬 | 0.5% | −5,050−21.8% | 減碼 | 歷史 |
| TSLATesla, Inc. | Stock | 22,190 | $460.4 萬 | 0.5% | +3,372+17.9% | 加碼 | 歷史 |
| iShares Russell 2000 ETF464287655 | ETF | 25,176 | $449.1 萬 | 0.5% | −728−2.8% | 減碼 | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 28,157 | $433.6 萬 | 0.5% | +788+2.9% | 加碼 | – |
| MCDMcDonalds Corp | Stock | 15,185 | $424.6 萬 | 0.5% | +1,361+9.8% | 加碼 | 歷史 |
| ABBVAbbVie Inc. | Stock | 26,335 | $419.7 萬 | 0.4% | +885+3.5% | 加碼 | 歷史 |
| JPMJPMorgan Chase & Co | Stock | 28,717 | $374.2 萬 | 0.4% | −820−2.8% | 減碼 | 歷史 |
| JNJJohnson & Johnson | Stock | 23,527 | $364.7 萬 | 0.4% | −1,650−6.6% | 減碼 | 歷史 |
| Invesco QQQ Trust Series I46090E103 | ETF | 10,498 | $336.9 萬 | 0.4% | −255−2.4% | 減碼 | – |
| UNHUnitedHealth Group Inc | Stock | 6,836 | $323.0 萬 | 0.3% | −909−11.7% | 減碼 | 歷史 |
| PGProcter & Gamble Co | Stock | 19,578 | $291.1 萬 | 0.3% | −153−0.8% | 減碼 | 歷史 |
| ESTAEstablishment Labs Holdings Inc. | COM | 42,931 | $290.8 萬 | 0.3% | 00.0% | 不變 | 歷史 |
| iShares Russell 1000 Value ETF464287598 | ETF | 18,438 | $280.7 萬 | 0.3% | −796−4.1% | 減碼 | – |
| iShares Tr464287622 | RUS 1000 ETF | 12,032 | $271.0 萬 | 0.3% | −2,271−15.9% | 減碼 | – |
| METAMeta Platforms, Inc. | Stock | 11,839 | $250.9 萬 | 0.3% | −1,994−14.4% | 減碼 | 歷史 |
| ITWIllinois Tool Works Inc | Stock | 9,561 | $232.8 萬 | 0.2% | +1,123+13.3% | 加碼 | 歷史 |
| BABoeing Co | Stock | 10,697 | $227.2 萬 | 0.2% | −421−3.8% | 減碼 | 歷史 |
| COSTCostco Wholesale Corp | Stock | 4,562 | $226.7 萬 | 0.2% | +262+6.1% | 加碼 | 歷史 |
| MRKMerck & Co., Inc. | Stock | 20,232 | $215.2 萬 | 0.2% | −453−2.2% | 減碼 | 歷史 |
| VVisa Inc. | Stock | 9,252 | $208.6 萬 | 0.2% | −1,385−13.0% | 減碼 | 歷史 |
| XOMExxonMobil Holdings Corp | COM | 18,909 | $207.4 萬 | 0.2% | −2,135−10.1% | 減碼 | 歷史 |
| PEPPepsiCo Inc | Stock | 11,121 | $202.7 萬 | 0.2% | −829−6.9% | 減碼 | 歷史 |
| SYYSysco Corp | Stock | 25,366 | $195.9 萬 | 0.2% | +746+3.0% | 加碼 | 歷史 |
| iShares Tr464288885 | EAFE GRWTH ETF | 20,698 | $193.9 萬 | 0.2% | +200+1.0% | 加碼 | – |
| HONHoneywell International Inc | COM | 9,847 | $188.2 萬 | 0.2% | −542−5.2% | 減碼 | 歷史 |
| UPSUnited Parcel Service Inc | Stock | 9,683 | $187.8 萬 | 0.2% | −342−3.4% | 減碼 | 歷史 |
| CVXChevron Corp | Stock | 11,021 | $179.8 萬 | 0.2% | −1,590−12.6% | 減碼 | 歷史 |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 15,997 | $175.9 萬 | 0.2% | −48−0.3% | 減碼 | – |
| NFLXNetflix Inc | Stock | 5,015 | $173.3 萬 | 0.2% | −525−9.5% | 減碼 | 歷史 |
| HDHome Depot, Inc. | Stock | 5,693 | $168.0 萬 | 0.2% | −1,157−16.9% | 減碼 | 歷史 |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 3,606 | $165.3 萬 | 0.2% | −391−9.8% | 減碼 | 歷史 |
| SPDR Series Trust78464A763 | ST STR SP DIV | 13,068 | $161.7 萬 | 0.2% | +100+0.8% | 加碼 | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 11,307 | $158.5 萬 | 0.2% | −35−0.3% | 減碼 | – |
| MAMastercard Inc | Stock | 4,304 | $156.4 萬 | 0.2% | −907−17.4% | 減碼 | 歷史 |
| GOOGAlphabet Inc. | Stock | 14,909 | $155.1 萬 | 0.2% | −1,113−6.9% | 減碼 | 歷史 |
| TMOThermo Fisher Scientific Inc. | Stock | 2,680 | $154.5 萬 | 0.2% | +27+1.0% | 加碼 | 歷史 |
| LLYEli Lilly & Co | Stock | 4,396 | $151.0 萬 | 0.2% | −786−15.2% | 減碼 | 歷史 |
| BMOBank of Montreal | COM | 16,880 | $150.2 萬 | 0.2% | +16+0.1% | 加碼 | 歷史 |
| WFCWells Fargo & Company | Stock | 39,606 | $148.0 萬 | 0.2% | +4,873+14.0% | 加碼 | 歷史 |
| WMTWalmart Inc. | Stock | 9,917 | $146.2 萬 | 0.2% | +1,293+15.0% | 加碼 | 歷史 |
| Vanguard Morningstar Growth ETF922908736 | ETF | 5,853 | $146.0 萬 | 0.2% | −295−4.8% | 減碼 | – |
| CSCOCisco Systems, Inc. | Stock | 27,727 | $144.9 萬 | 0.2% | −171−0.6% | 減碼 | 歷史 |
| INTCIntel Corp | Stock | 43,531 | $142.2 萬 | 0.2% | +1,794+4.3% | 加碼 | 歷史 |
| ABTAbbott Laboratories | Stock | 13,745 | $139.2 萬 | 0.1% | −2,651−16.2% | 減碼 | 歷史 |
| SFIXStitch Fix, Inc. | Stock | 257,379 | $131.5 萬 | 0.1% | +50,943+24.7% | 加碼 | 歷史 |
| iShares Core S&P 500 ETF464287200 | ETF | 3,143 | $129.2 萬 | 0.1% | −750−19.3% | 減碼 | – |
| VZVerizon Communications Inc | Stock | 33,193 | $129.1 萬 | 0.1% | +1,912+6.1% | 加碼 | 歷史 |
| TSNTyson Foods, Inc. | Stock | 21,389 | $126.9 萬 | 0.1% | −3,236−13.1% | 減碼 | 歷史 |
| EWEdwards Lifesciences Corp | Stock | 15,183 | $125.6 萬 | 0.1% | +958+6.7% | 加碼 | 歷史 |
| HWKNHawkins Inc | COM | 28,577 | $125.1 萬 | 0.1% | −2,305−7.5% | 減碼 | 歷史 |
| RTXRTX Corp | Stock | 12,568 | $123.1 萬 | 0.1% | −581−4.4% | 減碼 | 歷史 |
| CRMSalesforce, Inc. | Stock | 6,015 | $120.2 萬 | 0.1% | +988+19.7% | 加碼 | 歷史 |
| XELXcel Energy Inc | Stock | 17,786 | $119.9 萬 | 0.1% | −80−0.4% | 減碼 | 歷史 |
| DISWalt Disney Co | Stock | 11,839 | $118.5 萬 | 0.1% | +723+6.5% | 加碼 | 歷史 |
| Vanguard S&P 500 ETF922908363 | ETF | 3,145 | $118.3 萬 | 0.1% | −8,906−73.9% | 減碼 | – |
| SYKStryker Corp | Stock | 4,097 | $116.9 萬 | 0.1% | +91+2.3% | 加碼 | 歷史 |
| iShares Tr464287846 | DOW JONES US ETF | 11,632 | $116.4 萬 | 0.1% | 00.0% | 不變 | – |
| SBUXStarbucks Corp | Stock | 11,056 | $115.1 萬 | 0.1% | −619−5.3% | 減碼 | 歷史 |
| CATCaterpillar Inc | Stock | 5,001 | $114.4 萬 | 0.1% | −877−14.9% | 減碼 | 歷史 |
| PFEPfizer Inc | Stock | 27,800 | $113.4 萬 | 0.1% | −6,730−19.5% | 減碼 | 歷史 |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 13,450 | $113.0 萬 | 0.1% | +915+7.3% | 加碼 | – |
| KOCoca Cola Co | Stock | 17,738 | $110.0 萬 | 0.1% | −4,725−21.0% | 減碼 | 歷史 |
| BACBank of America Corp | Stock | 37,166 | $106.3 萬 | 0.1% | −15,744−29.8% | 減碼 | 歷史 |
| AMCRAmcor plc | ORD | 91,988 | $104.7 萬 | 0.1% | −1,310−1.4% | 減碼 | 歷史 |
| WBAWalgreens Boots Alliance, Inc. | COM | 29,700 | $102.7 萬 | 0.1% | +4,427+17.5% | 加碼 | 歷史 |
| WECWec Energy Group, Inc. | Stock | 10,698 | $101.4 萬 | 0.1% | +55+0.5% | 加碼 | 歷史 |
| Vanguard Real Estate ETF922908553 | ETF | 11,866 | $98.5 萬 | 0.1% | −2,812−19.2% | 減碼 | – |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 14,644 | $97.8 萬 | 0.1% | −70−0.5% | 減碼 | – |
| CENTACentral Garden & Pet Co | CL A NON-VTG | 24,574 | $96.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 29,170 | $93.7 萬 | 0.1% | +96+0.3% | 加碼 | – |
| ORCLOracle Corp | Stock | 9,890 | $91.9 萬 | 0.1% | −699−6.6% | 減碼 | 歷史 |
| DEDeere & Co | Stock | 2,207 | $91.1 萬 | 0.1% | −259−10.5% | 減碼 | 歷史 |
| ADBEAdobe Inc. | Stock | 2,359 | $90.9 萬 | 0.1% | −476−16.8% | 減碼 | 歷史 |
| iShares Tr464287762 | US HLTHCARE ETF | 3,312 | $90.4 萬 | 0.1% | +127+4.0% | 加碼 | – |
| AVGOBroadcom Inc. | Stock | 1,380 | $88.5 萬 | 0.1% | −195−12.4% | 減碼 | 歷史 |
| MMM3M Co | Stock | 8,276 | $87.0 萬 | 0.1% | +967+13.2% | 加碼 | 歷史 |
選擇權（5 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| Aon PLCG0403H958 | PUT | $3.15 萬 | – |
| Raytheon Technologies Corp75513E901 | CALL | – | $1.96 萬 |
| iShares Tr464287902 | CALL | – | $1.06 萬 |
| iShares Tr464287958 | PUT | $1.06 萬 | – |
| Select Sector SPDR Tr81369Y905 | CALL | – | $3,215 |
2022 年第 4 季之後清倉（40 檔）
2022 年第 4 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2022 年第 4 季股數 | 2022 年第 4 季市值 | 2022 年第 4 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| iShares Tr464288687 | PFD AND INCM SEC | 42,478 | $129.7 萬 | 0.1% | – |
| NFENew Fortress Energy Inc. | COM CL A | 26,950 | $114.3 萬 | 0.1% | 歷史 |
| PRUPrudential Financial Inc | Stock | 4,722 | $47.0 萬 | 0.1% | 歷史 |
| AIGAmerican International Group, Inc. | Stock | 6,852 | $43.3 萬 | <0.1% | 歷史 |
| MROMarathon Oil Corp | COM | 15,005 | $40.6 萬 | <0.1% | 歷史 |
| FMCFMC Corp | COM NEW | 3,122 | $39.0 萬 | <0.1% | 歷史 |
| DGDollar General Corp | COM | 1,562 | $38.5 萬 | <0.1% | 歷史 |
| METMetlife Inc | Stock | 5,039 | $36.5 萬 | <0.1% | 歷史 |
| CSGPCostar Group, Inc. | COM | 4,561 | $35.2 萬 | <0.1% | 歷史 |
| PXDPioneer Natural Resources Co | COM | 1,408 | $32.2 萬 | <0.1% | 歷史 |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 2,966 | $29.9 萬 | <0.1% | – |
| EPAMEPAM Systems, Inc. | COM | 830 | $27.2 萬 | <0.1% | 歷史 |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 3,785 | $25.9 萬 | <0.1% | – |
| PNCPNC Financial Services Group, Inc. | Stock | 1,622 | $25.6 萬 | <0.1% | 歷史 |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 4,645 | $25.6 萬 | <0.1% | – |
| APDAir Products & Chemicals, Inc. | Stock | 822 | $25.3 萬 | <0.1% | 歷史 |
| Dimensional U.S. Targeted Value ETF25434V609 | ETF | 5,694 | $25.0 萬 | <0.1% | – |
| CNCCentene Corp | Stock | 3,037 | $24.9 萬 | <0.1% | 歷史 |
| NDAQNasdaq, Inc. | COM | 4,026 | $24.7 萬 | <0.1% | 歷史 |
| HPQHP Inc | Stock | 9,147 | $24.6 萬 | <0.1% | 歷史 |
| iShares Tr464288588 | MBS ETF | 2,574 | $24.5 萬 | <0.1% | – |
| NSCNorfolk Southern Corp | Stock | 993 | $24.5 萬 | <0.1% | 歷史 |
| DVNDevon Energy Corp | Stock | 3,933 | $24.2 萬 | <0.1% | 歷史 |
| GPCGenuine Parts Co | Stock | 1,386 | $24.0 萬 | <0.1% | 歷史 |
| PEGPublic Service Enterprise Group Inc | COM | 3,912 | $24.0 萬 | <0.1% | 歷史 |
| CMICummins Inc | Stock | 963 | $23.3 萬 | <0.1% | 歷史 |
| DTEDte Energy Co | COM | 1,965 | $23.1 萬 | <0.1% | 歷史 |
| RJFRaymond James Financial Inc | COM | 2,106 | $22.5 萬 | <0.1% | 歷史 |
| DDDuPont de Nemours, Inc. | COM | 3,198 | $21.9 萬 | <0.1% | 歷史 |
| TELTE Connectivity plc | REG SHS | 1,904 | $21.9 萬 | <0.1% | 歷史 |
| DOWDow Inc. | Stock | 4,226 | $21.3 萬 | <0.1% | 歷史 |
| UNMUnum Group | Stock | 5,187 | $21.3 萬 | <0.1% | 歷史 |
| DLRDigital Realty Trust, Inc. | COM | 2,100 | $21.1 萬 | <0.1% | 歷史 |
| ONOn Semiconductor Corp | Stock | 3,315 | $20.7 萬 | <0.1% | 歷史 |
| IQVIQVIA Holdings Inc. | Stock | 998 | $20.4 萬 | <0.1% | 歷史 |
| NVSNovartis AG | ADR | 2,230 | $20.2 萬 | <0.1% | 歷史 |
| CEGConstellation Energy Corp | Stock | 2,335 | $20.1 萬 | <0.1% | 歷史 |
| SHWSherwin Williams Co | COM | 843 | $20.0 萬 | <0.1% | 歷史 |
| SRNESorrento Therapeutics, Inc. | COM NEW | 19,055 | $1.69 萬 | <0.1% | 歷史 |
| CBUSCibus, Inc. | COM | 52,448 | $7,736 | <0.1% | 歷史 |